Filed by the Registrant
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[X]
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Filed by a Party other than the Registrant
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[ ]
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[ ]
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Preliminary Proxy Statement
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[ ]
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Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
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[X ]
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to Rule 14a-12
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______________________________________________________________________
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(Name of Registrant as Specified in Charter)
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______________________________________________________________________
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(Name of Person(s) Filing Proxy Statement, if Other Than the Registrant)
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[X]
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No fee required. | |
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11. | |
(1)
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Title of each class of securities to which transaction applies: __________
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(2)
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Aggregate number of securities to which transaction applies:__________
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): ______________________________________
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(4)
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Proposed maximum aggregate value of transaction:__________________
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(5)
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Total fee paid: _______________________________________________
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[ ]
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Fee previously paid with preliminary materials. | |
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the form or schedule and the date of its filing. | |
(1)
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Amount previously paid:____________________________
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(2)
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Form, schedule or registration statement no.:____________
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(3)
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Filing party:______________________________________
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(4)
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Date filed: _______________________________________
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·
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By Mail. Please complete, date and sign the enclosed proxy card for each fund in which you own shares and mail it in the enclosed, postage-paid envelope.
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By Internet. Have your proxy card(s) available. Go to the website listed on the proxy card. Enter your control number from your proxy card. Follow the instructions on the website.
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By Telephone. Have your proxy card(s) available. Call the toll-free number listed on the proxy card. Enter your control number from your proxy card. Follow the recorded instructions.
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In Person. Any shareholder who attends the meeting in person may vote by ballot at the meeting.
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Sincerely,
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/s/ Bradley J. Skapyak
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Bradley J. Skapyak
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President
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1.
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To elect Board members to hold office until their successors are duly elected and qualified.
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2.
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To transact such other business as may properly come before the meeting and any adjournments thereof.
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*
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CitizensSelect Funds, Dreyfus Government Cash Management Funds, Dreyfus Institutional Cash Advantage Funds, Dreyfus Institutional Preferred Money Market Funds, Dreyfus Institutional Reserves Funds, Dreyfus Investment Grade Funds, Inc., Dreyfus Investment Portfolios, Dreyfus Opportunity Funds, Dreyfus Premier Short-Intermediate Municipal Bond Fund and Dreyfus Tax Exempt Cash Management Funds are "series" investment companies comprised of separate portfolios, each of which may be referred to as a Fund, as applicable, in the Proxy Statement. For a list of the series, see Schedule 1 to the Proxy Statement.
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By Order of the Boards,
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/s/ Janette E. Farragher
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Janette E. Farragher
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Secretary
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New York, New York
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October 18, 2013
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WE NEED YOUR PROXY VOTE.
A SHAREHOLDER MAY THINK HIS OR HER VOTE IS NOT IMPORTANT, BUT IT IS VITAL. BY LAW, THE MEETING OF SHAREHOLDERS OF A FUND WILL HAVE TO BE ADJOURNED WITHOUT CONDUCTING ANY BUSINESS IF LESS THAN A QUORUM IS REPRESENTED. IN THAT EVENT, THE AFFECTED FUND, AT SHAREHOLDERS' EXPENSE, WOULD CONTINUE TO SOLICIT VOTES IN AN ATTEMPT TO ACHIEVE A QUORUM. CLEARLY, YOUR VOTE COULD BE CRITICAL TO ENABLE THE FUND TO HOLD THE MEETING AS SCHEDULED, SO PLEASE RETURN YOUR PROXY CARD(S) OR OTHERWISE VOTE PROMPTLY. YOU AND ALL OTHER SHAREHOLDERS WILL BENEFIT FROM YOUR COOPERATION.
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IMPORTANT NOTICE REGARDING INTERNET
AVAILABILITY OF PROXY MATERIALS
THIS PROXY STATEMENT AND COPIES OF EACH FUND'S MOST RECENT
ANNUAL AND, IF APPLICABLE, SEMI-ANNUAL REPORTS TO SHAREHOLDERS ARE AVAILABLE AT
WWW.DREYFUS.COM/PROXYINFO
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* |
Gordon J. Davis will be deemed an interested Board member (as defined in the 1940 Act) of DIGF, DLA, WDMMF, DF, DSRGF and DTCF because his law firm provides legal services to such Funds. In addition, Isabel P. Dunst will be deemed an interested Board member (as defined in the 1940 Act) of the Funds because her law firm provides legal services to The Bank of New York Mellon Corporation and its affiliates.
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Name of Board Member or Nominee
Year of Birth
Position with Funds (Since)
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Principal Occupation
During Past 5 Years
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Other Public Company Board
Memberships During Past 5 Years
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Nominees for CSF, ICAF, IPMMF, IRF, DIGF, DIP, DLA, DOF, PSIMBF, SIGF, WDMMF, DF, DSRGF and DTCF (and certain other Funds as indicated)
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Independent Board Members | |||
Robin A. Melvin
1963
Board Member and Nominee
DCM (2010)
DGCMF (2010)
DMCMP (2010)
DNYMCM (2010)
DTECMF (2010)
DTACM (2010)
DTPCM (2010)
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Board Member, Illinois Mentoring Partnership, non-profit organization dedicated to increasing the quantity and quality of mentoring services in Illinois (April 2013 – present)
Director, Boisi Family Foundation, a private family foundation that supports youth-serving organizations that promote the self sufficiency of youth from disadvantaged circumstances (1995 – 2012)
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Board member of 33 funds (49 if elected at the Meeting) in The Dreyfus Family of Funds (14 portfolios and 39 if elected at the Meeting)
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Roslyn M. Watson
1949
Board Member and Nominee
DCM (2010)
DGCMF (2010)
DMCMP (2010)
DNYMCM (2010)
DTECMF (2010)
DTACM (2010)
DTPCM (2010)
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Principal, Watson Ventures, Inc., a real estate investment company (1993 – present)
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Board member of 13 funds (29 if elected at the Meeting) in The Dreyfus Family of Funds (35 portfolios and 60 if elected at the Meeting)
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Interested Board Member | |||
Isabel P. Dunst
1947
Board Member
DCM (1991)
DGCMF (1991)
DMCMP (1991)
DNYMCM (1991)
DTECMF (1991)
DTACM (1991)
DTPCM (1991)
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Partner in the law firm of Hogan Lovells LLP
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Board member of 7 funds (23 if elected at the Meeting) in The Dreyfus Family of Funds (10 portfolios and 35 if elected at the Meeting)
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Nominees for DCM, DGCMF, DMCMP, DNYMCM, DTECMF, DTACM and DTPCM
(and certain other Funds as indicated)
Independent Board Members
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Whitney I. Gerard
1934
Board Member
CSF (2007)
ICAF (2003)
IPMMF (2003)
IRF (2008)
DIGF (1993)
DIP (2003)
DLA (1973)
DOF (2003)
PSIMBF (1989)
SIGF (1989)
WDMMF (1989)
DF (1973)
DSRGF (2003)
DTCF (2003)
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Partner in the law firm of Chadbourne & Parke LLP
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Board member of 16 funds (23 if elected at the Meeting) in The Dreyfus Family of Funds (25 portfolios and 35 if elected at the Meeting)
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Nathan Leventhal
1943
Board Member
CSF (2013)
ICAF (2009)
IPMMF (2009)
IRF (2009)
DIGF (2009)
DIP (2009)
DLA (2009)
DOF (2009)
PSIMBF (2009)
SIGF (2009)
WDMMF (2009)
DF (2009)
DSRGF (2009)
DTCF (2009)
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Chairman of the Avery Fisher Artist Program (1997 – present)
Commissioner, NYC Planning Commission (2007 – 2011)
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Movado Group, Inc., Director (2003 - present)
Board member of 27 funds (34 if elected at the Meeting) in The Dreyfus Family of Funds (39 portfolios and 49 if elected at the Meeting)
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Interested Board Member
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Gordon J. Davis
1941
Board Member and Nominee
DIGF (2012)
DLA (2012)
PSIMBF (2012)
SIGF (2012)
WDMMF (2012)
DF (2012)
DSRGF (2012)
DTCF (2012)
Board Member
CSF (2013)
ICAF (2012)
IPMMF (2012)
IRF (2012)
DIP (2012)
DOF (2012)
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Partner in the law firm of Venable LLP (2012 – present)
Partner in the law firm of Dewey & LeBoeuf LLP (1994 – 2012)
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Consolidated Edison, Inc., a utility company, Director (1997 – present)
The Phoenix Companies, Inc., a life insurance company, Director (2000 – present)
Board member of 29 funds (36 if elected at the Meeting) in The Dreyfus Family of Funds (49 portfolios and 59 if elected at the Meeting)
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Current Board Members for all Funds
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Joseph S. DiMartino
1943
Chairman of the Boards
CSF (2002)
DCM (1995)
DGCMF (1995)
ICAF (2002)
IPMMF (1997)
IRF (2008)
DIGF (1995)
DIP (1998)
DLA (1995)
DMCMP (1995)
DNYMCM (1995)
DOF (2000)
PSIMBF (1995)
SIGF (1995)
DTECMF (1995)
DTACM (1995)
DTPCM (1995)
WDMMF (1995)
DF (1995)
DSRGF (1995)
DTCF (1995)
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Corporate Director and Trustee
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CBIZ (formerly, Century Business Services, Inc.), a provider of outsourcing functions for small and medium size companies, Director (1997 – present)
The Newark Group, a provider of a national market of paper recovery facilities, paperboard mills and paperboard converting plants, Director (2000 – 2010)
Sunair Services Corporation, a provider of certain outdoor-related services to homes and businesses, Director
(2005 – 2009) Board member of 68 funds in The Dreyfus Family of Funds (140 portfolios)
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Benaree Pratt Wiley
1946
Board Member
CSF (2013)
DCM (2007)
DGCMF (2007)
ICAF (2009)
IPMMF (2009)
IRF (2009)
DIGF (2009)
DIP (2009)
DLA (2009)
DMCMP (2007)
DNYMCM (2007)
DOF (2009)
PSIMBF (2009)
SIGF (2009)
DTECMF (2007)
DTACM (2007)
DTPCM (2007)
WDMMF (2009)
DF (2009)
DSRGF (2009)
DTCF (2009)
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Principal, The Wiley Group, a firm specializing in strategy and business development (2005 – present)
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CBIZ (formerly, Century Business Services, Inc.), a provider of outsourcing functions for small and medium size companies, Director (2008 - present)
Board member of 29 funds in The Dreyfus Family of Funds (60 portfolios)
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Current Board Member for ICAF, IPMMF, IRF, DIGF, DIP, DLA, DOF, PSIMBF, SIGF, WDMMF, DF, DSRGF and DTCF
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George L. Perry
1934
Board Member
ICAF (2003)
IPMMF (2003)
IRF (2008)
DIGF (1992)
DIP (2003)
DLA (1989)
DOF (2003)
PSIMBF (1990)
SIGF (1990)
WDMMF (1990)
DF (1989)
DSRGF (2003)
DTCF (2003)
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Economist and Senior Fellow at The Brookings Institution
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Board member of 15 funds in The Dreyfus Family of Funds (23 portfolios)
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·
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Joseph S. DiMartino – Mr. DiMartino has been the Chairman of the Boards of the funds in The Dreyfus Family of Funds for over 15 years. From 1971 through 1994, Mr. DiMartino served in various roles as an employee of Dreyfus (prior to its acquisition by a predecessor of The Bank of New York Mellon Corporation ("BNY Mellon") in August 1994 and related management changes), including portfolio manager, President, Chief Operating Officer and a director. He ceased being an employee or director of Dreyfus by the end of 1994. From July 1995 to November 1997, Mr. DiMartino served as Chairman of the Board of The Noel Group, a public buyout firm; in that capacity, he helped manage, acquire, take public and liquidate a number of operating companies. From 1986 to 2010, Mr. DiMartino served as a Director of the Muscular Dystrophy Association.
