0001140361-12-025185.txt : 20120515 0001140361-12-025185.hdr.sgml : 20120515 20120515121414 ACCESSION NUMBER: 0001140361-12-025185 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001056571 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06938 FILM NUMBER: 12842460 BUSINESS ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 4152888950 MAIL ADDRESS: STREET 1: 44 MONTGOMERY STREET STREET 2: SUITE 4100 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER COMPANY: FORMER CONFORMED NAME: WEINTRAUB CAPITAL MANAGEMENT DATE OF NAME CHANGE: 19990407 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weintraub Capital Management, L.P. Address: 44 Montgomery Street Suite 4100 San Francisco, CA 94104 Form 13F File Number: 28-06938 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Jerald M. Weintraub Title: President Phone: (415) 288-8950 Signature, Place, and Date of Signing: /s/ Jerald M. Weintraub San Francisco, CA 5/15/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 108 Form 13F Information Table Value Total: $ 857,363 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- ACACIA RESEARCH CORP COM 003881307 14317 343000 SH SOLE 343000 0 0 ALLERGAN INC COM 018490102 7157 75000 SH PUT SOLE 75000 0 0 ALLSTATE CORP COM 020002101 6584 200000 SH SOLE 200000 0 0 ANN TAYLOR STORES CORP COM 035623107 10024 350000 SH SOLE 350000 0 0 ARBOR REALTY TRUST INC COM 038923108 4771 853494 SH SOLE 853494 0 0 ARLINGTON ASSET INVESTMENT CO COM 041356205 4440 200000 SH SOLE 200000 0 0 BAKER HUGHES INC COM 057224107 8388 200000 SH PUT SOLE 200000 0 0 BOEING CO COM 097023105 7437 100000 SH CALL SOLE 100000 0 0 THE CHILDRENS PLACE RETAIL STO COM 168905107 11626 225000 SH SOLE 225000 0 0 CITIGROUP INC COM 172967424 10965 300000 SH SOLE 300000 0 0 COMERICA WARRANTS - CW18 EXP 1 WT 200340115 751 89300 SH SOLE 89300 0 0 COMVERSE TECHNOLOGY INC COM 205862402 1374 200000 SH SOLE 200000 0 0 CROCS INC COM 227046109 25627 1225000 SH SOLE 1225000 0 0 CUBIST PHARMACEUTICALS INC COM 229678107 14056 325000 SH SOLE 325000 0 0 CYTEC INDUSTRIES INC COM 232820100 9726 160000 SH SOLE 160000 0 0 DISCOVERY FINANCIAL SERVICES COM 254709108 5001 150000 SH SOLE 150000 0 0 DOLLAR GENERAL CORP COM 256677105 16170 350000 SH SOLE 350000 0 0 DYNAVAX TECHNOLOGIES CORP COM 268158102 4527 900000 SH SOLE 900000 0 0 FIRST CALIFORNIA FINANCIAL GRO COM 319395109 875 150000 SH SOLE 150000 0 0 FOOT LOCKER INC COM 344849104 13973 450000 SH SOLE 450000 0 0 GENERAL ELECTRIC CO COM 369604103 10035 500000 SH SOLE 500000 0 0 GILEAD SCIENCES INC COM 375558103 9772 200000 SH SOLE 200000 0 0 GILEAD SCIENCES INC COM 375558103 9772 200000 SH PUT SOLE 200000 0 0 GREEN MOUNTAIN COFFEE ROASTERS INC COM 393122106 4684 100000 SH PUT SOLE 100000 0 0 HOT TOPIC INC COM 441339108 10150 1000000 SH SOLE 1000000 0 0 KIOR INC - CLASS A COM 497217109 334 25000 SH SOLE 25000 0 0 KIRKLAND'S INC COM 497498105 