0000902664-17-001013.txt : 20170210
0000902664-17-001013.hdr.sgml : 20170210
20170210160241
ACCESSION NUMBER: 0000902664-17-001013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170210
DATE AS OF CHANGE: 20170210
EFFECTIVENESS DATE: 20170210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GENDELL JEFFREY L
CENTRAL INDEX KEY: 0001056581
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06950
FILM NUMBER: 17593150
MAIL ADDRESS:
STREET 1: 1 SOUND SHORE DRIVE
STREET 2: SUITE 304
CITY: GREENWICH
STATE: CT
ZIP: 06830-7251
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001056581
XXXXXXXX
12-31-2016
12-31-2016
false
GENDELL JEFFREY L
1 Sound Shore Drive
Suite 304
Greenwich
CT
06830-7251
13F HOLDINGS REPORT
028-06950
N
Jeffrey L. Gendell
Authorized Signatory
203-769-2000
/s/ Jeffrey L. Gendell
Greenwich
CT
02-10-2017
1
92
861037
1
0001536239
028-14690
Tontine Asset Management, LLC
INFORMATION TABLE
2
infotable.xml
AMBAC FINL GROUP INC
COM NEW
023139884
3161
140481
SH
DFND
140481
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
8155
362448
SH
DFND
1
362448
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
5150
110300
SH
DFND
110300
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
27519
589400
SH
DFND
1
589400
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
872
13355
SH
DFND
13355
0
0
AMERISERV FINL INC
COM
03074A102
639
172749
SH
DFND
172749
0
0
ANADARKO PETE CORP
COM
032511107
1395
20000
SH
DFND
20000
0
0
ARCH COAL INC
CL A
039380407
781
10000
SH
DFND
10000
0
0
ARCH COAL INC
CL A
039380407
12193
156214
SH
DFND
1
156214
0
0
BANK AMER CORP
COM
060505104
6718
303997
SH
DFND
303997
0
0
BANK AMER CORP
COM
060505104
17680
800000
SH
DFND
1
800000
0
0
BANK AMER CORP
COM
060505104
6188
280000
SH
Call
DFND
280000
0
0
BANK AMER CORP
COM
060505104
3978
180000
SH
Call
DFND
1
180000
0
0
BARNES & NOBLE INC
COM
067774109
2050
183816
SH
DFND
183816
0
0
BARNES & NOBLE INC
COM
067774109
4874
437125
SH
DFND
1
437125
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
1618
400031
SH
DFND
400031
0
0
BROADWIND ENERGY INC
COM NEW
11161T207
2507
619790
SH
DFND
1
619790
0
0
CAPITAL ONE FINL CORP
COM
14040H105
9673
110879
SH
DFND
110879
0
0
CAPITAL ONE FINL CORP
COM
14040H105
21199
242999
SH
DFND
1
242999
0
0
CAROLINA TR BANCSHARES INC
COM
14422P105
372
58161
SH
DFND
58161
0
0
CAVCO INDS INC DEL
COM
149568107
571
5717
SH
DFND
5717
0
0
CAVCO INDS INC DEL
COM
149568107
7194
72051
SH
DFND
1
72051
0
0
CB FINL SVCS INC
COM
12479G101
799
30907
SH
DFND
30907
0
0
CITIGROUP INC
COM NEW
172967424
13580
228510
SH
DFND
228510
0
0
CITIGROUP INC
COM NEW
172967424
23772
400000
SH
DFND
1
400000
0
0
CITIGROUP INC
COM NEW
172967424
3940
66300
SH
Call
DFND
66300
0
0
CITIGROUP INC
COM NEW
172967424
12706
213800
SH
Call
DFND
1
213800
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
4647
373887
SH
DFND
373887
0
0
CITIZENS CMNTY BANCORP INC M
COM
174903104
1396
112343
SH
DFND
1
112343
0
0
CITIZENS FIRST CORP
COM
17462Q107
2510
139437
SH
DFND
139437
0
0
CIVISTA BANCSHARES INC
COM NO PAR
178867107
862
44354
SH
DFND
44354
0
0
CLOUD PEAK ENERGY INC
COM
18911Q102
7466
1330802
SH
DFND
1
1330802
0
0
COLONY BANKCORP INC
COM
19623P101
4284
324559
SH
DFND
324559
0
0
COLONY BANKCORP INC
COM
19623P101
1975
149626
SH
DFND
1
149626
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
5234
365733
SH
DFND
365733
0
0
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
17229
1203967
SH
DFND
1
1203967
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
4536
92220
SH
DFND
92220
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
17575
357281
SH
DFND
1
357281