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·
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Whitney I. Gerard – Mr. Gerard is a partner in the law firm of Chadbourne & Parke LLP, where his practice focuses on the representation and counseling of international companies and individuals doing business and/or engaged in litigation in the United States.
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·
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Nathan Leventhal – Mr. Leventhal was previously a Commissioner of the New York City Planning Commission. Previously, Mr. Leventhal served in a number of senior positions in New York City Government, including Fiscal Director of the Human Resources Administration and Chief of Staff to Mayor John V. Lindsay, Deputy Mayor to Mayor Ed Koch, and Transition Chairman for both Mayors David Dinkins and Michael Bloomberg. Mr. Leventhal is a former partner in the law firm Poletti Freidin Prashker Feldman & Gartner. In the not-for-profit sector, Mr. Leventhal served for 17 years as President of Lincoln Center for the Performing Arts, where he is now President Emeritus and Chairman of the Avery Fisher Artist Program
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·
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Robin A. Melvin – Ms. Melvin is a Board member of Illinois Mentoring Partnership, a non-profit organization dedicated to increasing the quantity and quality of mentoring services in Illinois. Ms. Melvin served as a Director of the Boisi Family Foundation, a private family foundation that supports organizations serving the needs of youth from disadvantaged circumstances, from 1995 to 2012. In that role she also managed the Boisi Family Office, providing the primary interface with all investment managers, legal advisors and other service providers to the family. She has also served in various roles with MENTOR, a national non-profit youth mentoring advocacy organization, including Executive Director of the New York City affiliate, Vice President of the national affiliate network, Vice President of Development, and, immediately prior to her departure, Senior Vice President in charge of strategy. Prior to that, Ms. Melvin served as an investment banker with Goldman Sachs Group, Inc.
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·
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George L. Perry – Dr. Perry is an Economist and Senior Fellow at The Brookings Institution. Dr. Perry was the founder and long time director of the Brookings Panel on Economic Activity and editor of its journal, the Brookings Papers. Dr. Perry is a Director Emeritus of and a consultant to the State Farm Mutual Automobile Association and State Farm Life Insurance Company. Prior to joining the Brookings Institution, Dr. Perry served as the Senior Economist to the President's Council of Economic Advisers and was a professor of economics at the University of Minnesota.
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·
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Roslyn M. Watson – Ms. Watson has been a business entrepreneur in commercial and residential real estate for over 15 years. Ms. Watson currently serves as President and Founder of Watson Ventures, Inc. a real estate development investment firm, and her current board memberships include American Express Bank, FSB, The Hyams Foundation, Inc., Pathfinder International and Simmons College. Previously, she held various positions in the public and private sectors, including General Manager for the Massachusetts Port Authority. She has received numerous awards, including the Woman of Achievement award from the Boston Big Sister Association and the Working Woman of the Year Award from Working Woman Magazine.
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·
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Benaree Pratt Wiley – Ms. Wiley is a Principal of The Wiley Group, a firm specializing in personnel strategy, talent management and leadership development primarily for global insurance and consulting firms. Prior to that, Ms. Wiley served as the President and Chief Executive Officer of The Partnership, Inc., a talent management organization for multicultural professionals in the greater Boston region. Ms. Wiley currently serves on the board of Blue Cross Blue Shield of Massachusetts and is chair of the advisory board of PepsiCo African-American, and she has served on the boards of several public companies and charitable organizations.
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Interested Board Members
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·
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Gordon J. Davis – Mr. Davis is a partner in the law firm of Venable LLP where his practice focuses on complex real estate, land use development and related environmental matters; state and municipal authorities and financings; and cultural and not-for-profit organizations. Prior to joining the firm in 2012, Mr. Davis served as a partner in the law firm of Dewey & LeBoeuf LLP from 1994 until 2012. Mr. Davis also served as a Commissioner and member of the New York City Planning Commission, and as Commissioner of Parks and Recreation for the City of New York. Mr. Davis was a co-founder of the Central Park Conservancy and the founding Chairman of Jazz at the Lincoln Center for the Performing Arts in New York City. He has also served as President of Lincoln Center. Mr. Davis also served on the board of Dreyfus (prior to its acquisition by a predecessor of BNY Mellon in August 1994 and related management changes). He currently serves as a Director of The Phoenix Companies, Inc., a life insurance company.
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·
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Isabel P. Dunst – Ms. Dunst has been practicing law for almost 40 years. Half of her career was spent at the U.S. Department of Health and Human Services, including serving as the Deputy General Counsel of that agency, the senior career legal position. Ms. Dunst has been a partner for approximately 20 years in the Washington based international law firm of Hogan Lovells, which she joined in 1990.
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Name of Fund
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Time of Shareholder Meeting
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CitizensSelect Funds
- CitizensSelect Prime Money Market Fund ("CSPMMF")
- CitizensSelect Treasury Money Market Fund ("CSTMMF")
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10:00 a.m.
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Dreyfus Cash Management
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2:00 p.m.
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Dreyfus Government Cash Management Funds
- Dreyfus Government Cash Management ("DGCM")
- Dreyfus Government Prime Cash Management ("DGPCM")
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2:00 p.m.
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Dreyfus Institutional Cash Advantage Funds
- Dreyfus Institutional Cash Advantage Fund ("DICAF")
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10:00 a.m.
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Dreyfus Institutional Preferred Money Market Funds
- Dreyfus Institutional Preferred Money Market Fund ("DIPMMF")
- Dreyfus Institutional Preferred Plus Money Market Fund ("DIPPMMF")
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10:00 a.m.
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Dreyfus Institutional Reserves Funds
- Dreyfus Institutional Reserves Money Fund ("DIRMF")
- Dreyfus Institutional Reserves Treasury Fund ("DIRTF")
- Dreyfus Institutional Reserves Treasury Prime Fund ("DIRTPF")
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10:00 a.m.
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Dreyfus Investment Grade Funds, Inc.
- Dreyfus Inflation Adjusted Securities Fund ("DIASF")
- Dreyfus Intermediate Term Income Fund ("DITIF")
- Dreyfus Short Term Income Fund ("DSTIF")
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10:00 a.m.
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Dreyfus Investment Portfolios
- Core Value Portfolio ("CVP")
- MidCap Stock Portfolio ("MSP")
- Small Cap Stock Index Portfolio ("SCSIP")
- Technology Growth Portfolio ("TGP")
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10:00 a.m.
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Dreyfus Liquid Assets, Inc.
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10:00 a.m.
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Dreyfus Municipal Cash Management Plus
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2:00 p.m.
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Dreyfus New York Municipal Cash Management
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2:00 p.m.
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Dreyfus Opportunity Funds
- Dreyfus Natural Resources Fund ("DNRF")
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10:00 a.m.
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Dreyfus Premier Short-Intermediate Municipal Bond Fund
- Dreyfus Short-Intermediate Municipal Bond Fund ("DSIMBF")
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10:00 a.m.
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Dreyfus Short-Intermediate Government Fund
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10:00 a.m.
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Dreyfus Tax Exempt Cash Management Funds
- Dreyfus Tax Exempt Cash Management ("DTECM")
- Dreyfus California AMT-Free Municipal Cash Management ("DCAMTCM")
- Dreyfus New York AMT-Free Municipal Cash Management ("DNYAMTCM")
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2:00 p.m.
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Dreyfus Treasury & Agency Cash Management
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2:00 p.m.
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Dreyfus Treasury Prime Cash Management
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2:00 p.m.
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Dreyfus Worldwide Dollar Money Market Fund, Inc.
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10:00 a.m.
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The Dreyfus Fund Incorporated
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10:00 a.m.
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The Dreyfus Socially Responsible Growth Fund, Inc.
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10:00 a.m.
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The Dreyfus Third Century Fund, Inc.
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10:00 a.m.
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Name of Fund and
Number of Shares Outstanding
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Name and Address of Shareholder
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Amount of
Shares Held
|
Percentage of
Shares Held
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CSF:
|
|||||
CSPMMF–Class A
113,076,623.440
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Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
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85,168,917.360
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75.3197%
|
||
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
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26,767,714.010
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23.6722%
|
|||
CSPMMF–Class B
75,688,750.880
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Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
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29,902,493.840
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39.5072%
|
||
Citizens Investment Services
Corp-Sweep PA Citizens Bank
Cash Mgmt. Oper.
1 Citizens Drive
Mail Stop ROP140
Riverside, RI 02915-3019
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27,683,956.950
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36.5761%
|
|||
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
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9,348,377.930
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12.3511%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
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8,022,745.260
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10.5997%
|
|||
CSPMMF–Class C
20,235,098.330
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Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
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12,859,493.100
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63.5504%
|
||
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
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7,337,271.330
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36.2601%
|
|||
CSPMMF–Class D
20,780,878.720
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National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
|
20,780,878.720
|
100.0000%
|
||
CSTMMF–Class A
178,695,803.700
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Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
|
169,373,310.390
|
94.7830%
|
||
CSTMMF–Class B
174,368,026.290
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Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
|
152,757,840.730
|
87.6066%
|
||
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
|
12,898,539.950
|
7.3973%
|
|||
CSTMMF–Class C
8,918,391.330
|
Citizens Bank
c/o Investment Management Serv.
870 Westminster Street
Providence, RI 02903-4089
|
7,647,337.390
|
85.7479%
|
||
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
|
1,271,053.940
|
14.2521%
|
|||
CSTMMF–Class D
424,324.960
|
National Financial Services LLC
For The Exclusive Benefit of Our Customers
200 Liberty Street
One World Financial Center
New York, NY 10281
|
424,324.960
|
100.0000%
|
||
DCM–Administrative
1,295,474,871.848
|
American Enterprise Investment Services Inc.
