13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street Suite 4100 San Francisco, CA 94104 Form 13F File Number: 28-06938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: (415) 288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 11/13/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 90 Form 13F Information Table Value Total: $ 855,358 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ACACIA RESEARCH CORP COM 003881307 8716 318000 SH SOLE 318000 0 0 AEROPOSTALE INC COM 007865108 11501 850000 SH SOLE 850000 0 0 AFFYMAX INC COM 00826A109 6002 285000 SH SOLE 285000 0 0 AMERICAN INTL GROUP INC COM 026874784 16395 500000 SH SOLE 500000 0 0 ARBOR REALTY TRUST INC COM 038923108 3582 600000 SH SOLE 600000 0 0 ARLINGTON ASSET INVESTMENT CO COM 041356205 4772 200000 SH SOLE 200000 0 0 BROOKDALE SENIOR LIVING INC COM 112463104 8127 350000 SH SOLE 350000 0 0 BROWN SHOE CO INC COM 115736100 5611 350000 SH SOLE 350000 0 0 CAMERON INTL CORP COM 13342B105 7569 135000 SH SOLE 135000 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 15678 275000 SH SOLE 275000 0 0 COMVERSE TECHNOLOGY INC COM 205862402 615 100000 SH SOLE 100000 0 0 CORRECTIONS CORP OF AMERICA COM 22025Y407 3345 100000 SH SOLE 100000 0 0 CROCS INC COM 227046109 20263 1250000 SH SOLE 1250000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 10015 210000 SH SOLE 210000 0 0 CYTEC INDUSTRIES INC COM 232820100 8190 125000 SH SOLE 125000 0 0 DICK'S SPORTING GOODS INC COM 253393102 19444 375000 SH SOLE 375000 0 0 DOLLAR GENERAL CORP COM 256677105 18039 350000 SH SOLE 350000 0 0 EVERBANK FINANCIAL CORP COM 29977G102 2726 197941 SH SOLE 197941 0 0 EXACT SCIENCES CORP COM 30063P105 2750 250000 SH SOLE 250000 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 1100 100000 SH SOLE 100000 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 12526 200000 SH SOLE 200000 0 0 EXTERRAN HOLDINGS INC COM 30225X103 5577 275000 SH SOLE 275000 0 0 FIRST REPUBLIC BANK/SAN FRANCI COM 33616C100 1149 33333 SH SOLE 33333 0 0 FLUIDIGM CORP COM 34385P108 3655 215000 SH SOLE 215000 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 1229 250000 SH SOLE 250000 0 0 GENERAL MOTORS CORP COM 37045V100 12513 550000 SH SOLE 550000 0 0 GILEAD SCIENCES INC COM 375558103 13266 200000 SH SOLE 200000 0 0 HARTFORD FINANCIAL SERVICES GR COM 416515104 3888 200000 SH SOLE 200000 0 0 HCA HOLDINGS INC COM 40412C101 6650 200000 SH SOLE 200000 0 0 HOLOGIC INC COM 436440101 3033 150000 SH SOLE 150000 0 0 HOT TOPIC INC COM 441339108 11528 1325000 SH SOLE 1325000 0 0 INNOSPEC INC COM 45768S105 12214 360084 SH SOLE 360084 0 0 KBR INC COM 48242W106 5815 195000 SH SOLE 195000 0 0 KRAFT FOODS GROUP INC COM 50076Q106 15622 350000 SH SOLE 350000 0 0 MAXIMUS INC COM 577933104 597 10000 SH SOLE 10000 0 0 MCDERMOTT INTL INC COM 580037109 2444 200000 SH SOLE 200000 0 0 MEDIVATION INC COM 58501N101 16060 285000 SH SOLE 285000 0 0 MEDNAX INC - FORMERLY PEDIATRI COM 58502B106 7445 100000 SH SOLE 100000 0 0 META FINANCIAL GROUP INC COM 59100U108 4705 200000 SH SOLE 200000 0 0 METROPOLITAN HEALTH NETWORKS I COM 592142103 1442 154400 SH SOLE 154400 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 130 18500 SH SOLE 18500 0 0 NIKE INC COM 654106103 11864 125000 SH SOLE 125000 0 0 O'REILLY AUTOMOTIVE INC COM 67103H107 18815 225000 SH SOLE 225000 0 0 