0001104659-20-030227.txt : 20200306 0001104659-20-030227.hdr.sgml : 20200306 20200306163231 ACCESSION NUMBER: 0001104659-20-030227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200304 FILED AS OF DATE: 20200306 DATE AS OF CHANGE: 20200306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH G STACY CENTRAL INDEX KEY: 0001056313 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00967 FILM NUMBER: 20695232 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT SUITE 1111 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WhiteHorse Finance, Inc. CENTRAL INDEX KEY: 0001552198 IRS NUMBER: 454247759 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 BUSINESS PHONE: (305) 379-2322 MAIL ADDRESS: STREET 1: 1450 Brickell Avenue, 31st Floor CITY: Miami STATE: FL ZIP: 33131 FORMER COMPANY: FORMER CONFORMED NAME: WhiteHorse Finance, LLC DATE OF NAME CHANGE: 20120613 4 1 tm2011913-2_4.xml OWNERSHIP DOCUMENT X0306 4 2020-03-04 0 0001552198 WhiteHorse Finance, Inc. WHF 0001056313 SMITH G STACY 1450 BRICKELL AVENUE, 31ST FLOOR MIAMI FL 33131 1 0 0 0 Common Stock, par value $0.001 per share 2020-03-04 4 P 0 3700 13.85 A 3700 D /s/ Marco Collazos, Attorney-in-Fact for G. Stacy Smith 2020-03-06