Brokerage Cashiering
5413 Ameriprise Financial Center
Minneapolis, MN 55474-0001
|
758,324,864.640
|
58.5364%
|
||
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
182,531,426.350
|
14.0899%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
118,188,215.320
|
9.1232%
|
|||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
87,435,680.020
|
6.7493%
|
|||
DCM–Agency
160,169,547.940
|
Mellon Financial Corporation
Mellon Client Service Center
500 Ross Street
Room 154-0980
Pittsburgh, PA 15262-0001
|
130,794,000.000
|
81.6597%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
23,626,630.560
|
14.7510%
|
|||
DCM–Institutional
20,735,048,976.840
|
Boston Safe Deposit & Trust
Mellon Bank
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
9,021,302,840.790
|
43.5075%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
2,596,581,770.290
|
12.5227%
|
|||
DCM–Investor
2,269,876,332.070
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
1,128,306,722.550
|
49.7079%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
612,709,124.040
|
26.9931%
|
|||
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
208,757,806.820
|
9.1969%
|
|||
DCM–Participant
785,299,436.690
|
ICMA-RC Services LLC
Fin Ops
777 North Capitol Street
Washington, DC 20002-4239
|
197,705,646.550
|
25.1758%
|
||
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
134,255,357.810
|
17.0961%
|
|||
MSCS Financial Services LLC
700 17th Street
Third Floor
Denver, CO 80202-3502
|
107,406,065.280
|
13.6771%
|
|||
WTRISC CO IRA Omnibus Acct
c/o ICMA Retirement Corporation
777 North Capitol Street NE
Washington, DC 20002-4239
|
82,871,785.170
|
10.5529%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
71,991,914.600
|
9.1674%
|
|||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
55,324,781.860
|
7.0451%
|
|||
DGCMF:
|
|||||
DGCM–Administrative
706,424,467.360
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
307,531,683.260
|
43.5336%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
180,709,793.320
|
25.5809%
|
|||
DGCM–Agency
101,197,801.190
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
100,842,829.520
|
99.6492%
|
||
DGCM–Institutional
11,927,654,267.850
|
Boston Safe Deposit & Trust
Mellon Bank
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
4,892,023,340.150
|
41.0141%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
2,323,439,695.930
|
19.4794%
|
|||
DGCM–Investor
1,773,052,234.210
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
1,034,330,594.700
|
58.3362%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
444,070,891.350
|
25.0456%
|
|||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
108,184,656.800
|
6.1016%
|
|||
Union Bank Tr. Nominee
FBO Cash Management Sweeps
P.O. Box 85484
San Diego, CA 92186-5484
|
103,820,026.790
|
5.8554%
|
|||
DGCM–Participant
207,966,222.740
|
Lazard Capital Markets LLC
Special Custody Account for the Exclusive Benefit of Customers
30 Rockefeller Plaza, Floor 19
New York, NY 10112-0015
|
79,430,037.330
|
38.1937%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
37,184,101.830
|
17.8799%
|
|||
BNP Paribas Prime Brokerage, Inc.
787 7th Avenue, 8th Floor
New York, NY 10019-6018
|
13,660,197.540
|
6.5685%
|
|||
DGPCM–Administrative
472,373,298.440
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
43,922,867.700
|
9.2983%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
26,588,807.440
|
5.6288%
|
|||
Sunchase Investment LLC
5665 N. Scottsdale Road, Suite 135
Scottsdale, AZ 85250-5912
|
24,356,015.620
|
5.1561%
|
|||
DGPCM–Agency
13,802,533.740
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
13,802,459.300
|
99.9995%
|
||
DGPCM–Institutional
3,395,564,694.960
|
Boston Safe Deposit & Trust
Mellon Bank
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
2,042,909,126.860
|
60.1640%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
888,329,624.130
|
26.1615%
|
|||
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
195,815,601.790
|
5.7668%
|
|||
DGPCM–Investor
505,575,683.860
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
255,026,336.530
|
50.4428%
|
||
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
97,754,089.330
|
19.3352%
|
||
DGPCM–Participant
229,144,789.310
|
Jefferies LLC
Money Markets
101 Hudson Street, Floor 11
Jersey City, NJ 07302-3885
|
97,964,601.930
|
42.7523%
|
||
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
63,093,366.600
|
27.5343%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
37,569,654.740
|
16.3956%
|
|||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
23,369,533.440
|
10.1986%
|
|||
ICAF:
|
|||||
DICAF–Administrative Advantage
460,448,822.920
|
Amalgamated Bank
275 Seventh Avenue
New York, NY 10001-6708
|
363,204,972.440
|
78.8806%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
96,561,517.630
|
20.9712%
|
|||
DICAF–Participant Advantage
53,267,181.520
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
21,280,477.960
|
39.9504%
|
||
Jefferies LLC
FBO The 144A Master Fund LP
101 Hudson Street, Floor 11
Jersey City, NJ 07302-3915
|
19,609,556.250
|
36.8136%
|
|||
Wilmington Trust RISC TTEE FBO First National Bank Alaska Profit Sharing & 401(k) Plan
P.O. Box 52129
Phoenix, AZ 85072-2129
|
12,377,147.310
|
23.2360%
|
|||
DICAF–Institutional Advantage
24,052,148,522.590
|
Mellon Private Wealth Management
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
4,820,624,528.170
|
20.0424%
|
||
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
4,016,079,943.580
|
16.6974%
|
||
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
3,871,312,649.150
|
16.0955%
|
|||
J P Morgan Clearing Corp. (GAMA)
One Metrotech Center North
Brooklyn, NY 11201
|
1,551,137,364.710
|
6.4491%
|
|||
Chicago Mercantile Exchange Inc.
Customer Segregated Acct
20 S. Wacker Drive
Chicago, IL 60606-7431
|
1,250,427,385.910
|
5.1988%
|
|||
DICAF–Investor Advantage
16,143,958.490
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
7,772,309.420
|
48.1438%
|
||
Wells Fargo Bank FBO Various Retirement Plans
1525 West Wt Harris Boulevard
Charlotte, NC 28288-1076
|
3,202,119.870
|
19.8348%
|
|||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Money Market Funds Omnibus
200 N College Street, Floor 3
Charlotte, NC 28202-2191
|
1,689,012.380
|
10.4622%
|
|||
Mid Atlantic Capital Corporation
1251 Waterfront Place
Suite 510
Pittsburgh, PA 15222-4228
|
1,637,176.530
|
10.1411%
|
|||
Mid Atlantic Trust Company FBO Brewer Science Inc. 401k Plan
1251 Waterfront Place
Suite 525
Pittsburgh, PA 15222-4228
|
1,243,577.270
|
7.7031%
|
|||
|
|||||
IPMMF:
|
|||||
DIPMMF–Prime
7,768,624,282.450
|
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
2,963,819,621.090
|
38.1512%
|
||
UTIMCO
401 Congress Avenue
Suite 2800
Austin, TX 78701-3794
|
2,316,811,617.830
|
29.8227%
|
|||
Kuwait Investment Authority
Acting for the Government of the State of Kuwait
Ministries Complex Block 3
P.O. Box 64
Safat, Kuwait 13001
|
1,002,071,594.480
|
12.8990%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
527,645,982.080
|
6.7920%
|
|||
DIPMMF–Reserve
585,737,460.050
|
Comerica Bank
201 W. Fort Street, 3rd Floor
MC3089
Detroit, MI 48226
|
585,367,518.360
|
99.9368%
|
||
DIPPMMF
1,063,019,147.590
|
Bost & Co.
c/o Mellon Financial Corp
3 Mellon Center
Pittsburgh, PA 15259-0001
|
894,760,146.400
|
84.1716%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
168,259,000.000
|
15.8284%
|
|||
IRF:
|
|||||
DIRMF–Institutional
1,073,766,852.860
|
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
576,730,349.970
|
53.7109%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
491,999,533.370
|
45.8200%
|
|||
DIRMF–Hamilton
1,370,908,991.880
|
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
571,268,611.440
|
41.6708%
|
||
M&T Trust Company of Delaware
Grange Primary Trust
Mail Code: DE3-C050
1100 N. Market Street, 5th Floor
Wilmington, DE 19890-0001
|
400,000,000.000
|
29.1777%
|
|||
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
350,994,831.920
|
25.6031%
|
|||
DIRMF–Agency
12,815,431.520
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
12,815,431.520
|
100.0000%
|
||
DIRMF–Premier
450,920,769.830
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
175,656,722.530
|
38.9551%
|
||
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
174,274,326.290
|
38.6485%
|
|||
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
54,689,966.390
|
12.1285%
|
|||
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
36,296,999.590
|
8.0495%
|
|||
DIRMF–Classic
173,640,150.290
|
BNY Mellon, N.A. As Agent For Sandler Investment Partners
711 5th Avenue, Floor 15
New York, NY 10022-3115
|
22,467,288.080
|
12.9390%
|
||
BNY Mellon, N.A. As Agent For Kissinger Associates Inc.
350 Park Avenue, Floor 26
New York, NY 10022-6085
|
19,278,104.720
|
11.1023%
|
|||
The Bank of NY Mellon As Agent For Plumbers Local Union No 1 Vacation and Holiday Fund
158-20 George Meany Boulevard
Howard Beach, NY 11414
|
14,331,419.480
|
8.2535%
|
|||
The Bank of NY Mellon As Agent For Ttees of Hamilton College
198 College Hill Road
Clinton, NY 13323-1295
|
11,936,329.850
|
6.8742%
|
|||
BNY Mellon, N.A. As Agent For Edgewood Management LLC
535 Madison Avenue, Floor 15
New York, NY 10022-4274
|
9,134,932.190
|
5.2608%
|
|||
DIRTF–Institutional
104,522,787.140
|
Wells Fargo Bank NA FBO
AK Steel Corp Veba Uswa Ashland
P.O. Box 1533
Minneapolis, MN 55480
|
62,532,525.420
|
59.8267%
|
||
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
29,789,770.540
|
28.5007%
|
|||
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
7,254,192.450
|
6.9403%
|
|||
DIRTF–Hamilton
136,728,493.960
|
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
91,339,132.110
|
66.8033%
|
||
Suecia Holding Corporation
25 Smith Street, Suite 305
Nanuet, NY 10954-2972
|
23,098,718.420
|
16.8939%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
13,641,540.200
|
9.9771%
|
|||
DIRTF–Agency
3,182,665.270
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
3,182,665.270
|
100.0000%
|
||
DIRTF–Premier
529,832,988.150
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
412,886,341.690
|
77.9276%
|
||
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
99,921,182.520
|
18.8590%
|
|||
DIRTF–Classic
199,209,250.300
|
The Bank of NY Mellon As Agent For Institute for Advanced Study
Einstein Drive
Princeton, NJ 08540
|
56,233,656.020
|
28.2284%
|
||
The Bank of NY Mellon As Agent
For Sol Goldman Investments, LLC
640 5th Avenue, Floor 3
New York, NY 10019-6102
|
30,852,341.960
|
15.4874%
|
|||
The Bank of NY Mellon As Agent For United Methodist Development
475 Riverside Drive
New York, NY 10115-0110
|
15,097,727.820
|
7.5788%
|
|||
The Bank of NY Mellon As Agent
For Lighthouse Properties LLC
640 5th Avenue, Floor 3
New York, NY 10019-6102
|
13,020,776.030
|
6.5362%
|
|||
The Bank of NY Mellon As Agent For Third & Fulton Associates
640 5th Avenue, Floor 3
New York, NY 10019-6102
|
11,006,462.780
|
5.5251%
|
|||
The Bank of NY Mellon As Agent For Solil Management LLC
640 5th Avenue, Floor 3
New York, NY 10019-6155
|
10,628,400.190
|
5.3353%
|
|||
DIRTPF–Institutional
340,250,998.740
|
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
205,862,365.900
|
60.5031%
|
||
SEI Private Trust Company
c/o ID 866 Suntrust Bank ETS
1 Freedom Valley Drive
Oaks, PA 19456-9989
|
93,623,593.470
|
27.5160%
|
|||
DIRTPF–Hamilton
5,866,386.510
|
Bost & Co.
