0001214659-21-008533.txt : 20210813
0001214659-21-008533.hdr.sgml : 20210813
20210813163035
ACCESSION NUMBER: 0001214659-21-008533
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210813
DATE AS OF CHANGE: 20210813
EFFECTIVENESS DATE: 20210813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 211172605
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
06-30-2021
06-30-2021
false
GENDELL JEFFREY L
1 SOUND SHORE DRIVE
SUITE 304
GREENWICH
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
08-10-2021
3
78
1128515
1
0001536239
028-14690
Tontine Asset Management, LLC
2
0001491514
028-19509
Tontine Associates, LLC
3
0001845441
028-20769
TONTINE CAPITAL ASSOCIATES, L.P.
INFORMATION TABLE
2
infotable.xml
AMERISERV FINANCIAL INC
COM
03074A102
4090
1040628
SH
DFND
2
1040628
0
0
ARMSTRONG FLOORING INC
COM
04238R106
1898
306693
SH
DFND
2
306693
0
0
BANK OF AMERICA CORP
COM
060505104
1649
40000
SH
DFND
1
40000
0
0
BANK OF AMERICA CORP
COM
060505104
9998
242500
SH
DFND
2
242500
0
0
BEAZER HOMES USA INC
COM
07556Q881
291
15076
SH
DFND
1
15076
0
0
BLUELINX HOLDINGS INC
COM NEW
09624H208
22876
454973
SH
DFND
1
454973
0
0
BLUE RIDGE BANKSHARES INC
COM
095825105
6249
356694
SH
DFND
2
356694
0
0
CAMPING WORLD HOLDINGS INC-A
COM NO PAR
13462K109
22820
556718
SH
DFND
1
556718
0
0
CANO HEALTH INC
COM NO PAR
13781Y103
2816
232696
SH
DFND
1
232696
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
2058
40000
SH
DFND
1
40000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
257
5000
SH
DFND
2
5000
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
3056
59400
SH
Call
DFND
1
0
0
0
CITIGROUP INC
COM NO PAR
172967424
16690
235896
SH
DFND
1
235896
0
0
CITIGROUP INC
COM NO PAR
172967424
8907
125896
SH
DFND
2
125896
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
597
43654
SH
DFND
1
43654
0
0
CITIZENS COMMUNITY BANCORP I
COM
174903104
3207
234426
SH
DFND
2
234426
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
417
18862
SH
DFND
2
18862
0
0
CLEVELAND-CLIFFS INC
COM
185899101
110570
5128474
SH
DFND
1
5128474
0
0
CLEVELAND-CLIFFS INC
COM
185899101
33431
1550620
SH
DFND
2
1550620
0
0
COLONY BANKCORP
COM
19623P101
1810
101322
SH
DFND
2
101322
0
0
CONSOL ENERGY INC
COM
20854L108
8250
446666
SH
DFND
1
446666
0
0
ALPHA METALLURGICAL RESOURCES
COM
020764106
21066
821935
SH
DFND
1
821935
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
4769
309086
SH
DFND
1
309086
0
0
COUNTY BANCORP INC
COM
221907108
309
9087
SH
DFND
2
9087
0
0
CUSTOM TRUCK ONE SOURCE INC
COM
23204X103
95
10000
SH
DFND
2
10000
0
0
DIXIE GROUP INC
CL A
255519100
4080
1392547
SH
DFND
1
1392547
0
0
E2OPEN PARENT HOLDINGS INC
COM
29788T103
1142
100000
SH
DFND
2
100000
0
0
EMCLAIRE FINANCIAL CORP
COM
290828102
425
14051
SH
DFND
2
14051
0
0
ENCORE WIRE CORP
COM
292562105
1931
25475
SH
DFND
2
25475
0
0
ESSA BANCORP INC
COM
29667D104
3556
216946
SH
DFND
2
216946
0
0
FIRST BANK/HAMILTON NJ
COM
31931U102
2027
149702
SH
DFND
2
149702
0
0
FIRST UNITED CORP
COM
33741H107
2806
160991
SH
DFND
2
160991
0
0
FIRST US BANCSHARES INC
COM
33744V103
3008
274419
SH
DFND
2
274419
0
0
HAWTHORN BANCSHARES INC
COM
420476103
1610
70208
SH
DFND
2
70208
