The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALGOMA STEEL GROUP INC | COM | 015658107 | 11,887,433 | 1,471,217 | SH | DFND | 1 | 0 | 1,471,217 | 0 | ||
ALGOMA STEEL GROUP INC | COM | 015658107 | 4,422,313 | 547,316 | SH | DFND | 2 | 0 | 547,316 | 0 | ||
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 163,464 | 93,408 | SH | DFND | 1 | 0 | 93,408 | 0 | ||
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 81,276,000 | 521,000 | SH | DFND | 1 | 0 | 521,000 | 0 | ||
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 11,700,000 | 75,000 | SH | DFND | 2 | 0 | 75,000 | 0 | ||
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 2,016,982 | 130,296 | SH | DFND | 1 | 0 | 130,296 | 0 | ||
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 154,800 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | ||
AMERISERV FINANCIAL INC | COM | 03074A102 | 3,259,553 | 1,068,706 | SH | DFND | 2 | 0 | 1,068,706 | 0 | ||
ARCH RESOURCES INC | COM | 03940R107 | 37,785,285 | 287,428 | SH | DFND | 1 | 0 | 287,428 | 0 | ||
ARCH RESOURCES INC | COM | 03940R107 | 16,968,594 | 129,078 | SH | DFND | 2 | 0 | 129,078 | 0 | ||
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 31,401,808 | 3,428,145 | SH | DFND | 1 | 0 | 3,428,145 | 0 | ||
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 17,163,724 | 1,873,769 | SH | DFND | 2 | 0 | 1,873,769 | 0 | ||
BEAZER HOMES USA INC | COM | 07556Q881 | 837,273 | 52,725 | SH | DFND | 1 | 0 | 52,725 | 0 | ||
BELDEN INC | COM | 077454106 | 1,431,705 | 16,500 | SH | DFND | 2 | 0 | 16,500 | 0 | ||
BEYOND AIR INC | COM | 08862L103 | 1,920,571 | 284,529 | SH | DFND | 1 | 0 | 284,529 | 0 | ||
BEYOND AIR INC | COM | 08862L103 | 3,101,450 | 459,474 | SH | DFND | 2 | 0 | 459,474 | 0 | ||
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 1,002,181 | 98,253 | SH | DFND | 2 | 0 | 98,253 | 0 | ||
BLUELINX HOLDINGS INC | COM | 09624H208 | 30,241,452 | 444,989 | SH | DFND | 1 | 0 | 444,989 | 0 | ||
BLUELINX HOLDINGS INC | COM | 09624H208 | 6,865,727 | 101,026 | SH | DFND | 2 | 0 | 101,026 | 0 | ||
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 7,123,995 | 341,351 | SH | DFND | 1 | 0 | 341,351 | 0 | ||
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,367,929 | 223,179 | SH | DFND | 2 | 0 | 223,179 | 0 | ||
CLEVELAND-CLIFFS INC | COM | 185899101 | 5,957,250 | 325,000 | SH | DFND | 1 | 0 | 325,000 | 0 | ||
CONSOL ENERGY INC | COM | 20854L108 | 7,671,653 | 131,657 | SH | DFND | 1 | 0 | 131,657 | 0 | ||
CONSOL ENERGY INC | COM | 20854L108 | 2,780,003 | 47,709 | SH | DFND | 2 | 0 | 47,709 | 0 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 3,270,919 | 148,341 | SH | DFND | 1 | 0 | 148,341 | 0 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 1,570,577 | 71,228 | SH | DFND | 2 | 0 | 71,228 | 0 | ||
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 4,096,899 | 227,732 | SH | DFND | 1 | 0 | 227,732 | 0 | ||
DIXIE GROUP INC | CL A | 255519100 | 1,063,656 | 1,399,547 | SH | DFND | 1 | 0 | 1,399,547 | 0 | ||
ENERSYS | COM | 29275Y102 | 6,398,538 | 73,648 | SH | DFND | 2 | 0 | 73,648 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 627,403 | 75,409 | SH | DFND | 1 | 0 | 75,409 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,471,617 | 176,877 | SH | DFND | 2 | 0 | 176,877 | 0 | ||