Mutual Funds Ops
P.O. Box 3198
525 William Penn Place
Pittsburgh, PA 15219-1707
|
3,546,180.430
|
60.4491%
|
||
David Blank
Greenwich, CT
|
1,314,222.390
|
22.4026%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
593,022.890
|
10.1088%
|
|||
Jerry J. Limoncelli and Alice R. Limoncelli JTWROS
Garden City, NY
|
404,656.120
|
6.8979%
|
|||
DIRTPF–Premier
352,950,277.670
|
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
301,145,314.460
|
85.3223%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
50,341,524.160
|
14.2631%
|
|||
DIGF:
|
|||||
DIASF–Investor
2,724,260.351
|
American Enterprise Investment SVC
2003 Ameriprise Financial Ctr
Minneapolis, MN 55474-0020
|
730,124.745
|
26.8008%
|
||
Charles Schwab & Co Inc
Reinvest Account
101 Montgomery Street # Dept
San Francisco, CA 94104-4151
|
519,386.570
|
19.0652%
|
|||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
182,954.952
|
6.7158%
|
|||
DIASF–Class I
22,714,531.894
|
SEI Private Trust
Mutual Fund Administrator
One Freedom Valley Drive
Oaks, PA 19456-9989
|
19,459,247.220
|
85.6687%
|
||
Brown Brothers Harriman & Co. Cust. For Texas 529 Lone Star Plan TX 529 Inflation Protected Bond Portfolio
Fund Operations c/o Oppenheimer
6801 S Tucson Way
Centennial, CO 80112-3924
|
1,224,595.858
|
5.3912%
|
|||
DIASF–Class Y
78.370
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
78.370
|
100.0000%
|
||
DITIF–Class A
61,406,563.321
|
National Financial Services
82 Devonshire Street
Boston, MA 02109-3605
|
6,065,911.357
|
9.8783%
|
||
Charles Schwab & Company Inc.
211 Main Street
San Francisco, CA 94105
|
4,977,623.442
|
8.1060%
|
|||
Pershing LLC
Pershing Division Transfer Dept.
P.O. Box 2052
7th Floor
Jersey City, NJ 07303-2052
|
4,064,902.406
|
6.6197%
|
|||
DITIF–Class C
2,450,081.079
|
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
145,490.313
|
5.9382%
|
||
DITIF–Class I
19,168,351.306
|
Wells Fargo Bank FBO Various Retirement Plans
1525 West Wt Harris Boulevard
Charlotte, NC 28288-1076
|
3,901,171.512
|
20.3521%
|
||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
3,648,612.501
|
19.0346%
|
|||
Boston Safe Deposit & Trust Co.
P.O. Box 3198
Pittsburgh, PA 15230-3198
|
3,335,532.172
|
17.4012%
|
|||
SEI Private Trust
Mutual Fund Administrator
One Freedom Valley Drive
Oaks, PA 19456-9989
|
1,645,850.573
|
8.5863%
|
|||
DITIF–Class Y
73.584
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
73.584
|
100.0000%
|
||
DSTIF–Class D
23,339,752.232
|
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Blvd
Jersey City, NJ 07310-0000
|
2,072,164.601
|
8.8783%
|
||
Pershing LLC
Pershing Division Transfer Dept.
P.O. Box 2052
7th Floor
Jersey City, NJ 07303-2052
|
1,918,125.726
|
8.2183%
|
|||
Charles Schwab & Co Inc.
Reinvest Account
101 Montgomery Street # Dept
San Francisco, CA 94104-4151
|
1,746,964.025
|
7.4849%
|
|||
American Enterprise Investment SVC
2003 Ameriprise Financial Ctr
Minneapolis, MN 55474-0020
|
1,226,693.030
|
5.2558%
|
|||
DSTIF–Class P
73,787.371
|
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
36,353.861
|
49.2684%
|
||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
17,240.053
|
23.3645%
|
|||
Crowell, Weedon & Co.
DCG&T Ttee
One Wilshire Building
624 South Grand Avenue
Los Angeles, CA 90017-3362
|
13,276.062
|
17.9923%
|
|||
DIP:
|
|||||
CVP–Initial
1,095,889.729
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
1,005,018.403
|
91.7080%
|
||
Transamerica Financial Life Insurance Company
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
90,871.326
|
8.2920%
|
|||
CVP–Service
818,844.465
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
739,110.794
|
90.2627%
|
||
Transamerica Financial Life Insurance Company
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
61,703.765
|
7.5355%
|
|||
MSP–Initial
7,818,815.931
|
Zurich American Life Ins. Co.
2500 Westfield Drive
Elgin, IL 60124-7836
|
3,512,122.275
|
44.9189%
|
||
Commonwealth Annuity and Life Insurance
1 SW Security Benefit Pl.
Topeka, KS 66636-1000
|
1,293,228.458
|
16.5400%
|
|||
Symetra Life Insurance Co.
P.O. Box 3882
Seattle, WA 98124-3882
|
1,156,999.188
|
14.7976%
|
|||
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
763,107.107
|
9.7599%
|
|||
MSP–Service
1,142,404.727
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
476,233.729
|
41.6870%
|
||
Ameritas Life Insurance Corp.
Ameritas Variable Separate Account VA-2
5900 O Street
Lincoln, NE 68510-2234
|
290,860.429
|
25.4604%
|
|||
Zurich American Life Ins. Co.
Product Valuation
One Security Benefit Place
Topeka, KS 66636-1000
|
161,426.662
|
14.1304%
|
|||
Annuity Investors Life Insurance Co.
P.O. Box 5423
Cincinnati, OH 45201-5423
|
61,348.033
|
5.3701%
|
|||
Horace Mann Life Insurance Co.
Separate Account
1 Horace Mann Plz
Springfield, IL 62715-0001
|
60,649.291
|
5.3089%
|
|||
SCSIP–Initial
17,581,278.285
|
Nationwide Life Insurance Company NWPP
c/o IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
16,011,705.820
|
91.0725%
|
||
Nationwide Life and Annuity Insurance Company NWVL-G
c/o IPO Portfolio Accounting
P.O. Box 182029
Columbus, OH 43218-2029
|
880,806.442
|
5.0099%
|
|||
TGP–Initial
5,400,139.898
|
Nyliac
169 Lackawanna Ave
Parsippany, NJ 07054-1007
|
2,323,239.150
|
43.0218%
|
||
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
967,579.089
|
17.9177%
|
|||
Annuity Investors Life Insurance Co.
P.O. Box 5423
Cincinnati, OH 45201-5423
|
953,318.772
|
17.6536%
|
|||
American Fidelity Assurance Co.
Separate Account B
2000 N. Classen Boulevard
Oklahoma City, OK 73106-6013
|
443,649.688
|
8.2155%
|
|||
Symetra Life Insurance Co.
P.O. Box 3882
Seattle, WA 98124-3882
|
362,325.382
|
6.7096%
|
|||
Transamerica Financial Life Insurance Company
Separate Account VA-2LNY
Accounting Department
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
285,650.832
|
5.2897%
|
|||
TGP–Service
10,331,522.169
|
Nyliac
169 Lackawanna Avenue
Parsippany, NJ 07054-1007
|
7,881,872.808
|
76.2896%
|
||
Security Distributors Inc.
One Security Benefit Place
Topeka, KS 66636-1000
|
752,656.050
|
7.2850%
|
|||
American Enterprise Life Insurance Company
1497 AXP Financial Center
Minneapolis, MN 55440
|
593,942.537
|
5.7488%
|
|||
First Security Benefit Life Ins. Co.
FBO FSBL Advance Designs
c/o Variable Annuity Dept
One Security Benefit Place
Topeka, KS 66636-1000
|
532,225.622
|
5.1515%
|
|||
DLA–Class 1
708,016,977.620
|
None
|
N/A
|
N/A
|
||
DLA–Class 2
157,913,983.050
|
Pershing LLC
Pershing Division Transfer Dept.
P.O. Box 2052
7th Floor
Jersey City, NJ 07303-2052
|
103,164,628.860
|
65.3296%
|
||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
35,329,585.740
|
22.3727%
|
|||
DMCMP–Administrative
89,058,876.610
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
85,214,925.680
|
95.6838%
|
||
DMCMP–Agency
1,037.200
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
1,036.200
|
99.9036%
|
||
DMCMP–Institutional
115,323,336.600
|
Bost & Co.
Mutual Funds Ops
P.O. Box 3198
525 William Penn Place
Pittsburgh, PA 15219-1707
|
66,532,419.040
|
57.6921%
|
||
The Private Bank & Trust Company
70 W. Madison, Suite 800
Chicago, IL 60602-4282
|
18,348,371.060
|
15.9104%
|
|||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
16,399,136.850
|
14.2201%
|
|||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
10,048,611.860
|
8.7134%
|
|||
DMCMP–Investor
186,492,079.510
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
175,302,056.870
|
93.9997%
|
||
DMCMP–Participant
16,329,040.260
|
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
14,284,866.240
|
87.4814%
|
||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
1,280,911.280
|
7.8444%
|
|||
DNYMCM–Administrative
8,369,502.960
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
5,836,135.690
|
69.7310%
|
||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
2,533,366.270
|
30.2690%
|
|||
DNYMCM–Institutional
118,952,133.170
|
Boston Safe Deposit & Trust
Mellon Bank
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
98,120,938.000
|
82.4877%
|
||
J P Morgan Clearing Corp. (GAMA)
One Metrotech Center North
Brooklyn, NY 11201
|
9,027,588.170
|
7.5893%
|
|||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
7,737,808.550
|
6.5050%
|
|||
DNYMCM–Investor
336,174,020.370
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
272,854,195.310
|
81.1646%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
33,015,012.830
|
9.8208%
|
|||
Baytetra & Co.
c/o State Street Corporation
Mail Stop CC10313
1200 Crown Colony Drive
Quincy, MA 02169-0938
|
26,272,194.470
|
7.8151%
|
|||
DNYMCM–Participant
3,779,197.920
|
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
2,999,019.010
|
79.3560%
|
||
J.A. Levin Group Inc.
