0000902664-18-000835.txt : 20180209
0000902664-18-000835.hdr.sgml : 20180209
20180209172418
ACCESSION NUMBER: 0000902664-18-000835
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180209
DATE AS OF CHANGE: 20180209
EFFECTIVENESS DATE: 20180209
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 18593029
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
12-31-2017
12-31-2017
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-09-2018
1
104
1445869
1
0001536239
028-14690
Tontine Asset Management, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
2543
159132
SH
DFND
159132
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
8564
535928
SH
DFND
1
535928
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
6467
124300
SH
DFND
124300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
85766
1648396
SH
DFND
1
1648396
0
0
AMERISERV FINL INC
COM
03074A102
1471
354482
SH
DFND
354482
0
0
ARCH COAL INC
CL A
039380407
6987
75000
SH
DFND
1
75000
0
0
BANCORP INC DEL
COM
05969A105
3195
323413
SH
DFND
323413
0
0
BANK AMER CORP
COM
060505104
17733
600701
SH
DFND
600701
0
0
BANK AMER CORP
COM
060505104
48305
1636350
SH
DFND
1
1636350
0
0
BANK AMER CORP
COM
060505104
11218
380000
SH
Call
DFND
1
380000
0
0
BARNES & NOBLE INC
COM
067774109
1535
229092
SH
DFND
229092
0
0
BARNES & NOBLE INC
COM
067774109
9279
1384852
SH
DFND
1
1384852
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
1088
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
964
354490
SH
DFND
1
354490
0
0
CAPITAL ONE FINL CORP
COM
14040H105
7329
73600
SH
DFND
73600
0
0
CAPITAL ONE FINL CORP
COM
14040H105
35683
358339
SH
DFND
1
358339
0
0
CAROLINA TR BANCSHARES INC
COM
14422P105
728
76268
SH
DFND
76268
0
0
CAROLINA FINANCIAL CORP
COM
143873107
2167
58326
SH
DFND
58326
0
0
CAVCO INDS INC DEL
COM
149568107
670
4390
SH
DFND
4390
0
0
CAVCO INDS INC DEL
COM
149568107
16919
110872
SH
DFND
1
110872
0
0
CB FINL SVCS INC
COM
12479G101
1414
47125
SH
DFND
47125
0
0
CIT GROUP INC
COM
125581801
5081
103219
SH
DFND
103219
0
0
CIT GROUP INC
COM
125581801
10922
221852
SH
DFND
1
221852
0
0
CIT GROUP INC
COM
125581801
1359
27600
SH
Call
DFND
27600
0
0
CIT GROUP INC
COM
125581801
6538
132800
SH
Call
DFND
1
132800
0
0
CITIGROUP INC
COM NEW
172967424
20054
269510
SH
DFND
269510
0
0
CITIGROUP INC
COM NEW
172967424
82958
1114882
SH
DFND
1
1114882
0
0
CITIGROUP INC
COM NEW
172967424
19250
258700
SH
Call
DFND
258700
0
0
CITIGROUP INC
COM NEW
172967424
118639
1594400
SH
Call
DFND
1
1594400
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
5459
404336
SH
DFND
404336
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1675
124104
SH
DFND
1
124104
0
0
CITIZENS FIRST CORP
COM
17462Q107
3377
140711
SH
DFND
140711
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
976
44354
SH
DFND
44354
0
0
CLEVELAND-CLIFFS INC
COM
185899101
23339
3236976
SH
DFND
1
3236976
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
3197
718436
SH
DFND
1
718436
0
0
COLONY BANKCORP INC
COM
19623P101
5148
352609
SH
DFND
352609
0
0
COLONY BANKCORP INC
COM
19623P101
2950
202069
SH
DFND
1
202069
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
5388
96220
SH
DFND
96220
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
45298
808884
SH
DFND
1
808884
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
6032
316953
SH
DFND
316953
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
38177
2006149
SH
DFND
1
2006149
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
3330
175000
SH
Call
DFND
175000
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
10942
575000
SH
Call
DFND
1
575000
0
0
ENTEGRA FINL CORP
COM
29363J108
2104
71947
SH
DFND
71947
0
0
ESSA BANCORP INC
COM
29667D104
4234
270211
SH
DFND
270211
0
0
FIDELITY D&D BANCORP INC
COM
29667D105
216
5236
SH
DFND
5236
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
1444
66236
SH
DFND
66236
0
0
FIFTH THIRD BANCORP
COM
316773100
