The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALGOMA STEEL GROUP INC | COM | 015658107 | 9,814,726 | 1,548,064 | SH | DFND | 1 | 1,548,064 | 0 | 0 | ||
ALGOMA STEEL GROUP INC | COM | 015658107 | 2,518,983 | 397,316 | SH | DFND | 2 | 397,316 | 0 | 0 | ||
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 107,886 | 93,408 | SH | DFND | 1 | 93,408 | 0 | 0 | ||
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 93,502,514 | 638,722 | SH | DFND | 1 | 638,722 | 0 | 0 | ||
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 14,460,990 | 98,784 | SH | DFND | 2 | 98,784 | 0 | 0 | ||
AMBAC FINANCIAL GROUP INC | COM | 023139884 | 1,744,000 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | ||
AMERISERV FINANCIAL INC | COM | 03074A102 | 4,155,975 | 1,054,816 | SH | DFND | 2 | 1,054,816 | 0 | 0 | ||
ARCH RESOURCES INC | COM | 03940R107 | 45,791,325 | 320,690 | SH | DFND | 1 | 320,690 | 0 | 0 | ||
ARCH RESOURCES INC | COM | 03940R107 | 20,440,674 | 143,152 | SH | DFND | 2 | 143,152 | 0 | 0 | ||
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 23,590,890 | 3,294,817 | SH | DFND | 1 | 3,294,817 | 0 | 0 | ||
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 13,072,642 | 1,825,788 | SH | DFND | 2 | 1,825,788 | 0 | 0 | ||
BEAZER HOMES USA INC | COM | 07556Q881 | 672,771 | 52,725 | SH | DFND | 1 | 52,725 | 0 | 0 | ||
BELDEN INC | COM | 077454106 | 1,186,350 | 16,500 | SH | DFND | 2 | 16,500 | 0 | 0 | ||
BEYOND AIR INC | COM | 08862L103 | 1,736,841 | 267,618 | SH | DFND | 1 | 267,618 | 0 | 0 | ||
BEYOND AIR INC | COM | 08862L103 | 2,834,579 | 436,761 | SH | DFND | 2 | 436,761 | 0 | 0 | ||
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 1,401,028 | 112,172 | SH | DFND | 2 | 112,172 | 0 | 0 | ||
BLUELINX HOLDINGS INC | COM | 09624H208 | 32,201,524 | 452,841 | SH | DFND | 1 | 452,841 | 0 | 0 | ||
BLUELINX HOLDINGS INC | COM | 09624H208 | 7,228,118 | 101,647 | SH | DFND | 2 | 101,647 | 0 | 0 | ||
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 9,271,349 | 415,383 | SH | DFND | 1 | 415,383 | 0 | 0 | ||
CAVCO INDUSTRIES INC | COM | 149568107 | 3,010,483 | 13,306 | SH | DFND | 2 | 13,306 | 0 | 0 | ||
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,684,843 | 223,179 | SH | DFND | 2 | 223,179 | 0 | 0 | ||
CLEVELAND-CLIFFS INC | COM | 185899101 | 4,027,500 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | ||
CLEVELAND-CLIFFS INC | COM | 185899101 | 1,611,000 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | ||
CONSOL ENERGY INC | COM | 20854L108 | 4,746,625 | 73,025 | SH | DFND | 1 | 73,025 | 0 | 0 | ||
CONSOL ENERGY INC | COM | 20854L108 | 1,826,110 | 28,094 | SH | DFND | 2 | 28,094 | 0 | 0 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 3,702,883 | 182,678 | SH | DFND | 1 | 182,678 | 0 | 0 | ||
CORE LABORATORIES N.V. | COM | N22717107 | 200,835 | 9,908 | SH | DFND | 2 | 9,908 | 0 | 0 | ||
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 3,833,882 | 295,141 | SH | DFND | 1 | 295,141 | 0 | 0 | ||
