The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALGOMA STEEL GROUP INC | COM | 015658107 | 6,689 | 1,038,740 | SH | DFND | 1 | 1,038,740 | 0 | 0 | |
ALGOMA STEEL GROUP INC -CW26 | COM | 015658115 | 90 | 93,408 | SH | DFND | 1 | 93,408 | 0 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 72,374 | 528,897 | SH | DFND | 1 | 528,897 | 0 | 0 | |
ALPHA METALLURGICAL RESOURCE | COM | 020764106 | 16,755 | 122,444 | SH | DFND | 2 | 122,444 | 0 | 0 | |
AMERISERV FINANCIAL INC | COM | 03074A102 | 4,008 | 1,054,816 | SH | DFND | 2 | 1,054,816 | 0 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 29,968 | 252,679 | SH | DFND | 1 | 252,679 | 0 | 0 | |
ARCH RESOURCES INC | COM | 03940R107 | 18,287 | 154,193 | SH | DFND | 2 | 154,193 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 16,324 | 3,258,380 | SH | DFND | 1 | 3,258,380 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | COM | 05337M104 | 7,655 | 1,527,947 | SH | DFND | 2 | 1,527,947 | 0 | 0 | |
BEAZER HOMES USA INC | COM | 07556Q881 | 510 | 52,725 | SH | DFND | 1 | 52,725 | 0 | 0 | |
BELDEN INC | COM | 077454106 | 750 | 12,500 | SH | DFND | 2 | 12,500 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 1,991 | 267,618 | SH | DFND | 1 | 267,618 | 0 | 0 | |
BEYOND AIR INC | COM | 08862L103 | 3,250 | 436,761 | SH | DFND | 2 | 436,761 | 0 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 1,617 | 127,225 | SH | DFND | 2 | 127,225 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 28,121 | 452,841 | SH | DFND | 1 | 452,841 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM | 09624H208 | 6,312 | 101,647 | SH | DFND | 2 | 101,647 | 0 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM | 13462K109 | 9,590 | 378,743 | SH | DFND | 1 | 378,743 | 0 | 0 | |
CAVCO INDUSTRIES INC | COM | 149568107 | 2,738 | 13,306 | SH | DFND | 2 | 13,306 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 2,848 | 234,052 | SH | DFND | 2 | 234,052 | 0 | 0 | |
CIVISTA BANCSHARES INC | COM | 178867107 | 368 | 17,742 | SH | DFND | 2 | 17,742 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 1,347 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 1,347 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 4,697 | 73,025 | SH | DFND | 1 | 73,025 | 0 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 2,931 | 295,141 | SH | DFND | 1 | 295,141 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 366 | 1,798 | SH | DFND | 1 | 1,798 | 0 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 1,512 | 1,399,547 | SH | DFND | 1 | 1,399,547 | 0 | 0 | |
ENERSYS | COM | 29275Y102 | 1,666 | 28,648 | SH | DFND | 2 | 28,648 | 0 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 1,367 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 2,661 | 160,791 | SH | DFND | 2 | 160,791 | 0 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 2,249 | 282,515 | SH | DFND | 2 | 282,515 | 0 | 0 | |
FOSTER (LB) CO-A | COM | 350060109 | 2,635 | 270,022 | SH | DFND | 1 | 270,022 | 0 | 0 | |
FRIEDMAN INDUSTRIES | COM | 358435105 | 327 | 46,010 | SH | DFND | 1 | 46,010 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 866 | 39,598 | SH | DFND | 2 | 39,598 | 0 | 0 | |
HELMERICH & PAYNE | COM | 423452101 | 778 | 21,039 | SH | DFND | 2 | 21,039 | 0 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 6,919 | 308,891 | SH | DFND | 2 | 308,891 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 113,433 | 4,106,923 | SH | DFND | 4,106,923 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 45,863 | 1,660,506 | SH | DFND | 1 | 1,660,506 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 155,852 | 5,642,723 | SH | DFND | 3 | 5,642,723 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 137 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 4,373 | 230,508 | SH | DFND | 2 | 230,508 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 803 | 1,146,194 | SH | DFND | 1 | 1,146,194 | 0 | 0 | |
