0001214659-23-002148.txt : 20230213 0001214659-23-002148.hdr.sgml : 20230213 20230213164443 ACCESSION NUMBER: 0001214659-23-002148 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 EFFECTIVENESS DATE: 20230213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 23619277 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001056581 XXXXXXXX 12-31-2022 12-31-2022 false GENDELL JEFFREY L
1 SOUND SHORE DRIVE SUITE 304 GREENWICH CT 06830-7251
13F HOLDINGS REPORT 028-06950 N
Jeffrey L. Gendell Authorized Signatory 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 02-13-2023 3 86 1129292738 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC 3 0001845441 028-20769 TONTINE CAPITAL ASSOCIATES, L.P.
INFORMATION TABLE 2 infotable.xml ALGOMA STEEL GROUP INC COM 015658107 9814726 1548064 SH DFND 1 1548064 0 0 ALGOMA STEEL GROUP INC COM 015658107 2518983 397316 SH DFND 2 397316 0 0 ALGOMA STEEL GROUP INC -CW26 COM 015658115 107886 93408 SH DFND 1 93408 0 0 ALPHA METALLURGICAL RESOURCE COM 020764106 93502514 638722 SH DFND 1 638722 0 0 ALPHA METALLURGICAL RESOURCE COM 020764106 14460990 98784 SH DFND 2 98784 0 0 AMBAC FINANCIAL GROUP INC COM 023139884 1744000 100000 SH DFND 1 100000 0 0 AMERISERV FINANCIAL INC COM 03074A102 4155975 1054816 SH DFND 2 1054816 0 0 ARCH RESOURCES INC COM 03940R107 45791325 320690 SH DFND 1 320690 0 0 ARCH RESOURCES INC COM 03940R107 20440674 143152 SH DFND 2 143152 0 0 AVADEL PHARMACEUTICALS-ADR COM 05337M104 23590890 3294817 SH DFND 1 3294817 0 0 AVADEL PHARMACEUTICALS-ADR COM 05337M104 13072642 1825788 SH DFND 2 1825788 0 0 BEAZER HOMES USA INC COM 07556Q881 672771 52725 SH DFND 1 52725 0 0 BELDEN INC COM 077454106 1186350 16500 SH DFND 2 16500 0 0 BEYOND AIR INC COM 08862L103 1736841 267618 SH DFND 1 267618 0 0 BEYOND AIR INC COM 08862L103 2834579 436761 SH DFND 2 436761 0 0 BLUE RIDGE BANKSHARES INC COM 095825105 1401028 112172 SH DFND 2 112172 0 0 BLUELINX HOLDINGS INC COM 09624H208 32201524 452841 SH DFND 1 452841 0 0 BLUELINX HOLDINGS INC COM 09624H208 7228118 101647 SH DFND 2 101647 0 0 CAMPING WORLD HOLDINGS INC-A COM 13462K109 9271349 415383 SH DFND 1 415383 0 0 CAVCO INDUSTRIES INC COM 149568107 3010483 13306 SH DFND 2 13306 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 2684843 223179 SH DFND 2 223179 0 0 CLEVELAND-CLIFFS INC COM 185899101 4027500 250000 SH DFND 1 250000 0 0 CLEVELAND-CLIFFS INC COM 185899101 1611000 100000 SH DFND 2 100000 0 0 CONSOL ENERGY INC COM 20854L108 4746625 73025 SH DFND 1 73025 0 0 CONSOL ENERGY INC COM 20854L108 1826110 28094 SH DFND 2 28094 0 0 CORE LABORATORIES N.V. COM N22717107 3702883 182678 SH DFND 1 182678 0 0 CORE LABORATORIES N.V. COM N22717107 200835 9908 SH DFND 2 9908 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 3833882 295141 SH DFND 1 295141 0 0 DIXIE GROUP INC CL A 255519100 1095845 1399547 SH DFND 1 1399547 0 0 ENERSYS COM 29275Y102 2115368 28648 SH DFND 2 28648 0 0 FENNEC PHARMACEUTICALS INC COM 31447P100 1469472 153070 SH DFND 2 153070 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 968759 70404 SH DFND 2 70404 0 0 FIRST UNITED CORP COM 33741H107 2926258 148919 SH DFND 2 148919 0 0 FIRST US BANCSHARES INC COM 33744V103 2514518 289691 SH DFND 2 289691 0 0 FOSTER (LB) CO-A COM 350060109 2613813 270022 SH DFND 1 270022 0 0 FRIEDMAN INDUSTRIES COM 358435105 1264516 129164 SH DFND 1 129164 0 0 HAWTHORN BANCSHARES INC COM 420476103 860350 39520 SH DFND 2 39520 0 0 HELMERICH & PAYNE COM 423452101 1029965 20778 SH DFND 2 20778 