DIXIE GROUP INC | CL A | 255519100 | 1,095,845 | 1,399,547 | SH | DFND | 1 | 1,399,547 | 0 | 0 | ||
ENERSYS | COM | 29275Y102 | 2,115,368 | 28,648 | SH | DFND | 2 | 28,648 | 0 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 1,469,472 | 153,070 | SH | DFND | 2 | 153,070 | 0 | 0 | ||
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 968,759 | 70,404 | SH | DFND | 2 | 70,404 | 0 | 0 | ||
FIRST UNITED CORP | COM | 33741H107 | 2,926,258 | 148,919 | SH | DFND | 2 | 148,919 | 0 | 0 | ||
FIRST US BANCSHARES INC | COM | 33744V103 | 2,514,518 | 289,691 | SH | DFND | 2 | 289,691 | 0 | 0 | ||
FOSTER (LB) CO-A | COM | 350060109 | 2,613,813 | 270,022 | SH | DFND | 1 | 270,022 | 0 | 0 | ||
FRIEDMAN INDUSTRIES | COM | 358435105 | 1,264,516 | 129,164 | SH | DFND | 1 | 129,164 | 0 | 0 | ||
HAWTHORN BANCSHARES INC | COM | 420476103 | 860,350 | 39,520 | SH | DFND | 2 | 39,520 | 0 | 0 | ||
HELMERICH & PAYNE | COM | 423452101 | 1,029,965 | 20,778 | SH | DFND | 2 | 20,778 | 0 | 0 | ||
HMN FINANCIAL INC | COM | 40424G108 | 6,578,631 | 308,277 | SH | DFND | 2 | 308,277 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 146,083,251 | 4,106,923 | SH | DFND | 4,106,923 | 0 | 0 | |||
IES HOLDINGS INC | COM | 44951W106 | 59,064,198 | 1,660,506 | SH | DFND | 1 | 1,660,506 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 200,711,657 | 5,642,723 | SH | DFND | 3 | 5,642,723 | 0 | 0 | ||
IF BANCORP INC | COM | 44951J105 | 124,217 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | ||
IF BANCORP INC | COM | 44951J105 | 3,976,263 | 230,508 | SH | DFND | 2 | 230,508 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 2,357,573 | 1,260,734 | SH | DFND | 1 | 1,260,734 | 0 | 0 | ||
INNOVATE CORP | COM | 45784J105 | 4,898,009 | 2,619,256 | SH | DFND | 2 | 2,619,256 | 0 | 0 | ||
INVESCO S&P SMALLCAP ENERGY | COM | 46138E164 | 3,733,627 | 366,761 | SH | DFND | 2 | 366,761 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 24,410,400 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | ||
ISHARES RUSSELL 2000 ETF | COM | 464287655 | 52,455,509 | 300,846 | SH | DFND | 2 | 300,846 | 0 | 0 | ||
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 13,188,160 | 761,881 | SH | DFND | 1 | 761,881 | 0 | 0 | ||
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 2,552,844 | 147,478 | SH | DFND | 2 | 147,478 | 0 | 0 | ||
LIBERTY ENERGY INC | COM | 53115L104 | 14,861,619 | 928,271 | SH | DFND | 1 | 928,271 | 0 | 0 | ||
LIBERTY ENERGY INC | COM | 53115L104 | 4,376,510 | 273,361 | SH | DFND | 2 | 273,361 | 0 | 0 | ||
LOUISIANA-PACIFIC CORP | COM | 546347105 | 8,880,000 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | ||
LOUISIANA-PACIFIC CORP | COM | 546347105 | 5,920,000 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | ||
LSB INDUSTRIES INC | COM | 502160104 | 17,192,671 | 1,292,682 | SH | DFND | 1 | 1,292,682 | 0 | 0 | ||
LSB INDUSTRIES INC | COM | 502160104 | 13,886,397 | 1,044,090 | SH | DFND | 2 | 1,044,090 | 0 | 0 | ||