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 711,080 | 70,404 | SH | DFND | 2 | 0 | 70,404 | 0 | ||
FIRST UNITED CORP | COM | 33741H107 | 2,515,883 | 149,222 | SH | DFND | 2 | 0 | 149,222 | 0 | ||
FIRST US BANCSHARES INC | COM | 33744V103 | 2,166,889 | 289,691 | SH | DFND | 2 | 0 | 289,691 | 0 | ||
FOSTER (LB) CO-A | COM | 350060109 | 3,116,992 | 271,515 | SH | DFND | 1 | 0 | 271,515 | 0 | ||
FRIEDMAN INDUSTRIES | COM | 358435105 | 3,549,397 | 312,998 | SH | DFND | 1 | 0 | 312,998 | 0 | ||
HAWTHORN BANCSHARES INC | COM | 420476103 | 583,393 | 24,958 | SH | DFND | 2 | 0 | 24,958 | 0 | ||
HBT FINANCIAL INC/DE | COM | 404111106 | 510,413 | 25,883 | SH | DFND | 2 | 0 | 25,883 | 0 | ||
HELMERICH & PAYNE | COM | 423452101 | 5,301,725 | 148,300 | SH | DFND | 1 | 0 | 148,300 | 0 | ||
HELMERICH & PAYNE | COM | 423452101 | 3,877,803 | 108,470 | SH | DFND | 2 | 0 | 108,470 | 0 | ||
HMN FINANCIAL INC | COM | 40424G108 | 5,940,498 | 308,277 | SH | DFND | 2 | 0 | 308,277 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 176,967,312 | 4,106,923 | SH | DFND | 0 | 4,106,923 | 0 | |||
IES HOLDINGS INC | COM | 44951W106 | 71,551,204 | 1,660,506 | SH | DFND | 1 | 0 | 1,660,506 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 243,144,934 | 5,642,723 | SH | DFND | 3 | 0 | 5,642,723 | 0 | ||
IF BANCORP INC | COM | 44951J105 | 111,904 | 7,201 | SH | DFND | 1 | 0 | 7,201 | 0 | ||
IF BANCORP INC | COM | 44951J105 | 3,582,094 | 230,508 | SH | DFND | 2 | 0 | 230,508 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 3,739,509 | 1,259,094 | SH | DFND | 1 | 0 | 1,259,094 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 7,588,525 | 2,555,059 | SH | DFND | 2 | 0 | 2,555,059 | 0 | ||
INVESCO S&P SMALLCAP ENERGY | COM | 46138E164 | 3,841,247 | 414,374 | SH | DFND | 2 | 0 | 414,374 | 0 | ||
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 9,881,705 | 848,215 | SH | DFND | 1 | 0 | 848,215 | 0 | ||
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 2,365,661 | 203,061 | SH | DFND | 2 | 0 | 203,061 | 0 | ||
LIBERTY ENERGY INC | COM | 53115L104 | 10,832,853 | 845,656 | SH | DFND | 1 | 0 | 845,656 | 0 | ||
LIBERTY ENERGY INC | COM | 53115L104 | 1,512,464 | 118,069 | SH | DFND | 2 | 0 | 118,069 | 0 | ||
LOUISIANA-PACIFIC CORP | COM | 546347105 | 5,879,237 | 108,453 | SH | DFND | 1 | 0 | 108,453 | 0 | ||
LOUISIANA-PACIFIC CORP | COM | 546347105 | 2,744,327 | 50,624 | SH | DFND | 2 | 0 | 50,624 | 0 | ||
LSB INDUSTRIES INC | COM | 502160104 | 10,948,416 | 1,059,866 | SH | DFND | 1 | 0 | 1,059,866 | 0 | ||
LSB INDUSTRIES INC | COM | 502160104 | 10,382,869 | 1,005,118 | SH | DFND | 2 | 0 | 1,005,118 | 0 | ||
MATRIX SERVICE CO | COM | 576853105 | 2,603,691 | 482,165 | SH | DFND | 1 | 0 | 482,165 | 0 | ||
MATRIX SERVICE CO | COM | 576853105 | 499,154 | 92,436 | SH | DFND | 2 | 0 | 92,436 | 0 | ||
MOHAWK INDUSTRIES INC | COM | 608190104 | 17,759,786 | 177,208 | SH | DFND | 1 | 0 | 177,208 | 0 | ||
MOHAWK INDUSTRIES INC | COM | 608190104 | 1,715,466 | 17,117 | SH | DFND | 2 | 0 | 17,117 | 0 | ||
