-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IsYHV3YBTiKOTOYZ1zLgwZFcNX9TasfCY2JrR9FLY3Br2F/0CZaIMMOuaR3MQ9IH wY5qnauvHlJ9i9xBGJK5Zw== 0000902664-98-000294.txt : 19981015 0000902664-98-000294.hdr.sgml : 19981015 ACCESSION NUMBER: 0000902664-98-000294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981014 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMCOR GROUP INC CENTRAL INDEX KEY: 0000105634 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 112125338 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-02315 FILM NUMBER: 98725591 BUSINESS ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 2038497800 MAIL ADDRESS: STREET 1: 101 MERRITT SEVEN CORPORATE PARK STREET 2: 7TH FLOOR CITY: NORWALK STATE: CT ZIP: 06851 FORMER COMPANY: FORMER CONFORMED NAME: JWP INC/DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: JAMAICA WATER PROPERTIES INC DATE OF NAME CHANGE: 19860518 FORMER COMPANY: FORMER CONFORMED NAME: WELSBACH CORP DATE OF NAME CHANGE: 19761119 COMPANY DATA: COMPANY CONFORMED NAME: GENDELL JEFFREY L ET AL CENTRAL INDEX KEY: 0000948904 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 31 WEST 52ND ST STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 2: 200 PARK AVENUE SUITE 3900 CITY: NEW YORK STATE: NY ZIP: 10166 4 1 FORM 4 - -------- ----------------------------- FORM 4 OMB APPROVAL - -------- ----------------------------- - ----- Check this box if no longer OMB Number: 3235-0287 X subject to Section 16. Form 4 Expires: September 30, 1998 - ----- or Form 5 obligations may Estimated average burden continue. SEE Instruction 1(b). hours per response .... 0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - - ---------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Gendell Jeffrey L. - - --------------------------------------------------- (Last) (First) (Middle) 200 Park Avenue, Suite 3900 - - ---------------------------------------------------- (Street) New York NY 10166 - - ---------------------------------------------------- (City) (State) (Zip) - - ---------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol EMCOR Group, Inc. (EMCG) - - ---------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - - ---------------------------------------------------------------------------- 4. Statement for Month/Year September, 1998 - - ---------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - - ---------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) Member of a group owning more than 10% of Issuer's Common Stock - - ---------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person - - ----------------------------------------------------------------------------
TABLE I--NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED - ------------------------------------------------------------------------------ 1. Title of Security 2.Trans- 3. Trans- 4. Securities Acquired (A) (Instr. 3) action action or Disposed of (D) Date Code (Instr. 3, 4 and 5) (Month/ (Instr. 8) -------------------------- Day/ ----------- Amount (A) or Price Year) Code V (D) - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ Common Stock 8/27/98 S 170,000 D $14.625 - ------------------------------------------------------------------------------ Common Stock 8/27/98 S 350,000 D $14.625 - ------------------------------------------------------------------------------ Common Stock 9/11/98 S 221,822 D $13.64 - ------------------------------------------------------------------------------ Common Stock 9/11.98 S 484,300 D $13.64 - ------------------------------------------------------------------------------ 5. Amount of 6. Ownership 7. Nature of Securities Form: Direct Indirect Beneficially (D) or Indirect Beneficial Owned at End (I) (Instr. 4) Ownership of Month (Instr. 4) (Instr. 3 and 4) - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ I (1) - ------------------------------------------------------------------------------ I (2) - ------------------------------------------------------------------------------ I (1) - ------------------------------------------------------------------------------ 4,000 I (2) - ------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, SEE Instruction 4(b)(v). (Over) SEC 1474 (7-96) Page 1 of 2 FORM 4 (continued)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------ 1. Title of Derivative 2. Conver- 3. Transac- 4. Transac- 5. Number of Security (Instr. 3) sion or tion Date tion Code Derivative Exercise (Month/ (Instr. 8) Securities Price of Day/ ------------ Acquired (A) Deriv- Year) Code V or Disposed ative of (D) (Instr. Security 3, 4, and 5) ------------- (A) (D) - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount 8. Price of 9. Number of Exercisable and of Underlying Derivative Derivative Expiration Date Securities Security Securities (Month/Day/ (Instr. 3 and 4) (Instr. 5) Beneficially Year) ------------------- Owned at - ------------------ Amount or End of Month Date Expira- Title Number of (Instr. 4) Exer- tion Shares cisable Date - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ 10. Ownership 11. Nature of Form of Indirect Derivative Beneficial Security: Ownership Direct (D) or (Instr. 4) Indirect (I) (Instr. 4) - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------ - ------------------------------------------------------------------------------
Explanation of Responses (1) Such shares were owned by Tontine Partners, L.P. ("TP"), a Delaware limited partnership, of which Tontine Management, L.L.C. ("TM"), a Delaware limited liability company, is the general partner. The Reporting Person is the Managing Member of TM. The entire amount of the Issuer's securities held by TP during the reporting period are reported herein. The Reporting Person disclaims any beneficial ownership of the Issuers securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended or otherwise, except as to the securities representing the Reporting Person's pro rata interest in, and interest in the profits of, TM. (2) Such shares were owned by an advisory client of Tontine Overseas Associates, L.L.C. ("TOA"), a Delaware limited partnership of which the Reporting Person is the Managing Member, and held in a discretionary account managed by TM. By reason of Rule 16a-1 under the Securities Exchange Act of 1934, the Reporting Person disclaims any indirect pecuniary interest in the shares. **Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this form, one of which must be manually signed. If space is insufficient, SEE Instruction 6 for procedure. JEFFREY L. GENDELL /s/ Jeffrey L. Gendell 10/14/98 ------------------------------------ -------- **Signature of Reporting Person Page 2 of 2 -----END PRIVACY-ENHANCED MESSAGE-----