0 0 HMN FINANCIAL INC COM 40424G108 6578631 308277 SH DFND 2 308277 0 0 IES HOLDINGS INC COM 44951W106 146083251 4106923 SH DFND 4106923 0 0 IES HOLDINGS INC COM 44951W106 59064198 1660506 SH DFND 1 1660506 0 0 IES HOLDINGS INC COM 44951W106 200711657 5642723 SH DFND 3 5642723 0 0 IF BANCORP INC COM 44951J105 124217 7201 SH DFND 1 7201 0 0 IF BANCORP INC COM 44951J105 3976263 230508 SH DFND 2 230508 0 0 INNOVATE CORP COM 45784J105 2357573 1260734 SH DFND 1 1260734 0 0 INNOVATE CORP COM 45784J105 4898009 2619256 SH DFND 2 2619256 0 0 INVESCO S&P SMALLCAP ENERGY COM 46138E164 3733627 366761 SH DFND 2 366761 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 24410400 140000 SH DFND 1 140000 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 52455509 300846 SH DFND 2 300846 0 0 KLX ENERGY SERVICES HOLDING COM 48253L205 13188160 761881 SH DFND 1 761881 0 0 KLX ENERGY SERVICES HOLDING COM 48253L205 2552844 147478 SH DFND 2 147478 0 0 LIBERTY ENERGY INC COM 53115L104 14861619 928271 SH DFND 1 928271 0 0 LIBERTY ENERGY INC COM 53115L104 4376510 273361 SH DFND 2 273361 0 0 LOUISIANA-PACIFIC CORP COM 546347105 8880000 150000 SH DFND 1 150000 0 0 LOUISIANA-PACIFIC CORP COM 546347105 5920000 100000 SH DFND 2 100000 0 0 LSB INDUSTRIES INC COM 502160104 17192671 1292682 SH DFND 1 1292682 0 0 LSB INDUSTRIES INC COM 502160104 13886397 1044090 SH DFND 2 1044090 0 0 MOHAWK INDUSTRIES INC COM 608190104 26513824 259380 SH DFND 1 259380 0 0 MOHAWK INDUSTRIES INC COM 608190104 1981330 19383 SH DFND 2 19383 0 0 NABORS INDUSTRIES LTD COM G6359F137 17132803 110627 SH DFND 1 110627 0 0 NABORS INDUSTRIES LTD COM G6359F137 376954 2434 SH DFND 2 2434 0 0 OIL STATES INTERNATIONAL INC COM 678026105 17931789 2403725 SH DFND 1 2403725 0 0 OIL STATES INTERNATIONAL INC COM 678026105 4360161 584472 SH DFND 2 584472 0 0 PATRICK INDUSTRIES INC COM 703343103 5457575 90059 SH DFND 90059 0 0 PEABODY ENERGY CORP COM 704551100 23899664 904605 SH DFND 1 904605 0 0 PEABODY ENERGY CORP COM 704551100 10568000 400000 SH DFND 2 400000 0 0 PEOPLES BANCORP INC COM 709789101 299139 10589 SH DFND 2 10589 0 0 PEOPLES BANCORP OF NC COM 710577107 7559878 232183 SH DFND 2 232183 0 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 6302048 154009 SH DFND 2 154009 0 0 SB FINANCIAL GROUP INC COM 78408D105 552519 32597 SH DFND 2 32597 0 0 SEELOS THERAPEUTICS INC COM 81577F109 1148597 1691601 SH DFND 1 1691601 0 0 SEELOS THERAPEUTICS INC COM 81577F109 2184427 3217124 SH DFND 2 3217124 0 0 SELECT ENERGY SERVICES INC-A COM 81617J301 5817218 629569 SH DFND 1 629569 0 0 SHORE BANCSHARES INC COM 825107105 2151036 123410 SH DFND 2 123410 0 0 SKYLINE CHAMPION CORP COM 830830105 4377062 84975 SH DFND 1 84975 0 0 SKYLINE CHAMPION CORP COM 830830105 1459021 28325 SH DFND 2 28325 0 0 SPDR S&P 500 ETF TRUST COM 78462F103 22945800 60000 SH DFND 2 60000 0 0 SUNCOKE ENERGY INC COM 86722A103 4964839 575300 SH DFND 1 575300 0 0 TETRA TECHNOLOGIES INC COM 88162F105 8218161 2375191 SH DFND 1 2375191 0 0 TETRA TECHNOLOGIES INC COM 88162F105 2386016 689600 SH DFND 2 689600 0 0 UNITED STATES STEEL CORP COM 912909108 11135401 444527 SH DFND 1 444527 0 0 UNITED STATES STEEL CORP COM 912909108 10274984 410179 SH DFND 2 410179 0 0 UNITED STATES STEEL CORP COM 912909108 1252500 50000 SH Call DFND 1 0 0 0 UNITED STATES STEEL CORP COM 912909108 1252500 50000 SH Call DFND 2 0 0 0 WHIRLPOOL CORP COM 963320106 9252191 65405 SH DFND 1 65405 0 0 WHIRLPOOL CORP COM 963320106 4049575 28627 SH DFND 2 28627 0 0