OIL STATES INTL INC COM 678026105 6357 80000 SH SOLE 80000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 16900 200000 SH SOLE 200000 0 0 OPENTABLE INC COM 68372A104 7280 175000 SH SOLE 175000 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 1412 100000 SH SOLE 100000 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 1740 100000 SH SOLE 100000 0 0 PFIZER INC COM 717081103 9940 400000 SH SOLE 400000 0 0 PHH CORP COM 693320202 14245 700000 SH SOLE 700000 0 0 PITNEY BOWES INC COM 724479100 1728 125000 SH SOLE 125000 0 0 PLAINS EXPLORATION AND PRODUCT COM 726505100 7363 196500 SH SOLE 196500 0 0 PRGX GLOBAL INC-FORMERLY PRG S COM 69357C503 17185 2007537 SH SOLE 2007537 0 0 QUALITY DISTRIBUTION INC COM 74756M102 1089 117700 SH SOLE 117700 0 0 SERVICE CORP INTL CO COM 817565104 5384 400000 SH SOLE 400000 0 0 SODASTREAM INTL LTD CO COM M9068E105 5876 150000 SH SOLE 150000 0 0 SPDR GOLD TRUST COM 78463V107 12892 75000 SH SOLE 75000 0 0 STEWART ENTERPRISES INC - CLAS COM 860370105 3568 425000 SH SOLE 425000 0 0 SYNERON MEDICAL INC LTD COM M87245102 3169 325000 SH SOLE 325000 0 0 TELETECH HOLDINGS INC COM 879939106 4263 250000 SH SOLE 250000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- TW TELECOM INC COM 87311L104 8529 326900 SH SOLE 326900 0 0 VISTEON CORP COM 92839U206 9114 205000 SH SOLE 205000 0 0 VOLCANO CORP COM 928645100 5714 200000 SH SOLE 200000 0 0 WALGREEN CO COM 931422109 10932 300000 SH SOLE 300000 0 0 WATSON PHARMACEUTICALS INC COM 942683103 11497 135000 SH SOLE 135000 0 0 WHITESTONE REIT - CLASS B COM 966084204 6600 500000 SH SOLE 500000 0 0 WI-LAN INC COM 928972108 4488 800000 SH SOLE 800000 0 0 YAHOO! INC COM 984332106 7189 450000 SH SOLE 450000 0 0 CHINA HYDROELECTRIC WTS $1.20 WT G2112E145 3 187500 SH SOLE 187500 0 0 ALBANY INTL 2.250% CV CONV 012348AC2 9021 9089000 PRN SOLE 9089000 0 0 AV HOMES 7.5% CV (FORMERLY AVA CONV 053494AG5 2070 2048000 PRN SOLE 2048000 0 0 EURONET WORLDWIDE 3.500% CV CONV 298736AF6 17673 17740000 PRN SOLE 17740000 0 0 GREENBRIER 2.375% CV CONV 393657AD3 5901 5983000 PRN SOLE 5983000 0 0 HERCULES OFFSHORE LLC 3.375% C CONV 427093AD1 8020 8000000 PRN SOLE 8000000 0 0 HOLOGIC 2.000% CV CONV 436440AA9 7935 8000000 PRN SOLE 8000000 0 0 PANTRY 3.000% CV CONV 698657AL7 20162 20162000 PRN SOLE 20162000 0 0 STANDARD PACIFIC 6.000% CV CONV 853763AA8 10000 10000000 PRN SOLE 10000000 0 0 ISHARES RUSSELL 2000 INDEX FUND COM 464287655 66752 800000 PRN PUT SOLE 800000 0 0 NOVO NORDISK A/S ADR COM 670100205 31562 200000 PRN PUT SOLE 200000 0 0 S&P 500 DEPOSITORY RECEIPTS COM 78462F103 43191 300000 PRN PUT SOLE 300000 0 0 S&P 500 DEPOSITORY RECEIPTS COM 78462F103 43191 300000 PRN PUT SOLE 300000 0 0 STAR SCIENTIFIC, INC COM 85517P101 346 100000 PRN PUT SOLE 100000 0 0 WARNACO GROUP INC COM 934390402 5190 100000 PRN PUT SOLE 100000 0 0 ELAN CORP PLC COM 284131208 2680 250000 PRN CALL SOLE 250000 0 0 ELAN CORP PLC COM 284131208 2144 200000 PRN CALL SOLE 200000 0 0 MARKET VECTORS GOLD MINERS ETF COM 57060U100 5369 100000 PRN CALL SOLE 100000 0 0 MEDICIS PHARMACEUTICAL CORP COM 584690309 28216 652100 PRN CALL SOLE 652100 0 0 NIKE INC COM 654106103 9491 100000 PRN CALL SOLE 100000 0 0 OPTIMER PHARMACEUTICALS INC COM 68401H104 4942 350000 PRN CALL SOLE 350000 0 0 STAR SCIENTIFIC, INC COM 85517P101 438 126600 PRN CALL SOLE 126600 0 0