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
11351
627117
SH
DFND
627117
0
0
DEUTSCHE BANK AG
NAMEN AKT
D18190898
25860
1428721
SH
DFND
1
1428721
0
0
ENTEGRA FINL CORP
COM
29363J108
1441
69947
SH
DFND
69947
0
0
ESSA BANCORP INC
COM
29667D104
1881
119675
SH
DFND
119675
0
0
FIDELITY SOUTHERN CORP NEW
COM
316394105
1568
66236
SH
DFND
66236
0
0
FIRST BANK WILLIAMSTOWN NJ
COM
31931U102
1179
101670
SH
DFND
101670
0
0
FIRST SOUTH BANCORP INC VA
COM
33646W100
2176
182106
SH
DFND
182106
0
0
FIRST US BANCSHARES INC
COM
33744V103
184
16600
SH
DFND
16600
0
0
FIRST UTD CORP
COM
33741H107
2089
130995
SH
DFND
130995
0
0
FIRST UTD CORP
COM
33741H107
3504
219698
SH
DFND
1
219698
0
0
HAWTHORN BANCSHARES INC
COM
420476103
9737
550123
SH
DFND
550123
0
0
HMN FINL INC
COM
40424G108
7548
431295
SH
DFND
431295
0
0
HOPFED BANCORP INC
COM
439734104
3542
263142
SH
DFND
263142
0
0
IES HLDGS INC
COM
44951W106
187818
9807718
SH
DFND
9807718
0
0
IES HLDGS INC
COM
44951W106
48783
2547427
SH
DFND
1
2547427
0
0
JPMORGAN CHASE & CO
COM
46625H100
7175
83155
SH
DFND
83155
0
0
JPMORGAN CHASE & CO
COM
46625H100
1510
17500
SH
Call
DFND
17500
0
0
JPMORGAN CHASE & CO
COM
46625H100
4315
50000
SH
Call
DFND
1
50000
0
0
LOUISIANA PAC CORP
COM
546347105
577
30474
SH
DFND
30474
0
0
LSB INDS INC
COM
502160104
1685
200062
SH
DFND
200062
0
0
LSB INDS INC
COM
502160104
15983
1898180
SH
DFND
1
1898180
0
0
MACKINAC FINL CORP
COM
554571109
958
71140
SH
DFND
71140
0
0
MIDDLEFIELD BANC CORP
COM NEW
596304204
435
11235
SH
DFND
11235
0
0
OCEANFIRST FINL CORP
COM
675234108
2131
70952
SH
DFND
70952
0
0
PATRICK INDS INC
COM
703343103
71069
931439
SH
DFND
931439
0
0
PEOPLES BANCORP N C INC
COM
710577107
9444
376704
SH
DFND
376704
0
0
PEOPLES BANCORP N C INC
COM
710577107
3544
141361
SH
DFND
1
141361
0
0
PEOPLES FINL CORP MISS
COM
71103B102
5049
312642
SH
DFND
312642
0
0
POAGE BANKSHARES INC
COM
730206109
1423
75676
SH
DFND
75676
0
0
PREMIER FINL BANCORP INC
COM
74050M105
953
47399
SH
DFND
47399
0
0
SB FINL GROUP INC
COM
78408D105
3846
239619
SH
DFND
239619
0
0
SEVERN BANCORP ANNAPOLIS MD
COM
81811M100
200
25289
SH
DFND
25289
0
0
SHORE BANCSHARES INC
COM
825107105
1953
128095
SH
DFND
128095
0
0
SKYLINE CORP
COM
830830105
12595
816250
SH
DFND
1
816250
0
0
SMARTFINANCIAL INC
COM NEW
83190L208
1005
54130
SH
DFND
54130
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
649
60000
SH
DFND
60000
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
6761
121667
SH
DFND
121667
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
14911
268333
SH
DFND
1
268333
0
0
SUNCOKE ENERGY INC
COM
86722A103
11168
984817
SH
DFND
1
984817
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
4622
240112
SH
DFND
1
240112
0
0
SUMMIT FINANCIAL GROUP INC
COM
86606G101
6617
240350
SH
DFND
240350
0
0
TRAVELCENTERS AMER LLC
COM
894174101
1361
191700
SH
DFND
191700
0
0
TRAVELCENTERS AMER LLC
COM
894174101
605
85175
SH
DFND
1
85175
0
0
UNITED BANCSHARES INC OHIO
COM
909458101
6893
321875
SH
DFND
321875
0
0
UNITED CMNTY BANCORP IND
COM
90984R101
1448
86696
SH
DFND
86696
0
0
UNITED CMNTY FINL CORP OHIO
COM
909839102
4880
545867
SH
DFND
545867
0
0
UNITED CONTL HLDGS INC
COM
910047109
6042
82900
SH
DFND
82900
0
0
UNITED CONTL HLDGS INC
COM
910047109
24648
338200
SH
DFND
1
338200
0
0
WESTMORELAND COAL CO
COM
960878106
4502
254793
SH
DFND
254793
0
0
WESTMORELAND COAL CO
COM
960878106
17117
968686
SH
DFND
1
968686
0
0
WILLBROS GROUP INC DEL
COM
969203108
11539
3561472
SH
DFND
1
3561472
0
0
WINNEBAGO INDS INC
COM
974637100
3356
106019
SH
DFND
106019
0
0
WINNEBAGO INDS INC
COM
974637100
11689
369305
SH
DFND
1
369305
0
0
WVS FINL CORP
COM
929358109
720
48912
SH
DFND
48912
0
0