The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERISERV FINANCIAL INC | COM | 03074A102 | 4,090 | 1,040,628 | SH | DFND | 2 | 1,040,628 | 0 | 0 | |
ARMSTRONG FLOORING INC | COM | 04238R106 | 1,898 | 306,693 | SH | DFND | 2 | 306,693 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 1,649 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 9,998 | 242,500 | SH | DFND | 2 | 242,500 | 0 | 0 | |
BEAZER HOMES USA INC | COM | 07556Q881 | 291 | 15,076 | SH | DFND | 1 | 15,076 | 0 | 0 | |
BLUELINX HOLDINGS INC | COM NEW | 09624H208 | 22,876 | 454,973 | SH | DFND | 1 | 454,973 | 0 | 0 | |
BLUE RIDGE BANKSHARES INC | COM | 095825105 | 6,249 | 356,694 | SH | DFND | 2 | 356,694 | 0 | 0 | |
CAMPING WORLD HOLDINGS INC-A | COM NO PAR | 13462K109 | 22,820 | 556,718 | SH | DFND | 1 | 556,718 | 0 | 0 | |
CANO HEALTH INC | COM NO PAR | 13781Y103 | 2,816 | 232,696 | SH | DFND | 1 | 232,696 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 2,058 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 257 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 3,056 | 59,400 | SH | Call | DFND | 1 | 0 | 0 | 0 |
CITIGROUP INC | COM NO PAR | 172967424 | 16,690 | 235,896 | SH | DFND | 1 | 235,896 | 0 | 0 | |
CITIGROUP INC | COM NO PAR | 172967424 | 8,907 | 125,896 | SH | DFND | 2 | 125,896 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 597 | 43,654 | SH | DFND | 1 | 43,654 | 0 | 0 | |
CITIZENS COMMUNITY BANCORP I | COM | 174903104 | 3,207 | 234,426 | SH | DFND | 2 | 234,426 | 0 | 0 | |
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 417 | 18,862 | SH | DFND | 2 | 18,862 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 110,570 | 5,128,474 | SH | DFND | 1 | 5,128,474 | 0 | 0 | |
CLEVELAND-CLIFFS INC | COM | 185899101 | 33,431 | 1,550,620 | SH | DFND | 2 | 1,550,620 | 0 | 0 | |
COLONY BANKCORP | COM | 19623P101 | 1,810 | 101,322 | SH | DFND | 2 | 101,322 | 0 | 0 | |
CONSOL ENERGY INC | COM | 20854L108 | 8,250 | 446,666 | SH | DFND | 1 | 446,666 | 0 | 0 | |
ALPHA METALLURGICAL RESOURCES | COM | 020764106 | 21,066 | 821,935 | SH | DFND | 1 | 821,935 | 0 | 0 | |
CORE MOLDING TECHNOLOGIES IN | COM | 218683100 | 4,769 | 309,086 | SH | DFND | 1 | 309,086 | 0 | 0 | |
COUNTY BANCORP INC | COM | 221907108 | 309 | 9,087 | SH | DFND | 2 | 9,087 | 0 | 0 | |
CUSTOM TRUCK ONE SOURCE INC | COM | 23204X103 | 95 | 10,000 | SH | DFND | 2 | 10,000 | 0 | 0 | |
DIXIE GROUP INC | CL A | 255519100 | 4,080 | 1,392,547 | SH | DFND | 1 | 1,392,547 | 0 | 0 | |
E2OPEN PARENT HOLDINGS INC | COM | 29788T103 | 1,142 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
EMCLAIRE FINANCIAL CORP | COM | 290828102 | 425 | 14,051 | SH | DFND | 2 | 14,051 | 0 | 0 | |
ENCORE WIRE CORP | COM | 292562105 | 1,931 | 25,475 | SH | DFND | 2 | 25,475 | 0 | 0 | |
ESSA BANCORP INC | COM | 29667D104 | 3,556 | 216,946 | SH | DFND | 2 | 216,946 | 0 | 0 | |
FIRST BANK/HAMILTON NJ | COM | 31931U102 | 2,027 | 149,702 | SH | DFND | 2 | 149,702 | 0 | 0 | |
FIRST UNITED CORP | COM | 33741H107 | 2,806 | 160,991 | SH | DFND | 2 | 160,991 | 0 | 0 | |
FIRST US BANCSHARES INC | COM | 33744V103 | 3,008 | 274,419 | SH | DFND | 2 | 274,419 | 0 | 0 | |
HAWTHORN BANCSHARES INC | COM | 420476103 | 1,610 | 70,208 | SH | DFND | 2 | 70,208 | 0 | 0 | |
HC2 HOLDINGS INC | COM | 404139107 | 3,563 | 895,145 | SH | DFND | 1 | 895,145 | 0 | 0 | |
HC2 HOLDINGS INC | COM | 404139107 | 9,524 | 2,392,948 | SH | DFND | 2 | 2,392,948 | 0 | 0 | |
HMN FINANCIAL INC | COM | 40424G108 | 6,704 | 314,748 | SH | DFND | 2 | 314,748 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 210,932 | 4,106,923 | SH | DFND | 4,106,923 | 0 | 0 | ||
IES HOLDINGS INC | COM | 44951W106 | 85,843 | 1,671,393 | SH | DFND | 1 | 1,671,393 | 0 | 0 | |