NABORS INDUSTRIES LTD | COM | G6359F137 | 20,278,997 | 166,344 | SH | DFND | 1 | 0 | 166,344 | 0 | ||
NINE ENERGY SERVICE INC | COM | 65441V101 | 7,924,245 | 1,425,224 | SH | DFND | 1 | 0 | 1,425,224 | 0 | ||
NINE ENERGY SERVICE INC | COM | 65441V101 | 2,285,605 | 411,080 | SH | DFND | 2 | 0 | 411,080 | 0 | ||
NN INC | COM | 629337106 | 526,268 | 491,839 | SH | DFND | 1 | 0 | 491,839 | 0 | ||
NORTHWEST PIPE CO | COM | 667746101 | 809,044 | 25,906 | SH | DFND | 1 | 0 | 25,906 | 0 | ||
NORTHWEST PIPE CO | COM | 667746101 | 772,818 | 24,746 | SH | DFND | 2 | 0 | 24,746 | 0 | ||
OIL STATES INTERNATIONAL INC | COM | 678026105 | 16,846,367 | 2,022,373 | SH | DFND | 1 | 0 | 2,022,373 | 0 | ||
OIL STATES INTERNATIONAL INC | COM | 678026105 | 4,868,652 | 584,472 | SH | DFND | 2 | 0 | 584,472 | 0 | ||
ORION GROUP HOLDINGS INC | COM | 68628V308 | 417,187 | 161,076 | SH | DFND | 1 | 0 | 161,076 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 6,196,960 | 90,059 | SH | DFND | 0 | 90,059 | 0 | |||
PEABODY ENERGY CORP | COM | 704551100 | 12,338,483 | 481,972 | SH | DFND | 1 | 0 | 481,972 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 2,974,490 | 116,191 | SH | DFND | 2 | 0 | 116,191 | 0 | ||
PEOPLES BANCORP INC | COM | 709789101 | 272,667 | 10,589 | SH | DFND | 2 | 0 | 10,589 | 0 | ||
PEOPLES BANCORP OF NC | COM | 710577107 | 6,768,884 | 213,059 | SH | DFND | 2 | 0 | 213,059 | 0 | ||
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 6,434,764 | 151,656 | SH | DFND | 2 | 0 | 151,656 | 0 | ||
SB FINANCIAL GROUP INC | COM | 78408D105 | 460,596 | 32,597 | SH | DFND | 2 | 0 | 32,597 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 1,279,339 | 1,850,896 | SH | DFND | 1 | 0 | 1,850,896 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 2,223,676 | 3,217,124 | SH | DFND | 2 | 0 | 3,217,124 | 0 | ||
SELECT ENERGY SERVICES INC-A | COM | 81617J301 | 7,516,821 | 1,080,003 | SH | DFND | 1 | 0 | 1,080,003 | 0 | ||
SHORE BANCSHARES INC | COM | 825107105 | 1,762,295 | 123,410 | SH | DFND | 2 | 0 | 123,410 | 0 | ||
SKYLINE CHAMPION CORP | COM | 830830105 | 5,642,250 | 75,000 | SH | DFND | 1 | 0 | 75,000 | 0 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 3,763,491 | 419,097 | SH | DFND | 1 | 0 | 419,097 | 0 | ||
TEAM INC | COM | 878155308 | 957,026 | 174,643 | SH | DFND | 1 | 0 | 174,643 | 0 | ||
TETRA TECHNOLOGIES INC | COM | 88162F105 | 9,338,059 | 3,523,796 | SH | DFND | 1 | 0 | 3,523,796 | 0 | ||
TETRA TECHNOLOGIES INC | COM | 88162F105 | 2,562,765 | 967,081 | SH | DFND | 2 | 0 | 967,081 | 0 | ||
TRANSOCEAN LTD | COM | H8817H100 | 636,000 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
TRANSOCEAN LTD | COM | H8817H100 | 1,590,000 | 250,000 | SH | DFND | 2 | 0 | 250,000 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 5,072,405 | 194,345 | SH | DFND | 1 | 0 | 194,345 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 9,135,000 | 350,000 | SH | DFND | 2 | 0 | 350,000 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 1,305,000 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 1,305,000 | 50,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |