0001056488-17-000001.txt : 20170131
0001056488-17-000001.hdr.sgml : 20170131
20170131151244
ACCESSION NUMBER: 0001056488-17-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170131
DATE AS OF CHANGE: 20170131
EFFECTIVENESS DATE: 20170131
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GARRISON BRADFORD & ASSOCIATES INC
CENTRAL INDEX KEY: 0001056488
IRS NUMBER: 132775552
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06878
FILM NUMBER: 17560812
BUSINESS ADDRESS:
STREET 1: 228 EAST FORTY FIFTH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 2125577440
MAIL ADDRESS:
STREET 1: 228 EAST 45TH STREET
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001056488
XXXXXXXX
12-31-2016
12-31-2016
GARRISON BRADFORD & ASSOCIATES INC
228 EAST 45TH STREET
6TH FLOOR
NEW YORK
NY
10017
13F HOLDINGS REPORT
028-06878
N
William Bradford III
EVP
2125577440
William Bradford III
NEW YORK
NY
01-31-2017
0
99
113201
false
INFORMATION TABLE
2
gba13fdec2016.xml
3M CO
COM
88579Y101
714
4000
SH
SOLE
4000
0
0
ABBOTT LABS
COM
002824100
207
5400
SH
SOLE
5400
0
0
ACADIA PHARMA
COM
004225108
2092
72550
SH
SOLE
72550
0
0
AFLAC INC
COM
001055102
383
5500
SH
SOLE
5500
0
0
AIR LEASE CL A
COM
00912X302
745
21700
SH
SOLE
21700
0
0
AMAZON INC
COM
023135106
532
710
SH
SOLE
710
0
0
ANNALY CAPITAL
COM
035710409
105
10500
SH
SOLE
10500
0
0
AT&T INC
COM
00206R102
213
5000
SH
SOLE
5000
0
0
BASF SE ADR
COM
055262505
3744
40450
SH
SOLE
40450
0
0
BIOCEPT INC
COM
09072V105
20
25880
SH
SOLE
25880
0
0
BLACKSTONE GRP
COM
09253U108
1719
63600
SH
SOLE
63600
0
0
BLACKSTONE MTG
COM
09257W100
11951
397448
SH
SOLE
397448
0
0
BRISTOL MYERS
COM
110122108
234
4000
SH
SOLE
4000
0
0
BROOKFIELD RENEWABLE ENERGY PA
COM
G16258108
445
15000
SH
SOLE
15000
0
0
CARLYLE GRP LP
COM
14309L102
174
11400
SH
SOLE
11400
0
0
CELGENE CORP
COM
151020104
8342
72070
SH
SOLE
72070
0
0
CHENIERE PTNRS LP
COM
16411W108
468
20900
SH
SOLE
20900
0
0
COMCAST CL A
COM
20030N101
449
6500
SH
SOLE
6500
0
0
COSTCO WHLSALE
COM
22160K105
6004
37500
SH
SOLE
37500
0
0
CVS CORPORATION
COM
585745102
802
10166
SH
SOLE
10166
0
0
ECOLAB INC
COM
278865100
519
4425
SH
SOLE
4425
0
0
ENCANA CORP
COM
292505104
131
11150
SH
SOLE
11150
0
0
ENERPLUS
COM
292766102
389
41026
SH
SOLE
41026
0
0
ENTERPRISE PROD.
COM
293792107
3860
142739
SH
SOLE
142739
0
0
EVEREST RE GROUP
COM
G3223R108
216
1000
SH
SOLE
1000
0
0
FACEBOOK INC
COM
30303M102
235
2040
SH
SOLE
2040
0
0
FRANKLIN ST PROP
COM
35471R106
337
26000
SH
SOLE
26000
0
0
GENERAL ELEC CO
COM
369604103
593
18780
SH
SOLE
18780
0
0
GENTHERM
COM
03070L300
574
16950
SH
SOLE
16950
0
0
HIMAX TECH
COM
43289P106
60
10000
SH
SOLE
10000
0
0
IPG PHOTONICS
COM
44980X109
3494
35400
SH
SOLE
35400
0
0
JETBLUE AIRWAYS
COM
477143101
3237
144400
SH
SOLE
144400
0
0
JOHNSON&JOHNSON
COM
478160104
444
3850
SH
SOLE
3850
0
0
KIMCO REALTY
COM
49446R109
554
22000
SH
SOLE
22000
0
0
LKQ CORPORATION
COM
501889208
2204
71900
SH
SOLE
71900
0
0
MERRIMACK PHARM
COM
590328100
317
77700
SH
SOLE
77700
0
0
MFA FINANCIAL
COM
55272X102
153
20000
SH
SOLE
20000
0
0
MONEYONMOBILE INC
COM
13135X108
11
20000
SH
SOLE
20000
0
0
NAVIGATOR HLDGS
COM
Y62132108
724
77900
SH
SOLE
77900
0
0
NORFOLK SOUTHERN
COM
655844108
270
2500
SH
SOLE
2500
0
0
NOVADAQ TECH
COM
66987g102
1104
155700
