0001214659-20-009490.txt : 20201116 0001214659-20-009490.hdr.sgml : 20201116 20201113185905 ACCESSION NUMBER: 0001214659-20-009490 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201116 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L CENTRAL INDEX KEY: 0001056581 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06950 FILM NUMBER: 201313157 MAIL ADDRESS: STREET 1: 1 SOUND SHORE DRIVE STREET 2: SUITE 304 CITY: GREENWICH STATE: CT ZIP: 06830-7251 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001056581 XXXXXXXX 09-30-2020 09-30-2020 false GENDELL JEFFREY L
1 SOUND SHORE DRIVE SUITE 304 GREENWICH CT 06830-7251
13F HOLDINGS REPORT 028-06950 N
Jeffrey L. Gendell Managing Member 203-769-2000 /s/ Jeffrey L. Gendell Greenwich CT 11-13-2020 2 46 475280 1 0001536239 028-14690 Tontine Asset Management, LLC 2 0001491514 028-19509 Tontine Associates, LLC
INFORMATION TABLE 2 infotable.xml AMBAC FINANCIAL GROUP INC COM NEW 023139884 1772 138793 SH DFND 1 138793 0 0 AMERISERV FINANCIAL INC COM 03074A102 2071 737188 SH DFND 2 737188 0 0 BANK OF AMERICA CORP COM 060505104 1265 52500 SH DFND 2 52500 0 0 BLUE RIDGE BANKSHARES INC COM 095825105 765 56493 SH DFND 2 56493 0 0 BLUELINX HOLDINGS INC COM NEW 09624H208 9538 443021 SH DFND 1 443021 0 0 CITIGROUP INC COM NEW 172967424 431 10000 SH DFND 2 10000 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 370 53637 SH DFND 1 53637 0 0 CITIZENS COMMUNITY BANCORP I COM 174903104 1465 212601 SH DFND 2 212601 0 0 CIVISTA BANCSHARES INC COM NO PAR 178867107 236 18862 SH DFND 2 18862 0 0 CLEVELAND-CLIFFS INC COM 185899101 8280 1289695 SH DFND 1 1289695 0 0 COLONY BANKCORP COM 19623P101 1089 101322 SH DFND 2 101322 0 0 CONTURA ENERGY INC COM 21241B100 5696 778100 SH DFND 1 778100 0 0 CORE MOLDING TECHNOLOGIES IN COM 218683100 2029 228955 SH DFND 1 228955 0 0 DIXIE GROUP INC CL A 255519100 1184 1317210 SH DFND 1 1317210 0 0 EMCLAIRE FINANCIAL CORP COM 290828102 275 10951 SH DFND 2 10951 0 0 ESSA BANCORP INC COM 29667D104 2576 208946 SH DFND 2 208946 0 0 FIRST BANK/HAMILTON NJ COM 31931U102 443 71482 SH DFND 2 71482 0 0 FIRST UNITED CORP COM 33741H107 1495 127701 SH DFND 2 127701 0 0 FIRST US BANCSHARES INC COM 33744V103 1152 173704 SH DFND 2 173704 0 0 HAWTHORN BANCSHARES INC COM 420476103 1330 70208 SH DFND 2 70208 0 0 HC2 HOLDINGS INC COM 404139107 1431 592059 SH DFND 2 592059 0 0 HMN FINANCIAL INC COM 40424G108 3927 296133 SH DFND 2 296133 0 0 IES HOLDINGS INC COM 44951W106 309746 9749646 SH DFND 9749646 0 0 IES HOLDINGS INC COM 44951W106 54292 1708893 SH DFND 1 1708893 0 0 IF BANCORP INC COM 44951J105 111 7201 SH DFND 1 7201 0 0 IF BANCORP INC COM 44951J105 2167 140093 SH DFND 2 140093 0 0 LSB INDUSTRIES INC COM 502160104 39 24236 SH DFND 1 24236 0 0 MACKINAC FINANCIAL CORP COM 554571109 1771 183498 SH DFND 2 183498 0 0 MID PENN BANCORP INC COM 59540G107 1549 89466 SH DFND 2 89466 0 0 NESCO HOLDINGS INC COM 64083J104 42 10000 SH DFND 2 10000 0 0 PATRICK INDUSTRIES INC COM 703343103 10554 183488 SH DFND 183488 0 0 PATRICK INDUSTRIES INC COM 703343103 2122 36900 SH DFND 1 36900 0 0 PEOPLES BANCORP OF NC COM 710577107 3026 196104 SH DFND 2 196104 0 0 PREMIER FINANCIAL BANCORP COM 74050M105 763 70621 SH DFND 2 70621 0 0 REPUBLIC BANCORP INC-CLASS A CL A 760281204 2779 98691 SH DFND 2 98691 0 0 RIVERVIEW FINANCIAL CORP COM 76940Q105 1578 233369 SH DFND 2 233369 0 0 SB FINANCIAL GROUP INC COM 78408D105 392 29045 SH DFND 2 29045 0 0 SEVERN BANCORP INC/MD COM 81811M100 1992 307006 SH DFND 2 307006 0 0 SHORE BANCSHARES INC COM 825107105 1017 92619 SH DFND 2 92619 0 0 SUNCOKE ENERGY INC COM 86722A103 4478 1309237 SH DFND 1 1309237 0 0 UNITED BANCSHARES INC/OHIO COM 909458101 6293 292682 SH DFND 2 292682 0 0 WVS FINANCIAL CORP COM 929358109 1673 125641 SH DFND 2 125641 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 4351 863196 SH DFND 1 863196 0 0 AVADEL PHARMACEUTICALS-ADR SPONSORED ADR 05337M104 1270 252015 SH DFND 2 252015 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 9549 63750 SH DFND 1 63750 0 0 ISHARES RUSSELL 2000 ETF COM 464287655 4906 32750 SH DFND 2 32750 0 0