0000902664-18-004114.txt : 20181114
0000902664-18-004114.hdr.sgml : 20181114
20181114161623
ACCESSION NUMBER: 0000902664-18-004114
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 181183982
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
09-30-2018
09-30-2018
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
11-13-2018
1
93
1168845
1
0001536239
Tontine Asset Management, LLC
INFORMATION TABLE
2
infotable.xml
AMERICAN AIRLS GROUP INC
COM
02376R102
7286
176300
SH
DFND
176300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
91163
2205727
SH
DFND
1
2205727
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3890
190486
SH
DFND
190486
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
21200
1038213
SH
DFND
1
1038213
0
0
AMERISERV FINL INC
COM
03074A102
1808
420488
SH
DFND
420488
0
0
BANK AMER CORP
COM
060505104
5618
190701
SH
DFND
190701
0
0
BANK AMER CORP
COM
060505104
49792
1690151
SH
DFND
1
1690151
0
0
BANK AMER CORP
COM
060505104
14730
500000
SH
Call
DFND
0
0
0
BANK AMER CORP
COM
060505104
36825
1250000
SH
Call
DFND
1
0
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
340
155741
SH
DFND
155741
0
0
BLUELINX HLDGS INC
COM
09624H208
121
3832
SH
DFND
3832
0
0
BLUELINX HLDGS INC
COM
09624H208
8416
267266
SH
DFND
1
267266
0
0
CAVCO INDS INC DEL
COM
149568107
681
2693
SH
DFND
1
2693
0
0
CB FINL SVCS INC
COM
12479G101
1296
41995
SH
DFND
41995
0
0
CITIGROUP INC
COM NEW
172967424
13236
184493
SH
DFND
184493
0
0
CITIGROUP INC
COM NEW
172967424
50934
709978
SH
DFND
1
709978
0
0
CITIGROUP INC
COM NEW
172967424
37664
525000
SH
Call
DFND
0
0
0
CITIGROUP INC
COM NEW
172967424
81281
1133000
SH
Call
DFND
1
0
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
1
662406
SH
DFND
662406
0
0
CITIGROUP INC
W EXP 01/04/201
172967226
4
2387221
SH
DFND
1
2387221
0
0
COLONY BANKCORP INC
COM
19623P101
2445
137387
SH
DFND
1
137387
0
0
COLONY BANKCORP INC
COM
19623P101
2104
118200
SH
DFND
118200
0
0
CIT GROUP INC
COM NEW
125581801
2990
57926
SH
DFND
57926
0
0
CIT GROUP INC
COM NEW
125581801
1417
27463
SH
DFND
1
27463
0
0
CIT GROUP INC
COM NEW
125581801
1424
27600
SH
Call
DFND
0
0
0
CIT GROUP INC
COM NEW
125581801
6854
132800
SH
Call
DFND
1
0
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
372
15440
SH
DFND
15440
0
0
CORE MOLDING TECHNOLOGIES IN
COM
218683100
2497
374391
SH
DFND
1
374391
0
0
CITIZENS FIRST CORP
COM
17462Q107
2467
93978
SH
DFND
93978
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
3009
214911
SH
DFND
214911
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1734
123830
SH
DFND
1
123830
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5564
96220
SH
DFND
96220
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
28478
492451
SH
DFND
1
492451
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
2613
230000
SH
DFND
230000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
6343
558400
SH
DFND
1
558400
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
1988
175000
SH
Call
DFND
0
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
20282
1785400
SH
Call
DFND
1
0
0
0
ENTEGRA FINL CORP
COM
29363J108
907
34145
SH
DFND
34145
0
0
ESSA BANCORP INC
COM
29667D104
3352
206160
SH
DFND
206160
0
0
ESSA BANCORP INC
COM
29667D104
1316
80906
SH
DFND
1
80906
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
441
17795
SH
DFND
17795
0
0
FIRST BANK WILLIAMSTOWN NJ
COM
31931U102