INNOVATE CORP | COM | 45784J105 | 1,834 | 2,619,256 | SH | DFND | 2 | 2,619,256 | 0 | 0 | |
INVESCO S&P SMALLCAP ENERGY | COM | 46138E164 | 3,125 | 366,761 | SH | DFND | 2 | 366,761 | 0 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 5,972 | 725,664 | SH | DFND | 1 | 725,664 | 0 | 0 | |
KLX ENERGY SERVICES HOLDING | COM | 48253L205 | 516 | 62,692 | SH | DFND | 2 | 62,692 | 0 | 0 | |
LOUISIANA-PACIFIC CORP | COM | 546347105 | 1,664 | 32,500 | SH | DFND | 1 | 32,500 | 0 | 0 | |
LOUISIANA-PACIFIC CORP | COM | 546347105 | 5,247 | 102,500 | SH | DFND | 2 | 102,500 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 7,879 | 552,895 | SH | DFND | 1 | 552,895 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 16,135 | 1,132,286 | SH | DFND | 2 | 1,132,286 | 0 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 12,816 | 140,538 | SH | DFND | 1 | 140,538 | 0 | 0 | |
MOHAWK INDUSTRIES INC | COM | 608190104 | 1,768 | 19,383 | SH | DFND | 2 | 19,383 | 0 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 9,063 | 89,335 | SH | DFND | 1 | 89,335 | 0 | 0 | |
NABORS INDUSTRIES LTD | COM | G6359F137 | 696 | 6,864 | SH | DFND | 2 | 6,864 | 0 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 6,666 | 1,713,526 | SH | DFND | 1 | 1,713,526 | 0 | 0 | |
OIL STATES INTERNATIONAL INC | COM | 678026105 | 2,079 | 534,472 | SH | DFND | 2 | 534,472 | 0 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 3,948 | 90,059 | SH | DFND | 90,059 | 0 | 0 | ||
PEABODY ENERGY CORP | COM | 704551100 | 19,247 | 775,462 | SH | DFND | 1 | 775,462 | 0 | 0 | |
PEABODY ENERGY CORP | COM | 704551100 | 10,694 | 430,869 | SH | DFND | 2 | 430,869 | 0 | 0 | |
PEOPLES BANCORP INC | COM | 709789101 | 1,125 | 38,897 | SH | DFND | 2 | 38,897 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,008 | 242,275 | SH | DFND | 2 | 242,275 | 0 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 5,899 | 154,022 | SH | DFND | 2 | 154,022 | 0 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 549 | 32,597 | SH | DFND | 2 | 32,597 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 1,742 | 1,691,601 | SH | DFND | 1 | 1,691,601 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 3,314 | 3,217,124 | SH | DFND | 2 | 3,217,124 | 0 | 0 | |
SELECT ENERGY SERVICES INC-A | COM | 81617J301 | 2,275 | 326,353 | SH | DFND | 1 | 326,353 | 0 | 0 | |
SELECT ENERGY SERVICES INC-A | COM | 81617J301 | 212 | 30,369 | SH | DFND | 2 | 30,369 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 2,137 | 123,410 | SH | DFND | 2 | 123,410 | 0 | 0 | |
SKYLINE CHAMPION CORP | COM | 830830105 | 4,493 | 84,975 | SH | DFND | 1 | 84,975 | 0 | 0 | |
SKYLINE CHAMPION CORP | COM | 830830105 | 1,498 | 28,325 | SH | DFND | 2 | 28,325 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 4,677 | 805,059 | SH | DFND | 1 | 805,059 | 0 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 5,819 | 1,620,871 | SH | DFND | 1 | 1,620,871 | 0 | 0 | |
TETRA TECHNOLOGIES INC | COM | 88162F105 | 2,368 | 659,600 | SH | DFND | 2 | 659,600 | 0 | 0 | |
TRONOX HOLDINGS PLC | COM | G9087Q102 | 469 | 38,303 | SH | DFND | 1 | 38,303 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 8,208 | 453,000 | SH | DFND | 1 | 453,000 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 7,432 | 410,179 | SH | DFND | 2 | 410,179 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 906 | 50,000 | SH | Call | DFND | 1 | 0 | 0 | 0 |
UNITED STATES STEEL CORP | COM | 912909108 | 906 | 50,000 | SH | Call | DFND | 2 | 0 | 0 | 0 |
WHIRLPOOL CORP | COM | 963320106 | 7,824 | 58,034 | SH | DFND | 1 | 58,034 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 3,688 | 27,359 | SH | DFND | 2 | 27,359 | 0 | 0 |