SC 13G 1 emcor13.txt EMCOR 13GFILING 2/12/2001 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G 12/31/2000 Under the Securities Act of 1934 EMCOR Group, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29084Q100 CUSIP Number: 29084Q100 1) NAME OF REPORTING PERSON Albert Fried & Company, LLC. 13-5089432 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ 3) SEC USE ONLY 4) CITIZEN OR PLACE OF ORGANIZATION NEW YORK 5) SOLE VOTING POWER 1,175,415 6) SHARED VOTING POWER NONE 7) SOLE DISPOSITIVE OOWER 1,175,415 8) SHARED DISPOSITIVE POWER 0 9) AGGREEGRATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,175,415 10) 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 10.54% 12) TYPE OF REPORTING PERSON BD, OO CUSIP Number: 29084Q100 1) NAME OF REPORTING PERSON Albert Fried Jr. 056265544 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ '3) SEC USE ONLY 4) CITIZEN OR PLACE OF ORGANIZATION UNITED STATES 5) SOLE VOTING POWER 35,007 6) SHARED VOTING POWER 1,210,422 7) SOLE DISPOSITIVE OOWER 35,007 8) SHARED DISPOSITIVE POWER 1,210,422 9) AGGREEGRATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,210,422* 10) 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 10.86% 12) TYPE OF REPORTING PERSON IN *Albert Fried Jr., as the managing member of Albert Fried & Company, LLC, may be deemed to beneficially own the shares reported herein by Albert Fried & Company, LLC. Accordingly, the shares reported herein by Albert Fried Jr. includes those shares separately reported herein by Albert Fried & Company, LLC. ITEM 1(a) NAME OF ISSURER: Emcor Group Incorporated ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL OFFICES: 101 Merritt Seven Corporate Park Norwalk, CT 06851 ITEM 2(a) NAMES OF PERSON FILING: (1) Albert Fried & Company, LLC a New York Limited Liability Company. The members of Albert Fried & Company, LLC are Albert Fried Jr., John P. Vazzana, Christina E. Fried and Anthony Katsingris. (2) Albert Fried Jr. ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE: 40 Exchange Place, New York, NY 10005 ITEM 2(c) CITIZENSHIP: (1) Albert Fried & Company, LLC IS ORGANIZED UNDER THE LAWS OF THE state of New York. Each of the individuals referred to in item 2(a) is a United States citizen. (2) Albert Fried Jr. is a citizen of the United States. ITEM 2(d) TITLE OF CLASS OF SECURITIES: COMMON STOCK ITEM 2(e) CUSIP NUMBER: 29084Q100 ITEM 3 STATEMENT IS FILIED PURSUANT TO RULE 13d-1 (b): (A) BROKER OR DEALER REGISTERED UNDER SECTION 15 OF THE ACT. ITEM 4 OWNERSHIP: (1) ALBERT FRIED & COMPANY, LLC. 4(a) AMOUNT BENEFICIALLY OWNED: 1,175,415 SHARES OF COMMON STOCK. 4(b) PERCENT OF CLASS: 10.54% 4 (c ) NUMBER OF SHARES AS WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 1,175,415 (ii) SHARES POWER TO VOTE OR DIRECT THE VOTE: NONE (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 1,175,415 (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: NONE (2) ALBERT FRIED, JR. 4(a) AMOUNT BENEFICIALLY OWNED: 1,210,422 SHARES OF COMMON STOCK. 4(b) PERCENT OF CLASS: 10.86% 4 (c ) NUMBER OF SHARES AS WHICH SUCH PERSON HAS: (v) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 35,007 (vi) SHARES POWER TO VOTE OR DIRECT THE VOTE: 1,210,422 (vii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 35,007 (viii) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 1,210,422 ITEM 5 OWNERSHIP OF LESS THAN 5% OF A CLASS: NOT APPLICABLE ITEM 6 OWNERSHIP OF MORE THAN 5% ON BEHALF OF ANOTHER PERSON: NOT APPLICABLE ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: NOT APPLICABLE ITEM 9 NOTICE OF DISSOLUTION OF GROUP: NOT APPLICABLE ITEM 10 CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATE: February 12, 2001 ALBERT FRIED & COMPANY, LLC. By /s/ Albert Fried, Jr. ------------------------------- Name: Albert Fried, Jr. Title: Managing Member /s/ Albert Fried, Jr. ------------------------------- Albert Fried, Jr.