0000950103-01-501419.txt : 20011018
0000950103-01-501419.hdr.sgml : 20011018
ACCESSION NUMBER: 0000950103-01-501419
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20010930
FILED AS OF DATE: 20011010
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: INTERNAP NETWORK SERVICES CORP
CENTRAL INDEX KEY: 0001056386
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 911896926
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-27265
FILM NUMBER: 1755932
BUSINESS ADDRESS:
STREET 1: 601 UNION STREET SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98101
BUSINESS PHONE: 2064418800
MAIL ADDRESS:
STREET 1: 601 UNION STREET SUITE 1000
CITY: SEATTLE
STATE: WA
ZIP: 98101
FORMER COMPANY:
FORMER CONFORMED NAME: INTERNAP NETWORK SERVICES CORP/WA
DATE OF NAME CHANGE: 19990721
COMPANY DATA:
COMPANY CONFORMED NAME: HARDING WILLIAM J
CENTRAL INDEX KEY: 0001095814
STANDARD INDUSTRIAL CLASSIFICATION: []
DIRECTOR
FILING VALUES:
FORM TYPE: 4
BUSINESS ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
BUSINESS PHONE: 2124504904
MAIL ADDRESS:
STREET 1: 1221 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10020
4
1
oct1001_4harding.txt
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
FORM 4
[ ] Check this box if no longer OMB APROVAL
subject to Section 16. Form 4 or OMB NUMBER: 3235-0287
Form 5 obligations may continue. Expires: September 30, 1998
See Instruction 1(b). Estimated average burden
hours per response........0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person*
Harding William J.
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(Last) (First) (Middle)
1221 Avenue of the Americas
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(Street)
New York NY 10020
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
InterNAP Network Services Corporation (INAP)
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3. I.R.S. or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
09/01
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
X Director 10% Owner
--- ---
Officer (give title below) Other (specify below)
--- ---
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7. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
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Form filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of, or
Beneficially Owned
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of Securities 6. Ownership 7. Nature of
(Instr. 3) action action (A) or Disposed of Beneficially Owned Form: Direct Indirect
Date Code (D) (Instr. 3, 4 at End of Month (D) or In- Beneficial
(Instr.8) and 5) (Instr. 3 and 4) direct (I) Ownership
(Month/ (Instr. 4) (Instr. 4)
Day/ (A) or
Year) Code V Amount (D) Price
------------------------- --------- ---- --- ------- --- --------- -------------------- -------------- -------------
Common Stock 240,510 D
Common Stock 7,173,840 I(1) through
partnerships
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
(Over)
SEC 1474 (7-96)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion or 3. Transaction Date 4. Transaction 5. Number of 6. Date Exercisable and
Derivative Exercise Price (Month/Day/Year) Code Derivative Expiration Date
Security of Derivative (Instr. 8) Securities (Month/Day/Year)
(Instr. 3) Security Acquired (A)
or Disposed of
(D) (Instr. 3,
4 and 5)
Date Expiration
Code V (A) (D) Exercisable Date
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Series A Convertible $1.48256 09/14/01 P 329,587.427 Immed. N/A
Preferred Stock
Warrants $1.48256 09/14/01 P 1,647,937.132 Immed. 09/14/06
1. Title of 7. Title and Amount of 8. Price of 9. Number of 10. Ownership 11. Nature of
Derivative Underlying Securities Derivative Derivative Form of Indirect
Security (Instr. 3 and 4) Security Securities Derivative Beneficial
(Instr. 3) (Instr. 5) Beneficially Security: Ownership
Amount Owned at End Direct (D) (Instr. 4)
or of Month or Indirect
Number (Instr. 4) (I)
of (Instr. 4)
Title Shares
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Series A Convertible Common Stock 7,113,907(3) (2) 329,587.427 I(1) through
Preferred Stock partnerships
Warrants Common Stock 1,778,475(4) (2) 1,647,937.132 I(1) through
partnerships
Explanation of Responses:
1. The Reporting Person is a managing member of Morgan Stanley Venture
Partners III, L.L.C., the general partner (the "General Partner") of
Morgan Stanley Venture Partners III, L.P., Morgan Stanley Venture
Investors III, L.P., and The Morgan Stanley Venture Partners Entrepreneur
Fund, L.P. (collectively, the "Funds"). The Funds own directly the
reported securities. The Reporting Person disclaims any beneficial
ownership of any of the securities owned by the Funds except to the extent
of his proportionate pecuniary interest in the General Partner.
2. The Funds acquired the Series A Convertible Preferred Stock and the
Warrants in a private placement for $10,546,797.65. The aggregate number
of shares of Common Stock issuable upon conversion of the Series A
Convertible Preferred Stock and upon exercise of the Warrants is
8,892,382.
3. The number of shares of Common Stock into which the Series A Convertible
Preferred Stock is convertible is calculated by dividing the amount
invested by each of the Funds individually by $1.48256, after accounting
for fractional shares.
4. The number of shares of Common Stock into which the Warrants are
exercisable was initially 1,647,937.132. At the closing of the
transaction, the number of shares of Common Stock into which the Warrants
are exercisable was adjusted to 1,778,475.
**Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. /s/ Debra Abramovitz 10/10/01
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a) ------------------------------- -----------------------
**Signature of Reporting Person Date
Debra Abramovitz, Attorney-in-
Fact for William J. Harding
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2
SEC 1474 (7-96)