0001214659-21-001675.txt : 20210212 0001214659-21-001675.hdr.sgml : 20210212 20210212160109 ACCESSION NUMBER: 0001214659-21-001675 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 21626999 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 12-31-2020 12-31-2020 false GENDELL JEFFREY L

1 Sound Shore Drive Suite 304 Greenwich CT 06830-7251

13F HOLDINGS REPORT 028-06950 N Jeffrey L. Gendell 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 02-12-2021 3 57 740122 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC 3 0001845441 TONTINE CAPITAL ASSOCIATES, L.P. INFORMATION TABLE 2 infotable.xml AMBAC FINANCIAL GROUP INC COM NEW 023139884 675 43876 SH DFND 1 43876 0 0 AMERISERV FINANCIAL INC COM 03074A102 2878 919460 SH DFND 2 919460 0 0 BANK OF AMERICA CORP COM 060505104 2425 80000 SH DFND 1 80000 0 0 BANK OF AMERICA CORP COM 060505104 1894 62500 SH DFND 2 62500 0 0 BLUE RIDGE BANKSHARES INC COM 095825105 1078 60534 SH DFND 2 60534 0 0 BLUELINX HOLDINGS INC COM NEW 09624H208 13782 471015 SH DFND 1 471015 0 0 CAMPING WORLD HOLDINGS INC-A COM 13462K109 17822 684131 SH DFND 1 684131 0 0 CITIGROUP INC COM NO PAR 172967424 5241 85000 SH DFND 1 85000 0 0 CITIGROUP INC COM NO PAR 172967424 1233 20000 SH DFND 2 20000 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 584 53637 SH DFND 1 53637 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 2553 234426 SH DFND 2 234426 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 331 18862 SH DFND 2 18862 0 0 CLEVELAND-CLIFFS INC COM 185899101 11280 774750 SH DFND 1 774750 0 0 COLONY BANKCORP COM 19623P101 1484 101322 SH DFND 2 101322 0 0 CONSOL ENERGY INC COM 20854L108 3405 472289 SH DFND 1 472289 0 0 CONTURA ENERGY INC COM 21241B100 10108 889022 SH DFND 1 889022 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 4195 297953 SH DFND 1 297953 0 0 COUNTY BANCORP INC COM 221907108 201 9087 SH DFND 2 9087 0 0 DIXIE GROUP INC CL A 255519100 3666 1437547 SH DFND 1 1437547 0 0 EMCLAIRE FINANCIAL CORP COM 290828102 335 10951 SH DFND 2 10951 0 0 ESSA BANCORP INC COM 29667D104 3209 213946 SH DFND 2 213946 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 1263 134700 SH DFND 2 134700 0 0 FIRST UNITED CORP COM 33741H107 2420 156151 SH DFND 2 156151 0 0 FIRST US BANCSHARES INC COM 33744V103 2179 241677 SH DFND 2 241677 0 0 HAWTHORN BANCSHARES INC COM 420476103 1538 70208 SH DFND 2 70208 0 0 HC2 HOLDINGS INC COM 404139107 2324 712742 SH DFND 1 712742 0 0 HC2 HOLDINGS INC COM 404139107 5581 1711829 SH DFND 2 1711829 0 0 HMN FINANCIAL INC COM 40424G108 5449 316802 SH DFND 2 316802 0 0 IES HOLDINGS INC COM 44951W106 189083 4106923 SH DFND 4106923 0 0 IES HOLDINGS INC COM 44951W106 78677 1708893 SH DFND 1 1708893 0 0 IES HOLDINGS INC COM 44951W106 259791 5642723 SH DFND 3 5642723 0 0 IF BANCORP INC COM 44951J105 159 7201 SH DFND 1 7201 0 0 IF BANCORP INC COM 44951J105 4363 198057 SH DFND 2 198057 0 0 JAWS ACQUISITION CORP-CL A COM G50744104 3120 232696 SH DFND 1 232696 0 0 MACKINAC FINANCIAL CORP COM 554571109 2341 183498 SH DFND 2 183498 0 0 MID PENN BANCORP INC COM 59540G107 1959 89466 SH DFND 2 89466 0 0 NESCO HOLDINGS INC COM 64083J104 74 10000 SH DFND 2 10000 0 0 PATRICK INDUSTRIES INC COM 703343103 8628 126235 SH DFND 126235 0 0 PATRICK INDUSTRIES INC COM 703343103 5480 80176 SH DFND 1 80176 0 0 PEOPLES BANCORP OF NC COM 710577107 4982 216417 SH DFND 2 216417 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 939 70621 SH DFND 2 70621 0 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 5469 151611 SH DFND 2 151611 0 0 RIVERVIEW FINANCIAL CORP COM 76940Q105 2256 246587 SH DFND 2 246587 0 0 SB FINANCIAL GROUP INC COM 78408D105 568 31045 SH DFND 2 31045 0 0 SEVERN BANCORP INC/MD COM 81811M100 2421 339116 SH DFND 2 339116 0 0 SHORE BANCSHARES INC COM 825107105 2253 154337 SH DFND 2 154337 0 0 SUMMIT FINANCIAL GROUP INC COM 86606G101 423 19140 SH DFND 2 19140 0 0 SUNCOKE ENERGY INC COM 86722A103 5842 1342916 SH DFND 1 1342916 0 0 THOR INDUSTRIES INC COM 885160101 19085 205241 SH DFND 1 205241 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 7471 293682 SH DFND 2 293682 0 0 WINNEBAGO INDUSTRIES COM 974637100 5532 92300 SH DFND 1 92300 0 0 WVS FINANCIAL CORP COM 929358109 1861 129936 SH DFND 2 129936 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 9375 1403487 SH DFND 1 1403487 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 1856 277904 SH DFND 2 277904 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 4902 25000 SH DFND 2 25000 0 0 SPDR S&P REGIONAL BANKING COM 78464A698 1559 30000 SH DFND 1 30000 0 0 SPDR S&P REGIONAL BANKING COM 78464A698 520 10000 SH DFND 2 10000 0 0