595 Madison Avenue, 17th Floor
New York, NY 10022-1907
|
340,342.660
|
9.0057%
|
|||
Alyne L. Model
New York, NY
|
223,489.530
|
5.9137%
|
|||
DOF:
|
|||||
DNRF–Class A
843,722.900
|
American Enterprise Investment SVC
2003 Ameriprise Financial Ctr
Minneapolis, MN 55474-0020
|
208,296.967
|
24.6878%
|
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
89,990.844
|
10.6659%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
58,203.946
|
6.8985%
|
|||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
57,252.865
|
6.7857%
|
|||
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
56,765.685
|
6.7280%
|
|||
DNRF–Class C
115,360.424
|
American Enterprise Investment SVC
2003 Ameriprise Financial Ctr
Minneapolis, MN 55474-0020
|
27,716.880
|
24.0263%
|
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
18,693.622
|
16.2045%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
17,914.486
|
15.5291%
|
|||
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
14,626.463
|
12.6789%
|
|||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
7,425.411
|
6.4367%
|
|||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
6,218.522
|
5.3905%
|
|||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
5,790.589
|
5.0196%
|
|||
DNRF–Class I
248,505.834
|
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
83,534.341
|
33.6146%
|
||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
49,875.986
|
20.0703%
|
|||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
41,835.782
|
16.8349%
|
|||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
40,020.544
|
16.1045%
|
|||
PSIMBF:
|
|||||
DSIMBF–Class A
5,310,595.250
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
1,972,811.633
|
37.1486%
|
||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
1,170,553.990
|
22.0419%
|
|||
American Enterprise Investment SVC
2003 Ameriprise Financial Ctr
Minneapolis, MN 55474-0020
|
945,014.862
|
17.7949%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
346,520.019
|
6.5251%
|
|||
DSIMBF–Class D
32,376,972.597
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
3,039,006.652
|
9.3863%
|
||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
1,886,531.289
|
5.8268%
|
|||
DSIMBF–Class I
2,051,410.734
|
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
682,008.235
|
33.2458%
|
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
667,489.941
|
32.5381%
|
|||
National Financial Services LLC For Exclusive Benefit of our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
370,678.027
|
18.0694%
|
|||
Raymond James
Omnibus for Mutual Funds
House Acct Firm
880 Carillon Parkway
Saint Petersburg, FL 33716-1102
|
112,755.861
|
5.4965%
|
|||
DSIMBF–Class Y
76.453
|
BNY Mellon Corporation
MBC Investments Corporation
100 White Clay Center Drive
Suite 102
Newark, DE 19711
|
76.453
|
100.0000%
|
||
SIGF
10,811,278.433
|
Charles Schwab & Co. Inc.
Reinvest Account
101 Montgomery Street # Dept
San Francisco, CA 94104-4151
|
1,302,390.318
|
12.0466%
|
||
National Financial Services LLC For Exclusive Benefit of Our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
629,332.670
|
5.8211%
|
|||
Pershing LLC
Pershing Division Transfer Dept.
P.O. Box 2052
7th Floor
Jersey City, NJ 07303-2052
|
589,966.936
|
5.4570%
|
|||
DTECMF:
|
|||||
DTECM–Administrative
57,009,487.540
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
37,875,747.080
|
66.4376%
|
||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
15,000,072.620
|
26.3115%
|
|||
DTECM–Institutional
1,622,115,807.100
|
Boston Safe Deposit & Trust Co.
P.O. Box 3198
Pittsburgh, PA 15230-3198
|
528,319,092.550
|
32.5698%
|
||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
191,192,191.380
|
11.7866%
|
|||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
155,377,037.370
|
9.5787%
|
|||
Wells Fargo Bank N.A.
733 Marquette Avenue
Minneapolis, MN 55402-2309
|
107,530,932.810
|
6.6291%
|
|||
DTECM–Investor
434,775,582.080
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
214,055,617.380
|
49.2336%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
159,206,210.440
|
36.6180%
|
|||
Bost & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
25,276,106.640
|
5.8136%
|
|||
DTECM–Participant
20,515,614.490
|
Laba & Co.
135 S. Lasalle St
Chicago, IL 60603-4177
|
9,884,035.220
|
48.1781%
|
||
Saturn & Co.
c/o Investors Bank & Trust Company
1200 Crown Colony Drive
Quincy, MA 02169-0938
|
8,983,181.760
|
43.7870%
|
|||
DCAMTCM–Administrative
2,319,933.750
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
2,319,933.750
|
100.0000%
|
||
DCAMTCM–Institutional
190,745,522.920
|
Capinco
c/o US Bank
P.O. Box 1787
Milwaukee, WI 53201-1787
|
97,657,116.180
|
51.1976%
|
||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
32,572,721.220
|
17.0765%
|
|||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
21,714,406.480
|
11.3840%
|
|||
Wells Fargo Bank N.A.
733 Marquette Avenue
Minneapolis, MN 55402-2309
|
14,795,306.260
|
7.7566%
|
|||
Trust Management Network LLC
For Benefits of Client Banks
4849 Greenville Avenue, Suite 1450
Dallas, TX 75206-4165
|
9,946,926.680
|
5.2148%
|
|||
DCAMTCM–Investor
197,465,058.320
|
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
172,293,621.230
|
87.2527%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
20,122,886.250
|
10.1906%
|
|||
DCAMTCM–Participant
38,521,035.620
|
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
38,440,182.010
|
99.7901%
|
||
DNYAMTCM–Administrative
4,635,402.130
|
Pershing LLC
For The Exclusive Benefit of its Customers
One Pershing Plaza
Jersey City, NJ 07399-0001
|
4,635,402.130
|
100.0000%
|
||
DNYAMTCM–Classic
8,751,504.060
|
The Bank of NY Mellon As Agent For 4TS II LLC
c/o The Durst Organization
1 Bryant Park, Floor 49
New York, NY 10036-6739
|
8,703,291.240
|
99.4491%
|
||
DNYAMTCM–Institutional
74,400,132.210
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
40,360,661.190
|
54.2481%
|
||
UBS WM USA
499 Washington Boulevard
Jersey City, NJ 07310-1995
|
13,098,965.950
|
17.6061%
|
|||
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
7,508,498.870
|
10.0921%
|
|||
Marcus Adler Gloves
New York, NY
|
3,964,309.600
|
5.3284%
|
|||
DNYAMTCM–Investor
34,303,493.240
|
Mac & Co.
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
28,736,708.640
|
83.7720%
|
||
Pershing LLC
One Pershing Plaza
Jersey City, NJ 07399-0001
|
3,061,535.330
|
8.9249%
|
|||
DTACM–Administrative
599,404,444.160
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
155,465,150.230
|
25.9366%
|
||
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
120,659,057.440
|
20.1298%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
62,370,578.900
|
10.4054%
|
|||
DTACM–Agency
25,711,784.780
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
25,711,784.780
|
100.0000%
|
||
DTACM–Institutional
14,715,904,510.940
|
The Bank of New York Mellon
One Wall Street, 17th Floor
New York, NY 10286-0001
|
5,712,452,498.310
|
38.8182%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
2,590,501,246.400
|
17.6034%
|
|||
State Street Bank & Trust
FBO Cash Sweep Clients MF
1776 Heritage Drive
Quincy, MA 02171-2119
|
1,815,062,230.430
|
12.3340%
|
|||
DTACM–Investor
2,347,774,983.360
|
Mellon Financial Corporation
Mellon Client Service Center
500 Ross Street
Pittsburgh, PA 15262-0001
|
679,437,000.000
|
28.9396%
|
||
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
642,700,496.920
|
27.3749%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
533,105,356.270
|
22.7068%
|
|||
Peoples United Bank
P.O. Box 820
Burlington, VT 05402-0820
|
122,884,029.790
|
5.2341%
|
|||
Bank of Hawaii
P.O. Box 1930
Honolulu, HI 96805-1930
|
121,460,873.190
|
5.1734%
|
|||
DTACM–Participant
571,437,345.020
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
277,830,224.880
|
48.6195%
|
||
Jefferies LLC
Money Markets
101 Hudson Street, Floor 11
Jersey City, NJ 07302-3885
|
152,811,490.760
|
26.7416%
|
|||
Lazard Capital Markets LLC
Special Custody Account for the Exclusive Benefit of Customers
30 Rockefeller Plaza, Floor 19
New York, NY 10112-0015
|
62,568,622.090
|
10.9493%
|
|||
DTACM–Premier
21,717,090.330
|
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
13,211,075.990
|
60.8326%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
8,506,014.340
|
39.1674%
|
|||
DTACM–Select
5,306,599.780
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
4,015,319.590
|
75.6665%
|
||
Band & Co.
c/o US Bank
1555 North Rivercenter Drive
Suite 302
Milwaukee, WI 53212-3958
|
1,291,280.190
|
24.3335%
|
|||
DTACM–Service
12,728,454.880
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
11,861,534.280
|
93.1891%
|
||
Reliance Trust Co II
1100 Abernathy Road
Atlanta, GA 30328-5620
|
706,861.650
|
5.5534%
|
|||
DTPCM–Administrative
548,272,035.190
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
405,272,792.700
|
73.9182%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
70,687,016.770
|
12.8927%
|
|||
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
39,626,222.040
|
7.2275%
|
|||
DTPCM–Agency
35,295,968.560
|
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
15,278,868.910
|
43.2879%
|
||
CTCNA As Agent For Dow Chemical/Rohm & Haas
Newport Office Center VII
480 Washington Boulevard, Floor 29
Jersey City, NJ 07310-2053
|
4,590,511.140
|
13.0058%
|
|||
Cadence Bank
2800 Post Oak Boulevard, Suite 3800
Houston, TX 77056-6170
|
2,114,825.010
|
5.9917%
|
|||
Myles R. Itkin & Frances R. Itkin JTWROS
New York, NY
|
1,858,059.590
|
5.2642%
|
|||
DTPCM–Institutional
28,484,534,387.735
|
Boston Safe Deposit & Trust Mellon Bank
P.O. Box 534005
Pittsburgh, PA 15253-4005
|
11,103,950,124.410
|
38.9824%
|
||
BNY (OCS) Nominees Limited
1 Canada Square
London UK E14 5AL
|
7,968,539,385.080
|
27.9750%
|
|||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
3,738,217,295.790
|
13.1237%
|
|||
DTPCM–Investor
3,717,101,480.460
|
Pershing
Cash Management Services
One Pershing Plaza
Harborside III, 6th Floor
Jersey City, NJ 07399-0001
|
1,305,199,156.530
|
35.1134%
|
||
Hare & Co.
c/o Bank of New York
Short Term Investment Funds
111 Sanders Creek Parkway, 2nd Fl
East Syracuse, NY 13057-1382
|
393,348,091.700
|
10.5821%
|
|||
DTPCM–Participant
2,926,408,183.420
|
First Republic Bank
Investment Division
111 Pine Street
San Francisco, CA 94111-5628
|
497,075,332.190
|
16.9859%
|
||
Typhoonbass and Co.
c/o State Street Bank
1200 Crown Colony Drive
Quincy, MA 02169-0938
|
469,584,973.280
|
16.0465%
|
|||
Saturn & Co.
c/o Investors Bank & Trust Company
1200 Crown Colony Drive
Quincy, MA 02169-0938
|
367,385,884.180
|
12.5542%
|
|||
Stifel Nicolaus & Co. Inc. For The Exclusive Benefit of Customers
500 N. Broadway
Saint Louis, MO 63102-2110
|
299,702,703.930
|
10.2413%
|
|||
WDMMF
256,497,768.390
|
None
|
N/A
|
N/A
|
||
DF
118,831,391.147
|
The Vanguard Fiduciary Trust Co.
