-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BWus1nLtoeEM6unxYEe1ms4Dn4gucGms1IbeH40zKQC1IHA/z6uLzEpeGEQkWfL4 ngqSICg1DJeFi1rLxI1qow== 0001056516-00-000008.txt : 20000503 0001056516-00-000008.hdr.sgml : 20000503 ACCESSION NUMBER: 0001056516-00-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000428 FILED AS OF DATE: 20000428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KEN ROBERTS INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0001056516 STANDARD INDUSTRIAL CLASSIFICATION: STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-06910 FILM NUMBER: 612856 BUSINESS ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 BUSINESS PHONE: 5096245591 MAIL ADDRESS: STREET 1: 601 WEST RIVERSIDE AVE STREET 2: SUITE 1670 CITY: SPOKANE STATE: WA ZIP: 99201 13F-HR 1 13F HOLDING REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one):[ ] is a restatement. [ ] adds, new holdings entries. Institutional Investment Manager Filing this Report: Name: Ken Roberts Investment Management Inc. Address:601 W. Riverside Ave., Suite 1670 Spokane, WA 99201 13F File Number: 28-6910 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kenneth M. Roberts Title: President, Chief Investment Officer Phone: 509-624-5591 Signature, Place, and Date of Signing: Kenneth M. Roberts Spokane, Washington April 28, 2000 Report Type (Check only one): [X] 13F HOLDING REPORT [ ] 13F NOTICE [ ] 13F COMBINATION REPORT List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F INFORMATION TABLE Title of Value Invstmt Voting Aut Name of Issuer Class CUSIP (x$1000) Shares Dscretn None 3Com Corp. Com 885535104 6519 117200 Sole 117200 Actel Corp. Com 004934105 9943 278600 Sole 278600 Advanced Polymer Systems Inc. Com 00754G102 243 48500 Sole 48500 Alaska Air Group Com 011659109 4894 162775 Sole 162775 American Express Com 025816109 347 2331 Sole 2331 Anadarko Petrol Com 032511107 3901 100825 Sole 100825 Autozone Com 053332102 4855 174940 Sole 174940 Bank of America Com 060505104 3158 60218 Sole 60218 Bristol Myers Sq Com 110122108 229 3952 Sole 3952 Build. Materials Holding Corp. Com 120113105 609 67225 Sole 67225 Cardinal Health Com 14149Y108 4044 88150 Sole 88150 Cascade Nat. Gas Com 147339105 460 28500 Sole 28500 Chevron Corp. Com 166751107 415 4488 Sole 4488 Citigroup Com 172967101 4952 82707 Sole 82707 EEX Corp. Com 26842V108 391 115750 Sole 115750 Emerson Electric Com 291011104 2685 50545 Sole 50545 Equity Oil Com 294749106 98 64100 Sole 64100 Exxon Mobile Com 30231G102 444 5698 Sole 5698 FLIR Systems Com 302445101 578 62950 Sole 62950 First Indus. Realty Trust Com 32054K103 644 23650 Sole 23650 First Savings Bank of WA. Com 33748T104 1396 76476 Sole 76476 GTE Corp. Com 362320103 215 3025 Sole 3025 General Electric Com 369604103 1296 8330 Sole 8330 Halliburton Com 406216101 3621 88049 Sole 88049 Hartford Steam Boiler Insp. Com 40428N109 349 12050 Sole 12050 HealthSouth Com 421924101 2587 454900 Sole 454900 Home Properties of N.Y. Com 437306103 696 26000 Sole 26000 ICOS Corp. Com 449295104 1030 28524 Sole 28524 Ikon Office Sol. Com 451713101 93 15000 Sole 15000 Intel Corp. Com 458140100 9686 73410 Sole 73410 IBM Com 459200101 2873 24348 Sole 24348 Interwest Banc. Com 460931108 238 17310 Sole 17310 JP Realty Com 46624A106 968 54350 Sole 54350 Kaneb Services Com 484170105 567 103150 Sole 103150 Kemper Interm. Gov't Trust Com 488413105 444 70300 Sole 70300 Keycorp Com 493267108 1387 72975 Sole 72975 Keytronic Com 493144109 715 220150 Sole 220150 Klamath First Bancorp Com 49842P103 111 10600 Sole 10600 LTV Corp. Com 501921100 2362 662875 Sole 662875 Liberty Allstar Equity Fund Com 530158104 734 65644 Sole 65644 Mentor Graphics Com 587200106 1886 124675 Sole 124675 Merck & Co. Com 589331107 303 4879 Sole 4879 Microsoft Com 594918104 19221 180908 Sole 180908 NCH Corp. Com 628850109 335 7400 Sole 7400 Nordstrom Com 655664100 6869 232850 Sole 232850 Office Depot Com 676220106 5851 506000 Sole 506000 Officemax Com 67622M108 5733 881925 Sole 881925 Oracle Corp. Com 68389X105 6522 83550 Sole 83550 Pfizer Inc. Com 717081103 209 5710 Sole 5710 Plum Creek Timb. Com 729251108 1442 58550 Sole 58550 Putnam Master Interm. Inc. Tr. Com 746909100 318 54756 Sole 54756 Qualcomm Com 747525103 11891 79640 Sole 79640 Rouse Co. Com 779273101 816 38650 Sole 38650 Safeco Com 786429100 2872 108120 Sole 108120 Semitool Com 816909105 497 27300 Sole 27300 Shurgard Storage Com 82567D104 2687 102835 Sole 102835 Starbucks Com 855244109 10643 237490 Sole 237490 Starwood Finl. Com 85569R104 1371 77781 Sole 77781 Sterling Finl. Com 859319105 1048 104785 Sole 104785 Sun Microsystems Com 866810104 220 2350 Sole 2350 Supervalu Com 868536103 1729 91300 Sole 91300 Tenet Healthcare Com 88033G100 5519 237385 Sole 237385 US Bancorp Com 902973106 2895 132334 Sole 132334 Umpqua Holdings Com 904214103 309 48450 Sole 48450 Union Pacific Com 907818108 4708 120325 Sole 120325 Unum Corp. Com 91529Y106 2157 127325 Sole 127325 Wal-Mart Com 931142103 10474 185373 Sole 185373 Washington Fed. Savings & Loan Com 938824109 1339 70230 Sole 70230 Washington Mut. Savings Bank Com 939322103 9200 347170 Sole 347170 Wendy's Intl Inc Com 950590109 4432 219550 Sole 219550 Western Prop. Tr Com 959261108 1317 128490 Sole 128490 Weyerhauser Com 962166104 5175 90787 Sole 90787 Wolverine World Wide Com 978097103 3487 317000 Sole 317000
FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 73 Form 13F Information Table Value $ 214,252 -----END PRIVACY-ENHANCED MESSAGE-----