0000899243-22-026606.txt : 20220722
0000899243-22-026606.hdr.sgml : 20220722
20220722192540
ACCESSION NUMBER: 0000899243-22-026606
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220721
FILED AS OF DATE: 20220722
DATE AS OF CHANGE: 20220722
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH G STACY
CENTRAL INDEX KEY: 0001056313
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100818
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT SUITE 1111
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCW Capital, LP
CENTRAL INDEX KEY: 0001638046
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100824
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCW Capital Management, LP
CENTRAL INDEX KEY: 0001738045
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100825
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: SUITE 302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: SUITE 302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCW Capital QP, LP
CENTRAL INDEX KEY: 0001738855
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100823
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trinity Investment Group, LLC
CENTRAL INDEX KEY: 0001902856
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100820
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCW Single-Asset Partnership, LP
CENTRAL INDEX KEY: 0001820813
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100822
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCW Single-Asset Partnership QP, LP
CENTRAL INDEX KEY: 0001823555
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100821
BUSINESS ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-756-6059
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cathey Robert N.
CENTRAL INDEX KEY: 0001902816
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100819
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wagner John R.
CENTRAL INDEX KEY: 0001903982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39479
FILM NUMBER: 221100817
MAIL ADDRESS:
STREET 1: 3131 TURTLE CREEK BLVD.
STREET 2: #302
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AKUMIN INC.
CENTRAL INDEX KEY: 0001776197
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A6
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 BLOOR STREET WEST, SUITE 603
CITY: TORONTO
STATE: A6
ZIP: M5S 1S4
BUSINESS PHONE: 844-730-0050
MAIL ADDRESS:
STREET 1: 151 BLOOR STREET WEST, SUITE 603
CITY: TORONTO
STATE: A6
ZIP: M5S 1S4
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-07-21
0
0001776197
AKUMIN INC.
AKU
0001738045
SCW Capital Management, LP
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001638046
SCW Capital, LP
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001738855
SCW Capital QP, LP
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001820813
SCW Single-Asset Partnership, LP
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001823555
SCW Single-Asset Partnership QP, LP
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001902856
Trinity Investment Group, LLC
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001902816
Cathey Robert N.
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001056313
SMITH G STACY
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
0001903982
Wagner John R.
3131 TURTLE CREEK BLVD., #302
DALLAS
TX
75219
0
0
1
0
Common Shares
2022-07-21
4
S
0
3065257
0.52
D
0
I
See Footnotes
Common Shares
2022-07-21
4
P
0
1931112
0.52
A
6231315
I
See Footnotes
Common Shares
2022-07-21
4
P
0
1134145
0.52
A
3167742
I
See Footnotes
Common Shares
2000547
I
See Footnotes
Common Shares
60000
I
See Footnotes
Common Shares
110000
I
See Footnotes
Common Shares
33309
I
See Footnotes
Represents a cross-trade between SCW Capital, LP ("SCW Capital"), SCW Capital QP, LP ("SCW Capital QP") and SCW Single-Asset Partnership QP, LP ("SCW Single-Asset Partnership QP"), in which SCW Single-Asset Partnership QP disposed of and each of SCW Capital and SCW Capital QP acquired common shares of Akumin Inc. (the "Issuer"). The reported transactions occurred simultaneously at no profit to the reporting persons and resulted in no change in the aggregate beneficial ownership of the reporting persons that may be exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), pursuant to Rule 16a-13 thereunder. As a result of the foregoing transaction, SCW Single-Asset Partnership QP will no longer be a reporting person.
This statement is jointly filed by and on behalf of each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership QP, SCW Single-Asset Partnership, LP ("SCW Single-Asset Partnership"), Trinity Investment Group, LLC ("Trinity"), SCW Capital Management, LP ("SCW Capital Management"), Robert N. Cathey, John R. Wagner, and G. Stacy Smith. SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, Mr. Cathey, Mr. Wagner, and Mr. Smith are the direct beneficial owners of the securities covered by this statement.
SCW Capital Management is the investment manager of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, and SCW Single-Asset Partnership QP. Trinity is the general partner of, and may be deemed to beneficially own securities owned by, each of SCW Capital, SCW Capital QP, SCW Single-Asset Partnership, SCW Single-Asset Partnership QP, and SCW Capital Management. Mr. Cathey, Mr. Wagner, and Mr. Smith are the co-managers of, and may each be deemed to beneficially own securities owned by, Trinity.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each reporting person may be deemed to be a member of a group with respect to the Issuer or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
SCW Single-Asset Partnership QP, LP is the record and direct beneficial owner of these securities of the Issuer.
SCW Capital, LP is the record and direct beneficial owner of these securities of the Issuer.
SCW Capital QP, LP is the record and direct beneficial owner of these securities of the Issuer.
SCW Single-Asset Partnership, LP is the record and direct beneficial owner of these securities of the Issuer.
Robert N. Cathey is the record and direct beneficial owner of these securities of the Issuer.
John R. Wagner is the record and direct beneficial owner of these securities of the Issuer.
G. Stacy Smith is the record and direct beneficial owner of these securities of the Issuer.
SCW CAPITAL MANAGEMENT, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
SCW CAPITAL, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
SCW CAPITAL QP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
SCW SINGLE-ASSET PARTNERSHIP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
SCW SINGLE-ASSET PARTNERSHIP QP, LP, By: Trinity Investment Group, LLC, Its: General Partner, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
TRINITY INVESTMENT GROUP, LLC, By: /s/ John R. Wagner, Name: John R. Wagner, Title: Co-Managing Member
2022-07-22
ROBERT N. CATHEY, /s/ Robert N. Cathey
2022-07-22
G. STACY SMITH, /s/ G. Stacy Smith
2022-07-22
JOHN R. WAGNER, /s/ John R. Wagner
2022-07-22