P.O. Box 2600
Valley Forge, PA 19482-2600
|
20,248,973.404
|
17.0401%
|
||
DSRGF–Initial
6,106,036.967
|
Nationwide Corporation
Portfolio Acct Vids Group
P.O. Box 182029
Columbus, OH 43218-2029
|
2,997,578.350
|
49.0920%
|
||
CMFG Group Variable Annuity Account
Product Valuation
5801 SW Sixth Avenue
Topeka, KS 66636-0001
|
867,940.442
|
14.2145%
|
|||
American Fidelity Assurance Co.
Separate Account "C"
2000 N. Classen Boulevard
Oklahoma City, OK 73106-6013
|
681,105.409
|
11.1546%
|
|||
Transamerica Occidental Life Ins.
1150 South Olive Street
Los Angeles, CA 90015-2211
|
319,893.051
|
5.2390%
|
|||
DSRGF–Service
199,119.648
|
Transamerica Life Insurance Co.
4333 Edgewood Road NE
Cedar Rapids, IA 52499-0001
|
56,021.329
|
28.1345%
|
||
Annuity Investors Life Insurance Co.
P.O. Box 5423
Cincinnati, OH 45201-5423
|
34,064.429
|
17.1075%
|
|||
Modern Woodmen
Product Valuation
5801 SW Sixth Avenue
Topeka, KS 66636-1001
|
25,852.751
|
12.9835%
|
|||
Farm Bureau Life Insurance Co.
5400 University Avenue
West Des Moines, IA 50266-5950
|
24,401.994
|
12.2549%
|
|||
Travelers Insurance Co.
P.O. Box 990027
Hartford, CT 06199-0027
|
16,616.183
|
8.3448%
|
|||
Farmer New World Life Ins. Co.
Variable Universal Life
3003 77th Avenue SE
Mercer Island, WA 98040-2890
|
13,317.561
|
6.6882%
|
|||
DTCF–Class A
1,407,123.925
|
Pershing LLC
P.O. Box 2052
Jersey City, NJ 07303-2052
|
181,841.964
|
12.9230%
|
||
National Financial Services LLC For Exclusive Benefit of Our Customers
499 Washington Boulevard
Jersey City, NJ 07310-0000
|
110,714.301
|
7.8681%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
86,276.211
|
6.1314%
|
|||
Hartford Life Insurance Company
Separate Account DC III
P.O. Box 2999
Hartford, CT 06104-2999
|
79,081.901
|
5.6201%
|
|||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
72,101.529
|
5.1240%
|
|||
DTCF–Class C
395,560.536
|
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
141,770.404
|
35.8404%
|
||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
108,153.308
|
27.3418%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
21,433.257
|
5.4185%
|
|||
DTCF–Class I
433,888.828
|
SEI Private Trust Company
c/o Mellon
One Freedom Valley Drive
Oaks, PA 19456-9989
|
169,073.410
|
38.9670%
|
||
Merrill Lynch, Pierce, Fenner & Smith Incorporated
For the Sole Benefit of its Customers
4800 Deer Lake Dr E, Floor 3
Jacksonville, FL 32246-6484
|
89,626.407
|
20.6565%
|
|||
Morgan Stanley & Co.
Harborside Financial Center Plaza 2
3rd Floor
Jersey City, NJ 07311
|
70,165.610
|
16.1713%
|
|||
First Clearing, LLC
2801 Market Street
Saint Louis, MO 63103
|
37,417.073
|
8.6237%
|
|||
DTCF–Class Z
19,469,402.029
|
None
|
N/A
|
N/A
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
CSF
|
DCM
|
DGCMF
|
ICAF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Gordon J. Davis
|
None
|
None
|
None
|
None
|
Isabel P. Dunst
|
None
|
None
|
None
|
None
|
Whitney I. Gerard
|
None
|
None
|
None
|
None
|
Nathan Leventhal
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
George L. Perry
|
None
|
None
|
None
|
None
|
Roslyn M. Watson
|
None
|
None
|
None
|
None
|
Benaree Pratt Wiley
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
IPMMF
|
IRF
|
DIGF
|
DIP
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Gordon J. Davis
|
None
|
None
|
None
|
|
Isabel P. Dunst
|
None
|
None
|
None
|
|
Whitney I. Gerard
|
None
|
None
|
None
|
|
Nathan Leventhal
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
George L. Perry
|
None
|
None
|
None
|
None
|
Roslyn M. Watson
|
None
|
$1,001-$10,000
|
None
|
None
|
Benaree Pratt Wiley
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
DLA
|
DMCMP
|
DNYMCM
|
DOF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Gordon J. Davis
|
None
|
None
|
None
|
None
|
Isabel P. Dunst
|
None
|
None
|
None
|
None
|
Whitney I. Gerard
|
$50,001-$100,000
|
None
|
None
|
None
|
Nathan Leventhal
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
George L. Perry
|
None
|
None
|
None
|
None
|
Roslyn M. Watson
|
None
|
None
|
None
|
None
|
Benaree Pratt Wiley
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
PSIMBF
|
SIGF
|
DTECMF
|
DTACM
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Gordon J. Davis
|
None
|
None
|
None
|
None
|
Isabel P. Dunst
|
None
|
None
|
None
|
None
|
Whitney I. Gerard
|
None
|
None
|
None
|
None
|
Nathan Leventhal
|
None
|
None
|
None
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
George L. Perry
|
None
|
None
|
None
|
None
|
Roslyn M. Watson
|
None
|
None
|
None
|
None
|
Benaree Pratt Wiley
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
|||
DTPCM
|
WDMMF
|
DF
|
DSRGF
|
|
Joseph S. DiMartino
|
None
|
None
|
None
|
None
|
Gordon J. Davis
|
None
|
None
|
None
|
None
|
Isabel P. Dunst
|
None
|
None
|
None
|
Nonev
|
Whitney I. Gerard
|
None
|
$1,001-$10,000
|
$1,001-$10,000
|
None
|
Nathan Leventhal
|
None
|
None
|
$1,001-$10,000
|
None
|
Robin A. Melvin
|
None
|
None
|
None
|
None
|
George L. Perry
|
None
|
None
|
Over $100,000
|
None
|
Roslyn M. Watson
|
None
|
None
|
None
|
None
|
Benaree Pratt Wiley
|
None
|
None
|
None
|
None
|
Name of Board Member or Nominee
|
Dollar Range of Shares Held in Fund
|
Dollar Range of Aggregate Holding of Funds
in The Dreyfus Family of Funds
|
|
DTCF
|
|||
Joseph S. DiMartino
|
None
|
Over $100,000
|
|
Gordon J. Davis
|
None
|
$50,001-$100,000
|
|
Isabel P. Dunst
|
None
|
None
|
|
Whitney I. Gerard
|
None
|
Over $100,000
|
|
Nathan Leventhal
|
None
|
Over $100,000
|
|
Robin A. Melvin
|
None
|
Over $100,000
|
|
George L. Perry
|
None
|
Over $100,000
|
|
Roslyn M. Watson
|
None
|
$50,001-$100,000
|
|
Benaree Pratt Wiley
|
None
|
$50,001-$100,000
|
Name of Fund
|
Number of
Board
Meetings
|
Number of
Audit
Committee
Meetings
|
Number of
Nominating
Committee
Meetings
|
Number of
Compensation
Committee
Meetings
|
Number of Litigation Committee Meetings
|
Number of
Pricing/Valuation
Committee
Meetings
|
CSF
|
5
|
4
|
1
|
0
|
0
|
0
|
DCM
|
6
|
3
|
0
|
0
|
0
|
0
|
DGCMF
|
6
|
3
|
0
|
0
|
0
|
0
|
ICAF
|
5
|
4
|
1
|
0
|
0
|
0
|
IPMMF
|
5
|
4
|
1
|
0
|
0
|
0
|
IRF
|
5
|
4
|
1
|
0
|
0
|
0
|
DIGF
|
5
|
4
|
1
|
0
|
0
|
0
|
DIP
|
5
|
4
|
1
|
0
|
0
|
0
|
DLA
|
5
|
4
|
1
|
0
|
0
|
0
|
DMCMP
|
5
|
3
|
0
|
0
|
0
|
0
|
DNYMCM
|
5
|
3
|
0
|
0
|
0
|
0
|
DOF
|
5
|
4
|
1
|
0
|
0
|
1
|
PSIMBF
|
5
|
4
|
1
|
0
|
0
|
0
|
SIGF
|
5
|
4
|
1
|
0
|
0
|
0
|
DTECMF
|
5
|
3
|
0
|
0
|
0
|
0
|
DTACM
|
6
|
3
|
0
|
0
|
0
|
0
|
DTPCM
|
6
|
3
|
0
|
0
|
0
|
0
|
WDMMF
|
5
|
4
|
1
|
0
|
0
|
0
|
DF
|
5
|
4
|
1
|
0
|
0
|
0
|
DSRGF
|
5
|
4
|
1
|
0
|
0
|
0
|
DTCF
|
5 | 4 | 1 | 0 | 0 | 0 |
Name of Board Member
|
Aggregate Compensation
From Each Fund*
|
Total Compensation From the Funds and Fund Complex(**) |
||
Clifford L. Alexander, Jr.***
|
$351,250 (45)
|
|||
CSF
|
$23,250
|
|||
ICAF
|
$79,298
|
|||
IPMMF
|
$34,393
|
|||
IRF
|
$18,251
|
|||
DIGF
|
$5,817
|
|||
DIP
|
$2,458
|
|||
DLA
|
$10,703
|
|||
DOF
|
$91
|
|||
PSIMBF
|
$2,060
|
|||
SIGF
|
$558
|
|||
WDMMF
|
$1,230
|
|||
DF
|
$3,759
|
|||
DSRGF
|
$841
|
|||
DTCF
|
$801
|
|||
David W. Burke***
|
$258,375 (81)
|
|||
DCM
|
$8,889
|
|||
DGCMF
|
$8,656
|
|||
ICAF
|
$34,622
|
|||
IPMMF
|
$15,320
|
|||
IRF
|
$10,191
|
|||
DIGF
|
$4,248
|
|||
DIP
|
$1,374
|
|||
DLA
|