0
0
HC2 HOLDINGS INC
COM
404139107
3563
895145
SH
DFND
1
895145
0
0
HC2 HOLDINGS INC
COM
404139107
9524
2392948
SH
DFND
2
2392948
0
0
HMN FINANCIAL INC
COM
40424G108
6704
314748
SH
DFND
2
314748
0
0
IES HOLDINGS INC
COM
44951W106
210932
4106923
SH
DFND
4106923
0
0
IES HOLDINGS INC
COM
44951W106
85843
1671393
SH
DFND
1
1671393
0
0
IES HOLDINGS INC
COM
44951W106
289810
5642723
SH
DFND
3
5642723
0
0
IF BANCORP INC
COM
44951J105
164
7201
SH
DFND
1
7201
0
0
IF BANCORP INC
COM
44951J105
5574
244478
SH
DFND
2
244478
0
0
JPMORGAN CHASE & CO
COM
46625H100
8166
52500
SH
DFND
1
52500
0
0
JPMORGAN CHASE & CO
COM
46625H100
4277
27500
SH
DFND
2
27500
0
0
LCI INDUSTRIES
COM
50189K103
4788
36431
SH
DFND
1
36431
0
0
LCI INDUSTRIES
COM
50189K103
657
5000
SH
DFND
2
5000
0
0
LSB INDUSTRIES INC
COM
502160104
154
25475
SH
DFND
1
25475
0
0
LSB INDUSTRIES INC
COM
502160104
2593
428552
SH
DFND
2
428552
0
0
MACKINAC FINANCIAL CORP
COM
554571109
3649
184660
SH
DFND
2
184660
0
0
NICOLET BANKSHARES INC
COM
65406E102
2445
34759
SH
DFND
2
34759
0
0
PATRICK INDUSTRIES INC
COM
703343103
6574
90059
SH
DFND
90059
0
0
PATRICK INDUSTRIES INC
COM
703343103
358
4900
SH
DFND
1
4900
0
0
PEOPLES BANCORP OF NC
COM
710577107
6251
242276
SH
DFND
2
242276
0
0
PREMIER FINANCIAL BANCORP
COM
74050M105
1587
94163
SH
DFND
2
94163
0
0
REPUBLIC BANCORP INC-CLASS A
CL A
760281204
8094
175470
SH
DFND
2
175470
0
0
RIVERVIEW FINANCIAL CORP
COM
76940Q105
2818
246587
SH
DFND
2
246587
0
0
SB FINANCIAL GROUP INC
COM
78408D105
574
31045
SH
DFND
2
31045
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
2771
1049748
SH
DFND
1
1049748
0
0
SEELOS THERAPEUTICS INC
COM
81577F109
1830
693028
SH
DFND
2
693028
0
0
SEVERN BANCORP INC/MD
COM
81811M100
4035
339116
SH
DFND
2
339116
0
0
SHORE BANCSHARES INC
COM
825107105
2908
173612
SH
DFND
2
173612
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
421
19140
SH
DFND
2
19140
0
0
SUNCOKE ENERGY INC
COM
86722A103
9313
1304407
SH
DFND
1
1304407
0
0
THOR INDUSTRIES INC
COM
885160101
41055
363317
SH
DFND
1
363317
0
0
THOR INDUSTRIES INC
COM
885160101
5789
51230
SH
DFND
2
51230
0
0
UNITED BANCSHARES INC/OHIO
COM
909458101
10648
297435
SH
DFND
2
297435
0
0
UNITED STATES STEEL CORP
COM
912909108
14049
585363
SH
DFND
1
585363
0
0
UNITED STATES STEEL CORP
COM
912909108
11121
463356
SH
DFND
2
463356
0
0
WEST FRASER TIMBER CO LTD
COM
952845105
9003
125600
SH
DFND
1
125600
0
0
WVS FINANCIAL CORP
COM
929358109
2124
129936
SH
DFND
2
129936
0
0
ARCELORMITTAL-NY REGISTERED
COM
03938L203
5824
187500
SH
DFND
1
187500
0
0
ARCELORMITTAL-NY REGISTERED
COM
03938L203
3106
100000
SH
DFND
2
100000
0
0
AVADEL PHARMACEUTICALS-ADR
SPONSORED ADR
05337M104
10820
1607770
SH
DFND
1
1607770
0
0
AVADEL PHARMACEUTICALS-ADR
SPONSORED ADR
05337M104
2883
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SH
DFND
2
428344
0
0
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
160
15300
SH
DFND
1
15300
0
0
CREDIT SUISSE GROUP-SPON ADR
SPONSORED ADR
225401108
2015
192100
SH
DFND
2
192100
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
983
15000
SH
DFND
1
15000
0
0
SPDR S&P REGIONAL BANKING
COM
78464A698
13797
210550
SH
DFND
2
210550
0
0