MOHAWK INDUSTRIES INC | COM | 608190104 | 26,513,824 | 259,380 | SH | DFND | 1 | 259,380 | 0 | 0 | ||
MOHAWK INDUSTRIES INC | COM | 608190104 | 1,981,330 | 19,383 | SH | DFND | 2 | 19,383 | 0 | 0 | ||
NABORS INDUSTRIES LTD | COM | G6359F137 | 17,132,803 | 110,627 | SH | DFND | 1 | 110,627 | 0 | 0 | ||
NABORS INDUSTRIES LTD | COM | G6359F137 | 376,954 | 2,434 | SH | DFND | 2 | 2,434 | 0 | 0 | ||
OIL STATES INTERNATIONAL INC | COM | 678026105 | 17,931,789 | 2,403,725 | SH | DFND | 1 | 2,403,725 | 0 | 0 | ||
OIL STATES INTERNATIONAL INC | COM | 678026105 | 4,360,161 | 584,472 | SH | DFND | 2 | 584,472 | 0 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 5,457,575 | 90,059 | SH | DFND | 90,059 | 0 | 0 | |||
PEABODY ENERGY CORP | COM | 704551100 | 23,899,664 | 904,605 | SH | DFND | 1 | 904,605 | 0 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 10,568,000 | 400,000 | SH | DFND | 2 | 400,000 | 0 | 0 | ||
PEOPLES BANCORP INC | COM | 709789101 | 299,139 | 10,589 | SH | DFND | 2 | 10,589 | 0 | 0 | ||
PEOPLES BANCORP OF NC | COM | 710577107 | 7,559,878 | 232,183 | SH | DFND | 2 | 232,183 | 0 | 0 | ||
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 6,302,048 | 154,009 | SH | DFND | 2 | 154,009 | 0 | 0 | ||
SB FINANCIAL GROUP INC | COM | 78408D105 | 552,519 | 32,597 | SH | DFND | 2 | 32,597 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 1,148,597 | 1,691,601 | SH | DFND | 1 | 1,691,601 | 0 | 0 | ||
SEELOS THERAPEUTICS INC | COM | 81577F109 | 2,184,427 | 3,217,124 | SH | DFND | 2 | 3,217,124 | 0 | 0 | ||
SELECT ENERGY SERVICES INC-A | COM | 81617J301 | 5,817,218 | 629,569 | SH | DFND | 1 | 629,569 | 0 | 0 | ||
SHORE BANCSHARES INC | COM | 825107105 | 2,151,036 | 123,410 | SH | DFND | 2 | 123,410 | 0 | 0 | ||
SKYLINE CHAMPION CORP | COM | 830830105 | 4,377,062 | 84,975 | SH | DFND | 1 | 84,975 | 0 | 0 | ||
SKYLINE CHAMPION CORP | COM | 830830105 | 1,459,021 | 28,325 | SH | DFND | 2 | 28,325 | 0 | 0 | ||
SPDR S&P 500 ETF TRUST | COM | 78462F103 | 22,945,800 | 60,000 | SH | DFND | 2 | 60,000 | 0 | 0 | ||
SUNCOKE ENERGY INC | COM | 86722A103 | 4,964,839 | 575,300 | SH | DFND | 1 | 575,300 | 0 | 0 | ||
TETRA TECHNOLOGIES INC | COM | 88162F105 | 8,218,161 | 2,375,191 | SH | DFND | 1 | 2,375,191 | 0 | 0 | ||
TETRA TECHNOLOGIES INC | COM | 88162F105 | 2,386,016 | 689,600 | SH | DFND | 2 | 689,600 | 0 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 11,135,401 | 444,527 | SH | DFND | 1 | 444,527 | 0 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 10,274,984 | 410,179 | SH | DFND | 2 | 410,179 | 0 | 0 | ||
UNITED STATES STEEL CORP | COM | 912909108 | 1,252,500 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 1,252,500 | 50,000 | SH | Call | DFND | 2 | 0 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 9,252,191 | 65,405 | SH | DFND | 1 | 65,405 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 4,049,575 | 28,627 | SH | DFND | 2 | 28,627 | 0 | 0 |