$6,795
|
|||
DMCMP
|
$283
|
|||
DNYMCM
|
$188
|
|||
DOF
|
$65
|
|||
PSIMBF
|
$934
|
|||
SIGF
|
$317
|
|||
DTECMF
|
$1,083
|
|||
DTACM
|
$6,864
|
|||
DTPCM
|
$8,903
|
|||
WDMMF
|
$816
|
|||
DF
|
$1,989
|
|||
DSRGF
|
$449
|
|||
DTCF
|
$661
|
|||
Gordon J. Davis
|
$209,167 (65)
|
|||
CSF
|
$0
|
|||
ICAF
|
$45,764
|
|||
IPMMF
|
$19,630
|
|||
IRF
|
$4,781
|
|||
DIGF
|
$0
|
|||
DIP
|
$701
|
|||
DLA
|
$1,084
|
|||
DOF
|
$4
|
|||
PSIMBF
|
$1,196
|
|||
SIGF
|
$131
|
|||
WDMMF
|
$237
|
|||
DF
|
$1,152
|
|||
DSRGF
|
$309
|
|||
DTCF
|
$0
|
|||
Joseph S. DiMartino
|
$1,088,750 (163)
|
|||
CSF
|
$29,063
|
|||
DCM
|
$17,479
|
|||
DGCMF
|
$16,338
|
|||
ICAF
|
$99,122
|
|||
IPMMF
|
$42,993
|
|||
IRF
|
$22,812
|
|||
DIGF
|
$7,273
|
|||
DIP
|
$2,877
|
|||
DLA
|
$13,378
|
|||
DMCMP
|
$526
|
|||
DNYMCM
|
$343
|
|||
DOF
|
$115
|
|||
PSIMBF
|
$2,575
|
|||
SIGF
|
$697
|
|||
DTECMF
|
$2,019
|
|||
DTACM
|
$10,963
|
|||
DTPCM
|
$17,859
|
|||
WDMMF
|
$1,540
|
|||
DF
|
$4,698
|
|||
DSRGF
|
$1,049
|
|||
DTCF
|
$997
|
|||
Isabel P. Dunst
|
$56,000 (10)
|
|||
DCM
|
$13,979
|
|||
DGCMF
|
$12,718
|
|||
DMCMP
|
$420
|
|||
DNYMCM
|
$274
|
|||
DTECMF
|
$1,615
|
|||
DTACM
|
$10,326
|
|||
DTPCM
|
$14,286
|
|||
Whitney I. Gerard
|
$192,750 (25)
|
|||
CSF
|
$23,250
|
|||
ICAF
|
$79,298
|
|||
IPMMF
|
$34,393
|
|||
IRF
|
$18,251
|
|||
DIGF
|
$5,817
|
|||
DIP
|
$2,458
|
|||
DLA
|
$10,703
|
|||
DOF
|
$91
|
|||
PSIMBF
|
$2,060
|
|||
SIGF
|
$558
|
|||
WDMMF
|
$1,230
|
|||
DF
|
$3,519
|
|||
DSRGF
|
$841
|
|||
DTCF
|
$801
|
|||
Lyle E. Gramley***
|
$11,000 (10)
|
|||
DCM
|
$2,945
|
|||
DGCMF
|
$2,506
|
|||
DMCMP
|
$84
|
|||
DNYMCM
|
$53
|
|||
DTECMF
|
$318
|
|||
DTACM
|
$2,216
|
|||
DTPCM
|
$3,062
|
|||
Arthur A. Hartman***
|
$55,000 (25)
|
|||
ICAF
|
$23,915
|
|||
IPMMF
|
$10,995
|
|||
IRF
|
$6,014
|
|||
DIGF
|
$1,955
|
|||
DIP
|
$813
|
|||
DLA
|
$3,760
|
|||
DOF
|
$32
|
|||
PSIMBF
|
$670
|
|||
SIGF
|
$189
|
|||
WDMMF
|
$425
|
|||
DF
|
$1,266
|
|||
DSRGF
|
$284
|
|||
DTCF
|
$291
|
|||
Nathan Leventhal
|
$320,500 (43)
|
|||
CSF
|
$0
|
|||
ICAF
|
$79,245
|
|||
IPMMF
|
$34,393
|
|||
IRF
|
$18,206
|
|||
DIGF
|
$5,817
|
|||
DIP
|
$2,458
|
|||
DLA
|
$10,663
|
|||
DOF
|
$91
|
|||
PSIMBF
|
$2,060
|
|||
SIGF
|
$558
|
|||
WDMMF
|
$1,227
|
|||
DF
|
$3,751
|
|||
DSRGF
|
$841
|
|||
DTCF
|
$801
|
|||
Robin A. Melvin
|
$209,258 (103)
|
|||
DCM
|
$13,979
|
|||
DGCMF
|
$12,718
|
|||
DMCMP
|
$420
|
|||
DNYMCM
|
$274
|
|||
DTECMF
|
$1,615
|
|||
DTACM
|
$10,326
|
|||
DTPCM
|
$14,286
|
|||
George L. Perry
|
$167,500 (25)
|
|||
ICAF
|
$79,245
|
|||
IPMMF
|
$33,814
|
|||
IRF
|
$18,022
|
|||
DIGF
|
$5,817
|
|||
DIP
|
$2,458
|
|||
DLA
|
$10,650
|
|||
DOF
|
$91
|
|||
PSIMBF
|
$2,060
|
|||
SIGF
|
$558
|
|||
WDMMF
|
$1,212
|
|||
DF
|
$3,759
|
|||
DSRGF
|
$841
|
|||
DTCF
|
$801
|
|||
Roslyn M. Watson
|
$186,500 (41)
|
|||
DCM
|
$13,979
|
|||
DGCMF
|
$12,718
|
|||
DMCMP
|
$420
|
|||
DNYMCM
|
$274
|
|||
DTECMF
|
$1,615
|
|||
DTACM
|
$10,326
|
|||
DTPCM
|
$14,286
|
|||
Benaree Pratt Wiley
|
$355,623 (66)
|
|||
CSF
|
$0
|
|||
DCM
|
$13,979
|
|||
DGCMF
|
$12,718
|
|||
ICAF
|
$79,245
|
|||
IPMMF
|
$31,292
|
|||
IRF
|
$17,617
|
|||
DIGF
|
$5,817
|
|||
DIP
|
$2,261
|
|||
DLA
|
$10,417
|
|||
DMCMP
|
$420
|
|||
DNYMCM
|
$274
|
|||
DOF
|
$91
|
|||
PSIMBF
|
$1,874
|
|||
SIGF
|
$514
|
|||
DTECMF
|
$1,615
|
|||
DTACM
|
$10,326
|
|||
DTPCM
|
$14,286
|
|||
WDMMF
|
$1,230
|
|||
DF
|
$3,436
|
|||
DSRGF
|
$771
|
|||
DTCF
|
$801
|
|||
Philip L. Toia***
|
$127,500 (57)
|
|||
DCM
|
$13,979
|
|||
DGCMF
|
$12,718
|
|||
DMCMP
|
$420
|
|||
DNYMCM
|
$274
|
|||
DTECMF
|
$1,615
|
|||
DTACM
|
$10,326
|
|||
DTPCM
|
$14,286
|
*
|
Amount does not include the cost of office space, secretarial services and health benefits for the Chairman and expenses reimbursed to Board members for attending Board meetings.
|
**
|
Represents the number of separate portfolios comprising the investment companies in the Fund Complex, including the Funds, for which the Board member served in 2012.
|
***
|
Emeritus Board member.
|
Name of Fund
|
Fiscal Year Ended
|
Audit Fees
|
Audit-Related Fees
|
Tax Fees
|
All Other Fees
|
Aggregate Non-Audit Fees*
|
CSF
|
2012
|
$61,714
|
$24,000
|
$5,865
|
$275
|
$0
|
2013
|
$63,188
|
$12,000
|
$6,586
|
$0
|
$200,000
|
|
DCM
|
2012
|
$30,857
|
$6,000
|
$3,508
|
$10,160
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,778
|
$312
|
$200,000
|
|
DGCMF
|
2012
|
$61,714
|
$12,000
|
$7,017
|
$7,870
|
$0
|
2013
|
$63,188
|
$12,000
|
$7,555
|
$7,555
|
$200,000
|
|
ICAF
|
2012
|
$30,857
|
$12,000
|
$2,933
|
$13,037
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,293
|
$0
|
$200,000
|
|
IPMMF
|
2012
|
$61,714
|
$12,000
|
$5,850
|
$4,304
|
$0
|
2013
|
$63,188
|
$12,000
|
$7,127
|
$12
|
$200,000
|
|
IRF
|
2011
|
$90,936
|
$36,000
|
$10,525
|
$2,579
|
$0
|
2012
|
$92,571
|
$18,000
|
$10,002
|
$102
|
$200,000
|
|
DIGF
|
2011
|
$107,460
|
$18,000
|
$10,902
|
$510
|
$0
|
2012
|
$111,222
|
$18,000
|
$8,903
|
$2,768
|
$3,213
|
|
DIP
|
2011
|
$122,048
|
$62,774
|
$14,033
|
$208
|
$0
|
2012
|
$123,428
|
$36,431
|
$13,336
|
$12
|
$200,000
|
|
DLA
|
2011
|
$30,312
|
$12,000
|
$3,508
|
$1,383
|
$0
|
2012
|
$30,857
|
$6,000
|
$3,334
|
$4,238
|
$200,000
|
|
DMCMP
|
2012
|
$30,857
|
$6,000
|
$3,508
|
$287
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,778
|
$8
|
$200,000
|
|
DNYMCM
|
2012
|
$30,857
|
$6,000
|
$3,508
|
$240
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,778
|
$21
|
$200,000
|
|
DOF
|
2011
|
$30,312
|
$6,000
|
$2,731
|
$11
|
$0
|
2012
|
$30,857
|
$12,000
|
$3,331
|
$89
|
$200,000
|
|
PSIMBF
|
2012
|
$31,401
|
$6,000
|
$2,403
|
$15
|
$0
|
2013
|
$32,149
|
$6,000
|
$3,563
|
$339
|
$200,000
|
|
SIGF
|
2011
|
$35,820
|
$6,000
|
$2,460
|
$55
|
$0
|
2012
|
$37,074
|
$12,000
|
$4,382
|
$351
|
$200,000
|
|
DTECMF
|
2012
|
$92,571
|
$18,000
|
$9,656
|
$1,106
|
$0
|
2013
|
$94,782
|
$18,000
|
$11,333
|
$45
|
$200,000
|
|
DTACM
|
2012
|
$30,857
|
$6,000
|
$3,508
|
$4,243
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,778
|
$201
|
$200,000
|
|
DTPCM
|
2012
|
$30,857
|
$6,000
|
$3,508
|
$6,416
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,778
|
$2,052
|
$200,000
|
|
WDMMF
|
2011
|
$30,212
|
$6,000
|
$2,742
|
$135
|
$0
|
2012
|
$30,857
|
$6,000
|
$3,538
|
$2,267
|
$200,000
|
|
DF
|
2011
|
$30,312
|
$30,264
|
$3,508
|
$356
|
$0
|
2012
|
$30,857
|
$23,570
|
$3,334
|
$2,980
|
$200,000
|
|
DSRGF
|
2011
|
$30,312
|
$15,693
|
$3,508
|
$78
|
$0
|
2012
|
$30,857
|
$9,508
|
$3,334
|
$9
|
$200,000
|
|
DTCF
|
2012
|
$30,857
|
$12,000
|
$3,455
|
$939
|
$0
|
2013
|
$31,594
|
$6,000
|
$3,040
|
$0
|
$200,000
|
Name (Year of Birth)
Position with the Funds (Since)1
|
Principal Occupation During Past 5 Years
|
Bradley J. Skapyak (1958)
President (2010)
|
Chief Operating Officer and a director of Dreyfus since June 2009, Chairman of Dreyfus Transfer, Inc., an affiliate of Dreyfus and the transfer agent of the Funds, since May 2011, and Executive Vice President of the Distributor since June 2007. From April 2003 to June 2009, Mr. Skapyak was the head of the Investment Accounting and Support Department of Dreyfus. He is an officer of 68 investment companies (comprised of 140 portfolios) managed by Dreyfus. He has been an employee of Dreyfus since February 1988.