1180
89716
SH
DFND
89716
0
0
FIRST UTD CORP
COM
33741H107
1893
100692
SH
DFND
100692
0
0
FIRST UTD CORP
COM
33741H107
6512
346368
SH
DFND
1
346368
0
0
FIRST US BANCSHARES INC
COM
33744V103
281
25910
SH
DFND
25910
0
0
FIRST US BANCSHARES INC
COM
33744V103
227
20903
SH
DFND
1
20903
0
0
HMN FINL INC
COM
40424G108
5705
278304
SH
DFND
278304
0
0
HAWTHORN BANCSHARES INC
COM
420476103
5151
226439
SH
DFND
226439
0
0
IES HLDGS INC
COM
44951W106
190118
9749646
SH
DFND
9749646
0
0
IES HLDGS INC
COM
44951W106
50104
2569418
SH
DFND
1
2569418
0
0
IF BANCORP INC
COM
44951J105
1573
68227
SH
DFND
68227
0
0
IF BANCORP INC
COM
44951J105
231
10000
SH
DFND
1
10000
0
0
LOUISIANA PAC CORP
COM
546347105
1563
59000
SH
DFND
59000
0
0
LOUISIANA PAC CORP
COM
546347105
9695
366000
SH
DFND
1
366000
0
0
LSB INDS INC
COM
502160104
2310
236156
SH
DFND
236156
0
0
LSB INDS INC
COM
502160104
24468
2501874
SH
DFND
1
2501874
0
0
MACKINAC FINL CORP
COM
554571109
4199
259189
SH
DFND
259189
0
0
MOHAWK INDS INC
COM
608190104
1227
7000
SH
DFND
7000
0
0
MOHAWK INDS INC
COM
608190104
6137
35000
SH
DFND
1
35000
0
0
MID PENN BANCORP INC
COM
59540G107
4572
156841
SH
DFND
156841
0
0
MVB FINANCIAL CORP
COM
553810102
460
25544
SH
DFND
25544
0
0
MVC CAPITAL INC
COM
553829102
972
100691
SH
DFND
1
100691
0
0
OWENS CORNING NEW
COM
690742101
2062
38000
SH
DFND
38000
0
0
OWENS CORNING NEW
COM
690742101
6974
128500
SH
DFND
1
128500
0
0
PATRICK INDS INC
COM
703343103
57685
974409
SH
DFND
974409
0
0
PATRICK INDS INC
COM
703343103
14454
244160
SH
DFND
1
244160
0
0
PEOPLES BANCORP NC INC
COM
710577107
11182
387731
SH
DFND
387731
0
0
PEOPLES BANCORP NC INC
COM
710577107
4201
145664
SH
DFND
1
145664
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1627
87998
SH
DFND
87998
0
0
REPUBLIC BANCORP KY
CL A
760281204
5268
114276
SH
DFND
114276
0
0
REPUBLIC BANCORP KY
CL A
760281204
1230
26686
SH
DFND
1
26686
0
0
RIVERVIEW FINL CORP NEW
COM
76940Q105
3093
227401
SH
DFND
227401
0
0
SB FINL GROUP INC
COM
78408D105
622
30582
SH
DFND
30582
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
2497
254745
SH
DFND
254745
0
0
SHORE BANCSHARES INC
COM
825107105
663
37201
SH
DFND
37201
0
0
SPDR SERIES TRUST
S&P REGL
78464A698
14261
240000
SH
DFND
240000
0
0
SPDR SERIES TRUST
S&P REGL
78464A698
15598
262497
SH
DFND
1
262497
0
0
SKYLINE CHAMPION CORP
COM
830830105
44596
1560947
SH
DFND
1
1560947
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
1958
84370
SH
DFND
84370
0
0
SUNCOKE ENERGY INC
COM
86722A103
10248
881941
SH
DFND
1
881941
0
0
THOR INDS INC
COM
885160101
1189
14200
SH
DFND
14200
0
0
THOR INDS INC
COM
885160101
21314
254653
SH
DFND
1
254653
0
0
TRONOX LTD
SHS CL A
Q9235V101
379
31700
SH
DFND
31700
0
0
TRONOX LTD
SHS CL A
Q9235V101
5933
496465
SH
DFND
1
496465
0
0
UNITED CONTL HLDGS INC
COM
910047109
6500
72982
SH
DFND
72982
0
0
UNITED CONTL HLDGS INC
COM
910047109
35624
400000
SH
DFND
1
400000
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
7275
317675
SH
DFND
317675
0
0
UNIVERSAL FST PRODS INC
COM
913543104
1491
42192
SH
DFND
42192
0
0
UNIVERSAL FST PRODS INC
COM
913543104
13080
370216
SH
DFND
1
370216
0
0
WINNEBAGO INDS INC
COM
974637100
16934
510833
SH
DFND
1
510833
0
0
WHIRLPOOL CORP
COM
963320106
1722
14500
SH
DFND
14500
0
0
WHIRLPOOL CORP
COM
963320106
14013
118000
SH
DFND
1
118000
0
0
WVS FINANCIAL CORP
COM
929358109
1711
105652
SH
DFND
105652
0
0