1884
62093
SH
DFND
62093
0
0
FIFTH THIRD BANCORP
COM
316773100
4551
150000
SH
DFND
1
150000
0
0
FIRST BANK/WILLIAMSTOWN NJ
COM
31931U102
1408
101670
SH
DFND
101670
0
0
FIRST US BANCSHARES INC
COM
33744V103
315
24610
SH
DFND
24610
0
0
FIRST UTD CORP
COM
33741H107
3817
219367
SH
DFND
219367
0
0
FIRST UTD CORP
COM
33741H107
5893
338696
SH
DFND
1
338696
0
0
HAWTHORN BANCSHARES INC
COM
420476103
11830
570127
SH
DFND
570127
0
0
HMN FINL INC
COM
40424G108
8259
432395
SH
DFND
432395
0
0
HOPFED BANCORP INC
COM
439734104
4679
331825
SH
DFND
331825
0
0
IES HLDGS INC
COM
44951W106
168181
9749646
SH
DFND
9749646
0
0
IES HLDGS INC
COM
44951W106
44945
2605499
SH
DFND
1
2605499
0
0
IF BANCORP INC
COM
44951J105
2138
108727
SH
DFND
108727
0
0
JPMORGAN CHASE & CO
COM
46625H100
3385
31655
SH
DFND
31655
0
0
JPMORGAN CHASE & CO
COM
46625H100
535
5000
SH
Call
DFND
5000
0
0
JPMORGAN CHASE & CO
COM
46625H100
5347
50000
SH
Call
DFND
1
50000
0
0
LSB INDS INC
COM
502160104
2076
237041
SH
DFND
237041
0
0
LSB INDS INC
COM
502160104
22559
2575236
SH
DFND
1
2575236
0
0
MACKINAC FINL CORP
COM
554571109
1742
109566
SH
DFND
109566
0
0
MIDDLEFIELD BANC CORP
COM NEW
596304204
899
18653
SH
DFND
18653
0
0
MVB FINANCIAL CORP
COM
553810102
1183
58837
SH
DFND
58837
0
0
MVC CAPITAL INC
COM
553829102
5086
481661
SH
DFND
1
481661
0
0
OCEANFIRST FINL CORP
COM
675234108
1862
70952
SH
DFND
70952
0
0
PATRICK INDS INC
COM
703343103
85573
1232158
SH
DFND
1232158
0
0
PEABODY ENERGY CORP
COM
704551100
4877
123881
SH
DFND
1
123881
0
0
PEOPLES BANCORP N C INC
COM
710577107
12840
418374
SH
DFND
418374
0
0
PEOPLES BANCORP N C INC
COM
710577107
4611
150243
SH
DFND
1
150243
0
0
POAGE BANKSHARES INC
COM
730206109
1589
75676
SH
DFND
75676
0
0
PREMIER FINL BANCORP INC
COM
74050M105
1414
70399
SH
DFND
70399
0
0
REGIONS FINL CORP NEW
COM
7591EP100
3440
199078
SH
DFND
199078
0
0
REGIONS FINL CORP NEW
COM
7591EP100
10368
600000
SH
DFND
1
600000
0
0
REPUBLIC BANCORP KY
CL A
760281204
4345
114276
SH
DFND
114276
0
0
SB FINL GROUP INC
COM
78408D105
4431
239619
SH
DFND
239619
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
1587
218775
SH
DFND
218775
0
0
SHORE BANCSHARES INC
COM
825107105
2139
128095
SH
DFND
128095
0
0
SKYLINE CORP
COM
830830105
15632
1216527
SH
DFND
1
1216527
0
0
SMARTFINANCIAL INC
COM NEW
83190L208
1175
54130
SH
DFND
54130
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
11515
195666
SH
DFND
195666
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
66524
1130400
SH
DFND
1
1130400
0
0
STEEL PARTNERS HLDGS L P
LTD PRTRSHIP U
85814R107
4093
209369
SH
DFND
1
209369
0
0
SUNCOKE ENERGY INC
COM
86722A103
24799
2068327
SH
DFND
1
2068327
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
12639
724277
SH
DFND
1
724277
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
6231
236731
SH
DFND
236731
0
0
TRONOX LTD-CL A
COM
Q9235V101
923
45000
SH
DFND
45000
0
0
TRONOX LTD-CL A
COM
Q9235V101
10211
497846
SH
DFND
1
497846
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
7123
320875
SH
DFND
320875
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1782
86696
SH
DFND
86696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
3920
429384
SH
DFND
429384
0
0
UNITED CONTL HLDGS INC
COM
910047109
7272
107900
SH
DFND
107900
0
0
UNITED CONTL HLDGS INC
COM
910047109
92692
1375255
SH
DFND
1
1375255
0
0
UNITED CONTL HLDGS INC
COM
910047109
18535
275000
SH
Call
DFND
1
275000
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
1491
39635
SH
DFND
39635
0
0
UNIVERSAL FOREST PRODUCTS
COM
913543104
10676
283776
SH
DFND
1
283776
0
0
WESTMORELAND COAL CO
COM
960878106
308
254793
SH
DFND
254793
0
0
WESTMORELAND COAL CO
COM
960878106
1280
1058145
SH
DFND
1
1058145
0
0
WILLBROS GROUP INC DEL
COM
969203108
6035
4250094
SH
DFND
1
4250094
0
0
WINNEBAGO INDS INC
COM
974637100
1559
28043
SH
DFND
1
28043
0
0
WVS FINL CORP
COM
929358109
1554
100341
SH
DFND
100341
0
0