|
J. Charles Cardona2 (1955)
Executive Vice President (2002)
|
President and a director of Dreyfus, Executive Vice President of the Distributor, President of Dreyfus Institutional Services Division, and an officer of 12 investment companies (comprised of 19 portfolios) managed by Dreyfus.
|
James Windels3 (1958)
Treasurer (2001)
|
Director – Mutual Fund Accounting of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
John Pak (1968)
Chief Legal Officer (2013)
|
Chief Legal Officer of Dreyfus and Associate General Counsel and Managing Director of BNY Mellon since August 2012. From March 2005 to July 2012, Mr. Pak was Managing Director of Deutsche Bank, Deputy Global Head of Deutsche Asset Management Legal and Regional Head of Deutsche Asset Management Americas Legal. He is an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Janette E. Farragher (1962)
Vice President and Secretary (2011)
|
Assistant General Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Kiesha Astwood (1973)
Vice President and Assistant Secretary (2010)
|
Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
James Bitetto (1966)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Joni Lacks Charatan (1955)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Joseph M. Chioffi (1961)
Vice President and Assistant Secretary (2005)
|
Senior Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
John B. Hammalian (1963)
Vice President and Assistant Secretary (2005)
|
Senior Managing Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Robert M. Mullery (1952)
Vice President and Assistant Secretary (2005)
|
Managing Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Jeff S. Prusnofsky (1965)
Vice President and Assistant Secretary (2005)
|
Senior Managing Counsel of BNY Mellon, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Richard S. Cassaro (1959)
Assistant Treasurer (2008)
|
Senior Accounting Manager – Money Market and Municipal Bond Funds of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Gavin C. Reilly (1968)
Assistant Treasurer (2005)
|
Tax Manager of the Investment Accounting and Support Department
of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Robert S. Robol4 (1964)
Assistant Treasurer (2005)
|
Senior Accounting Manager – Fixed Income Funds of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Robert Salviolo (1967)
Assistant Treasurer (2007)
|
Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Robert Svagna5 (1967)
Assistant Treasurer (2002)
|
Senior Accounting Manager – Equity Funds of Dreyfus, and an officer of 69 investment companies (comprised of 165 portfolios) managed by Dreyfus.
|
Matthew D. Connolly (1972)
Anti-Money Laundering Compliance Officer (2012)
|
Anti-Money Laundering Compliance Officer of the Distributor since October 2011; from March 2010 to September 2011, Global Head, KYC Reviews and Director, UBS Investment Bank; until March 2010, AML Compliance Officer and Senior Vice President, Citi Global Wealth Management. He is an officer of 64 investment companies (comprised of 160 portfolios) managed by Dreyfus.
|
Joseph W. Connolly (1957)
Chief Compliance Officer (2004)
|
Chief Compliance Officer of Dreyfus and The Dreyfus Family of Funds (69 investment companies, comprised of 165 portfolios).
|
1
|
With respect to IRF, each officer has held his or her respective position with the Fund since 2008, except for Bradley Skapyak and Matthew Connolly and Mmes. Farragher and Astwood, whose dates are as shown above.
|
2
|
Mr. Cardona is an officer with respect to CSF, DCM, DGCMF, ICAF, IPMMF, IRF, DMCMP, DNYMCM, DTECMF, DTACM and DTPCM only.
|
3
|
With respect to ICAF, Mr. Windels has held the position with the Fund since 2002.
|
4
|
Mr. Robol has held this position since 2002 with respect to DLA and DF, 2003 with respect to DICAF and WDMMF, and 2005 with respect to DTCF, DOF, SIGF, DF, DIGF IPMMF and PSIMBF.
|
5
|
Mr. Svagna has held this position since 2002 with respect to DOF, PSIMBF, DTCF and DF, and 2005 with respect to WDMMF, IPMMF, DIGF, DLA and SIGF.
|
Name of Board Member,
Nominee or Officer
|
Fund
|
Amount of
Beneficial Ownership
|
|
Joseph W. Connolly
|
DLA-Class 1
|
92,131.280
|
|
Janette E. Farragher
|
WDMMF
|
13,666.970
|
|
Whitney I. Gerard
|
DF
|
801.357
|
|
Whitney I. Gerard
|
DLA-Class 1
|
197,077.950
|
|
Whitney I. Gerard
|
WDMMF
|
5,459.450
|
|
George L. Perry
|
DF
|
10,404.794
|
|
James Windels
|
DF
|
3.000
|
|
James Windels
|
WDMMF
|
2,668.400
|
|
|
·
|
the character and integrity of the person;
|
|
·
|
whether or not the person is qualified under applicable laws and regulations to serve as a Director of the Fund;
|
|
·
|
whether or not the person has any relationships that might impair his or her service on the Board;
|
|
·
|
whether nomination of the person would be consistent with Fund policy and applicable laws and regulations regarding the number and percentage of Independent Directors on the Board;
|
|
·
|
whether or not the person serves on boards of, or is otherwise affiliated with, competing financial service organizations or their related fund complexes;
|
|
·
|
whether or not the person is willing to serve and is willing and able to commit the time necessary for the performance of the duties and responsibilities of a Director of the Fund; and
|
|
·
|
the educational background; business, professional training or practice (e.g., medicine, accounting or law), public service or academic positions; experience from service as a board member (including the Board) or as an executive of investment funds, public companies or significant private or not-for-profit entities or other organizations; and/or other life experiences.
|
Important Notice Regarding the
Availability of Proxy Materials for the Special Meetings of Shareholders
to be held on December 6, 2013:
The Notice of Special Meetings of Shareholders, the Proxy Statement and copies of each Fund's most recent annual and, if applicable, semi-annual reports to shareholders are available at
www.dreyfus.com/proxyinfo.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Go to website www.proxyvote.com.
|
3)
|
Follow the instructions provided on the website.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Call 1-877-907-7646.
|
3)
|
Follow the instructions.
|
1)
|
Read the Proxy Statement.
|
2)
|
Check the appropriate boxes on the proxy card below.
|
3)
|
Sign and date the proxy card.
|
4)
|
Return the proxy card in the postage-paid envelope provided.
|
For all Nominees /_/
|
Withhold Authority /_/
|
Withhold Authority /_/
|
only for those Nominee(s)
|
for all Nominees
|
|
whose name(s) I have written
|
||
below
|
||
Nominees for Election are: Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson.
|
__________________________________________________________________
|
Important Notice Regarding the
Availability of Proxy Materials for the Special Meetings of Shareholders
to be held on December 6, 2013:
The Notice of Special Meetings of Shareholders, the Proxy Statement and copies of each Fund's most recent annual and, if applicable, semi-annual reports to shareholders are available at
www.dreyfus.com/proxyinfo.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Go to website www.proxyvote.com.
|
3)
|
Follow the instructions provided on the website.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Call 1-877-907-7646.
|
3)
|
Follow the instructions.
|
1)
|
Read the Proxy Statement.
|
2)
|
Check the appropriate boxes on the proxy card below.
|
3)
|
Sign and date the proxy card.
|
4)
|
Return the proxy card in the postage-paid envelope provided.
|
1. Election of Board Members: |
For all Nominees /_/
|
Withhold Authority /_/
|
Withhold Authority /_/
|
only for those Nominee(s)
|
for all Nominees
|
|
whose name(s) I have written
|
||
below
|
||
Nominees for Election are: Gordon J. Davis, Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson. |
__________________________________________________________________ |
2. In their discretion, to vote on such other matters as may properly come before the meeting and any adjournments thereof. |
Important Notice Regarding the
Availability of Proxy Materials for the Special Meetings of Shareholders
to be held on December 6, 2013:
The Notice of Special Meetings of Shareholders, the Proxy Statement and copies of each Fund's most recent annual and, if applicable, semi-annual reports to shareholders are available at
www.dreyfus.com/proxyinfo.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Go to website www.proxyvote.com.
|
3)
|
Follow the instructions provided on the website.
|
1)
|
Read the Proxy Statement and have the proxy card below at hand.
|
2)
|
Call 1-877-907-7646.
|
3)
|
Follow the instructions.
|
1)
|
Read the Proxy Statement.
|
2)
|
Check the appropriate boxes on the proxy card below.
|
3)
|
Sign and date the proxy card.
|
4)
|
Return the proxy card in the postage-paid envelope provided.
|
1. Election of Board Members: |
For all Nominees /_/
|
Withhold Authority /_/
|
Withhold Authority /_/
|
only for those Nominee(s)
|
for all Nominees
|
|
whose name(s) I have written
|
||
below
|
||
Nominees for Election are: Gordon J. Davis, Isabel P. Dunst, Robin A. Melvin and Roslyn M. Watson. |
__________________________________________________________________ |
2. In their discretion, to vote on such other matters as may properly come before the meeting and any adjournments thereof. |
_________________________________________________________________
|
_______
|
__________________________________________
|
_________
|
Signature (PLEASE SIGN WITHIN BOX
|
Date
|
Signature (Joint Owners)
|
Date
|