IES HOLDINGS INC | COM | 44951W106 | 289,810 | 5,642,723 | SH | DFND | 3 | 5,642,723 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 164 | 7,201 | SH | DFND | 1 | 7,201 | 0 | 0 | |
IF BANCORP INC | COM | 44951J105 | 5,574 | 244,478 | SH | DFND | 2 | 244,478 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 8,166 | 52,500 | SH | DFND | 1 | 52,500 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 4,277 | 27,500 | SH | DFND | 2 | 27,500 | 0 | 0 | |
LCI INDUSTRIES | COM | 50189K103 | 4,788 | 36,431 | SH | DFND | 1 | 36,431 | 0 | 0 | |
LCI INDUSTRIES | COM | 50189K103 | 657 | 5,000 | SH | DFND | 2 | 5,000 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 154 | 25,475 | SH | DFND | 1 | 25,475 | 0 | 0 | |
LSB INDUSTRIES INC | COM | 502160104 | 2,593 | 428,552 | SH | DFND | 2 | 428,552 | 0 | 0 | |
MACKINAC FINANCIAL CORP | COM | 554571109 | 3,649 | 184,660 | SH | DFND | 2 | 184,660 | 0 | 0 | |
NICOLET BANKSHARES INC | COM | 65406E102 | 2,445 | 34,759 | SH | DFND | 2 | 34,759 | 0 | 0 | |
PATRICK INDUSTRIES INC | COM | 703343103 | 6,574 | 90,059 | SH | DFND | 90,059 | 0 | 0 | ||
PATRICK INDUSTRIES INC | COM | 703343103 | 358 | 4,900 | SH | DFND | 1 | 4,900 | 0 | 0 | |
PEOPLES BANCORP OF NC | COM | 710577107 | 6,251 | 242,276 | SH | DFND | 2 | 242,276 | 0 | 0 | |
PREMIER FINANCIAL BANCORP | COM | 74050M105 | 1,587 | 94,163 | SH | DFND | 2 | 94,163 | 0 | 0 | |
REPUBLIC BANCORP INC-CLASS A | CL A | 760281204 | 8,094 | 175,470 | SH | DFND | 2 | 175,470 | 0 | 0 | |
RIVERVIEW FINANCIAL CORP | COM | 76940Q105 | 2,818 | 246,587 | SH | DFND | 2 | 246,587 | 0 | 0 | |
SB FINANCIAL GROUP INC | COM | 78408D105 | 574 | 31,045 | SH | DFND | 2 | 31,045 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 2,771 | 1,049,748 | SH | DFND | 1 | 1,049,748 | 0 | 0 | |
SEELOS THERAPEUTICS INC | COM | 81577F109 | 1,830 | 693,028 | SH | DFND | 2 | 693,028 | 0 | 0 | |
SEVERN BANCORP INC/MD | COM | 81811M100 | 4,035 | 339,116 | SH | DFND | 2 | 339,116 | 0 | 0 | |
SHORE BANCSHARES INC | COM | 825107105 | 2,908 | 173,612 | SH | DFND | 2 | 173,612 | 0 | 0 | |
SUMMIT FINANCIAL GROUP INC | COM | 86606G101 | 421 | 19,140 | SH | DFND | 2 | 19,140 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 9,313 | 1,304,407 | SH | DFND | 1 | 1,304,407 | 0 | 0 | |
THOR INDUSTRIES INC | COM | 885160101 | 41,055 | 363,317 | SH | DFND | 1 | 363,317 | 0 | 0 | |
THOR INDUSTRIES INC | COM | 885160101 | 5,789 | 51,230 | SH | DFND | 2 | 51,230 | 0 | 0 | |
UNITED BANCSHARES INC/OHIO | COM | 909458101 | 10,648 | 297,435 | SH | DFND | 2 | 297,435 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 14,049 | 585,363 | SH | DFND | 1 | 585,363 | 0 | 0 | |
UNITED STATES STEEL CORP | COM | 912909108 | 11,121 | 463,356 | SH | DFND | 2 | 463,356 | 0 | 0 | |
WEST FRASER TIMBER CO LTD | COM | 952845105 | 9,003 | 125,600 | SH | DFND | 1 | 125,600 | 0 | 0 | |
WVS FINANCIAL CORP | COM | 929358109 | 2,124 | 129,936 | SH | DFND | 2 | 129,936 | 0 | 0 | |
ARCELORMITTAL-NY REGISTERED | COM | 03938L203 | 5,824 | 187,500 | SH | DFND | 1 | 187,500 | 0 | 0 | |
ARCELORMITTAL-NY REGISTERED | COM | 03938L203 | 3,106 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 10,820 | 1,607,770 | SH | DFND | 1 | 1,607,770 | 0 | 0 | |
AVADEL PHARMACEUTICALS-ADR | SPONSORED ADR | 05337M104 | 2,883 | 428,344 | SH | DFND | 2 | 428,344 | 0 | 0 | |
CREDIT SUISSE GROUP-SPON ADR | SPONSORED ADR | 225401108 | 160 | 15,300 | SH | DFND | 1 | 15,300 | 0 | 0 | |
CREDIT SUISSE GROUP-SPON ADR | SPONSORED ADR | 225401108 | 2,015 | 192,100 | SH | DFND | 2 | 192,100 | 0 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 983 | 15,000 | SH | DFND | 1 | 15,000 | 0 | 0 | |
SPDR S&P REGIONAL BANKING | COM | 78464A698 | 13,797 | 210,550 | SH | DFND | 2 | 210,550 | 0 | 0 |