3485 215411 SH SOLE 215411 0 0 KOHLS CORP COM 500255104 12508 250000 SH SOLE 250000 0 0 LINCOLN NATIONAL CORP COM 534187109 2636 100000 SH SOLE 100000 0 0 MAXIMUS INC COM 577933104 407 10000 SH SOLE 10000 0 0 MCDONALDS CORP COM 580135101 24525 250000 SH SOLE 250000 0 0 MEDICIS PHARMACEUTICAL CORP COM 584690309 12217 325000 SH SOLE 325000 0 0 MITEK SYSTEMS INC - 144A COM 606710200 3972 342423 SH SOLE 342423 0 0 MOTOROLA SOLUTIONS INC COM 620076307 10166 200000 SH SOLE 200000 0 0 NETWORK EQUIPMENT TECHNOLOGIES COM 641208103 1016 949718 SH SOLE 949718 0 0 NEW YORK MORTGAGE TRUST INC COM 649604501 121 18500 SH SOLE 18500 0 0 OIL STATES INTL INC COM 678026105 8196 105000 SH SOLE 105000 0 0 ONYX PHARMACEUTICALS INC COM 683399109 7536 200000 SH SOLE 200000 0 0 OWENS ILLINOIS INC COM 690768403 9336 400000 SH SOLE 400000 0 0 PHH CORP COM 693320202 5415 350000 SH SOLE 350000 0 0 PACIRA PHARMACEUTICALS INC COM 695127100 1154 100000 SH SOLE 100000 0 0 JC PENNEY CO INC COM 708160106 1772 50000 SH SOLE 50000 0 0 PFIZER INC COM 717081103 27174 1200000 SH SOLE 1200000 0 0 ROWAN COMPANIES INC COM 779382100 8233 250000 SH SOLE 250000 0 0 SERVICE CORP INTL CO COM 817565104 3941 350000 SH SOLE 350000 0 0 STEWART ENTERPRISES INC - CLAS COM 860370105 1821 300000 SH SOLE 300000 0 0 TAKE-TWO INTERACTIVE SOFTWARE COM 874054109 18693 1215000 SH SOLE 1215000 0 0 TELETECH HOLDINGS INC COM 879939106 14604 907067 SH SOLE 907067 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 11276 200000 SH SOLE 200000 0 0 TIVO INC COM 888706108 12889 1075000 SH SOLE 1075000 0 0 UNDER ARMOUR INC COM 904311107 2350 25000 SH SOLE 25000 0 0 US STEEL CO COM 912909108 2937 100000 SH CALL SOLE 100000 0 0 UNIVERSAL STAINLESS AND ALLOY COM 913837100 1793 41978 SH SOLE 41978 0 0 VF CORP COM 918204108 14598 100000 SH SOLE 100000 0 0 WI-LAN INC COM 928972108 3863 750000 SH SOLE 750000 0 0 WHITESTONE REIT - CLASS B COM 966084204 6520 500000 SH SOLE 500000 0 0 AMERICAN EAGLE OUTFITTERS INC COM 02553E106 6017 350000 SH SOLE 350000 0 0 ALBANY INTL 2.250% CV CONV 012348AC2 8680 9089000 PRN SOLE 9089000 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 2397 150000 SH SOLE 150000 0 0 AV HOMES 7.5% CV (FORMERLY AVA CONV 053494AG5 22221 22617000 PRN SOLE 22617000 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------------- -------------- --------- -------- ----------------- ---------- -------- -------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- -------- ------ ---- BIOGEN IDEC INC COM 09062X103 3150 25000 SH SOLE 25000 0 0 BODY CENTRAL CORP COM 09689U102 3773 130000 SH SOLE 130000 0 0 CAMECO CORP COM 13321L108 4298 200000 SH SOLE 200000 0 0 CAPITAL ONE FINANCIAL CORP COM 14040H105 11148 200000 SH SOLE 200000 0 0 CEPHEID INC COM 15670R107 418 10000 SH SOLE 10000 0 0 ENPRO INDUSTRIES INC COM 29355X107 5754 140000 SH SOLE 140000 0 0 EURONET WORLDWIDE 3.500% CV CONV 298736AF6 17807 