SH
SOLE
155700
0
0
NOVOZYMES ADR
COM
670108109
521
15100
SH
SOLE
15100
0
0
OAKTREE CAPITAL
COM
674001201
384
10250
SH
SOLE
10250
0
0
OHR PHARMA
COM
67778H200
114
75700
SH
SOLE
75700
0
0
OLD DOMINION FRT
COM
679580100
2110
24600
SH
SOLE
24600
0
0
POWER EFFICIENCY
COM
739268209
0
20000
SH
SOLE
20000
0
0
QUALCOMM INC
COM
747525103
1175
18024
SH
SOLE
18024
0
0
RANGE RES CORP
COM
75281A109
926
26950
SH
SOLE
26950
0
0
RAYTHEON CO
COM
755111507
383
2700
SH
SOLE
2700
0
0
ROSS STORES
COM
778296103
505
7700
SH
SOLE
7700
0
0
SENOMYX INC
COM
81724Q107
33
34500
SH
SOLE
34500
0
0
SENSUS HEALTHCARE INC
COM
81728J109
178
34000
SH
SOLE
34000
0
0
SENSUS HEALTHCARE INC WRT EXP
COM
81728J117
15
30000
SH
SOLE
30000
0
0
SIGNATURE BANK
COM
82669G104
2978
19825
SH
SOLE
19825
0
0
SMITH A O
COM
831865209
3221
68026
SH
SOLE
68026
0
0
SOTHERLY HOTELS
COM
83600C103
68
10000
SH
SOLE
10000
0
0
SPECTRA ENERGY
COM
847560109
205
5000
SH
SOLE
5000
0
0
SPIRIT AIRLINES
COM
848577102
532
9200
SH
SOLE
9200
0
0
SYSCO CORP
COM
871829107
370
6675
SH
SOLE
6675
0
0
TELEFLEX INC
COM
879369106
774
4800
SH
SOLE
4800
0
0
THERMO FISHER SCI
COM
883556102
3337
23652
SH
SOLE
23652
0
0
TJX COS INC
COM
872540109
1872
24914
SH
SOLE
24914
0
0
TYLER TECH
COM
902252105
714
5000
SH
SOLE
5000
0
0
UNION PAC CORP
COM
907818108
438
4228
SH
SOLE
4228
0
0
UNITED TECHS CORP
COM
913017109
219
2000
SH
SOLE
2000
0
0
UNITEDHEALTH GR
COM
91324P102
16488
103023
SH
SOLE
103023
0
0
UTILICO EMERG MKTS
COM
G93115106
118
50000
SH
SOLE
50000
0
0
UTILICO EMERG MKTS LTD
COM
G93107137
2
10000
SH
SOLE
10000
0
0
VMWARE INC CL A
COM
928563402
1031
13100
SH
SOLE
13100
0
0
VOLITIONRX LTD
COM
928661107
71
15500
SH
SOLE
15500
0
0
WALMART
COM
931142103
548
7932
SH
SOLE
7932
0
0
WELLTOWER INC
COM
95040Q104
870
13005
SH
SOLE
13005
0
0
WOODWARD,INC
COM
980745103
3805
55104
SH
SOLE
55104
0
0
WORLD TRUST FD
COM
L98345108
109
29992
SH
SOLE
29992
0
0
ALERIAN MLP ETF
ALERIAN MLP
00162Q866
425
33700
SH
SOLE
33700
0
0
COHEN & ST INFRASTRUCTURE
COM
19248A109
197
10183
SH
SOLE
10183
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NUVEEN R/E FUND
COM
67071b108
167
15500
SH
SOLE
15500
0
0
POWERSHARES FINANCIAL PFD
FINL PFD PTFL
73935X229
907
50500
SH
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0
WISDOM TREE EUR SM CAP DIV
EUROPE SMCP DV
97717W869
300
5500
SH
SOLE
5500
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0
COHEN & STEERS LTD DUR PFD FD
COM
19248C105
294
12000
SH
SOLE
12000
0
0
COHEN & STEERS SELECT PFD & IN
COM
19248Y107
825
31551
SH
SOLE
31551
0
0
ABERDEEN ASIA PAC INC FD
COM
003009107
53
11500
SH
SOLE
11500
0
0
PIMCO DYNAMIC CREDIT INCOME FD
COM SHS
72202D106
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45300
SH
SOLE
45300
0
0
BLACKROCK MUNIHLDGS NJ INS
COM
09254x101
174
12500
SH
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BLACKROCK MUNIHLDS FL INS
COM
09254p108
142
10000
SH
SOLE
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0
BLACKROCK MUNIYLD NY INS FD
COM
09255e102
426
33600
SH
SOLE
33600
0
0
BLACKROCK MUNIYLD QUALITY II
COM
09254g108
256
20000
SH
SOLE
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NUVEEN DIV ADV MUNI
COM
67066v101
213
15289
SH
SOLE
15289
0
0
NUVEEN INSURED FUND
COM
670657105
333
25000
SH
SOLE
25000
0
0