17740000 PRN SOLE 17740000 0 0 EXACT SCIENCES CORP COM 30063P105 6975 625000 SH SOLE 625000 0 0 EXACT SCIENCES CORP - 144A COM 30063P105 1116 100000 SH SOLE 100000 0 0 EXTERRAN HOLDINGS INC COM 30225X103 989 75000 SH SOLE 75000 0 0 FIRST REPUBLIC BANK/SAN FRANCI COM 33616C100 1098 33333 SH SOLE 33333 0 0 FLUIDIGM CORP COM 34385P108 1573 100000 SH SOLE 100000 0 0 GREENBRIER 2.375% CV CONV 393657AD3 5781 5983000 PRN SOLE 5983000 0 0 HCA HOLDINGS INC COM 40412C101 6185 250000 SH CALL SOLE 250000 0 0 HEALTHSTREAM INC COM 42222N103 2087 90000 SH SOLE 90000 0 0 HERCULES OFFSHORE LLC 3.375% C CONV 427093AD1 7900 8000000 PRN SOLE 8000000 0 0 HOLOGIC INC 2.000% CV CONV 436440AA9 7950 8000000 PRN SOLE 8000000 0 0 ICONIX BRAND GROUP 1.875% CV CONV 451055AB3 7569 7578000 PRN SOLE 7578000 0 0 INNOSPEC INC COM 45768S105 11416 375784 SH SOLE 375784 0 0 INTERMUNE INC COM 45884X103 5135 350000 SH SOLE 350000 0 0 JDS UNIPHASE CORP COM 46612J507 2174 150000 SH SOLE 150000 0 0 JP MORGAN CHASE AND CO COM 46625H100 10346 225000 SH SOLE 225000 0 0 KBR INC COM 48242W106 11021 310000 SH SOLE 310000 0 0 ALCATEL LUCENT 2.875% CV CONV 549463AH0 11852 12063000 PRN SOLE 12063000 0 0 MEDIVATION INC COM 58501N101 14944 200000 SH SOLE 200000 0 0 MEDNAX INC - FORMERLY PEDIATRI COM 58502B106 23798 320000 SH SOLE 320000 0 0 NEKTAR THERAPEUTICS 3.250% CV CONV 640268AH1 9524 9500000 PRN SOLE 9500000 0 0 NETWORK EQUIPMENT TECHNOLOGIES CONV 641208AC7 3900 7800000 PRN SOLE 7800000 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1594 200000 SH SOLE 200000 0 0 P.F. CHANG'S CHINA BISTRO INC COM 69333Y108 10868 275000 SH SOLE 275000 0 0 PRGX GLOBAL INC-FORMERLY PRG S COM 69357C503 12627 2007537 SH SOLE 2007537 0 0 PANTRY 3.000% CV CONV 698657AL7 20187 20162000 PRN SOLE 20162000 0 0 QUALITY DISTRIBUTION INC COM 74756M102 3646 264578 SH SOLE 264578 0 0 REGIONS FINANCIAL CORP COM 7591EP100 10874 1650000 SH SOLE 1650000 0 0 SPDR S&P 500 DEPOSITORY RECEIPTS COM 78462F103 21122 150000 SH PUT SOLE 150000 0 0 SPDR S&P RETAIL ETF COM 78464A714 12250 200000 SH PUT SOLE 200000 0 0 SANDRIDGE ENERGY INC COM 80007P307 8613 1100000 SH SOLE 1100000 0 0 STANDARD PACIFIC 6.000% CV CONV 853763AA8 10138 10000000 PRN SOLE 10000000 0 0 TITAN INTL INC - FORMERLY TIT COM 88830M102 4139 175000 SH SOLE 175000 0 0 TITAN MCHINERY INC COM 88830R101 2115 75000 SH SOLE 75000 0 0 TITAN MACHINERY INC COM 88830R101 2834 100500 SH PUT SOLE 100500 0 0 VERIFONE HOLDINGS 1.375% CV CONV 92342YAB5 16088 13505000 PRN SOLE 13505000 0 0 VISTEON CORP COM 92839U206 13250 250000 SH SOLE 250000 0 0 WPX ENERGY INC COM 98212B103 901 50000 SH SOLE 50000 0 0 CHINA HYDROELECTRIC WTS $1.20 WT G2112E145 6 187500 SH SOLE 187500 0 0 WARNER CHILCOTT LTD CO COM G94368100 5043 300000 SH SOLE 300000 0 0 SYNERON MEDICAL INC LTD COM M87245102 3484 325000 SH SOLE 325000 0 0 INTERXION HOLDING NV COM N47279109 898 50000 SH SOLE 50000 0 0