0000899243-18-005404.txt : 20180226 0000899243-18-005404.hdr.sgml : 20180226 20180226095846 ACCESSION NUMBER: 0000899243-18-005404 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180226 DATE AS OF CHANGE: 20180226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WFC HOLDINGS CORP CENTRAL INDEX KEY: 0000105598 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 18638907 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-644-3500 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Fargo Municipal Capital Strategies, LLC CENTRAL INDEX KEY: 0001585457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 18638906 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 612-667-2350 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 18638908 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER NAME: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST CENTRAL INDEX KEY: 0001258943 IRS NUMBER: 810634319 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL ADVANTAGE TRUST DATE OF NAME CHANGE: 20030807 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-02-16 0 0001258943 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST MAV 0000072971 WELLS FARGO & COMPANY/MN 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0000105598 WFC HOLDINGS CORP 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0001585457 Wells Fargo Municipal Capital Strategies, LLC 375 PARK AVENUE NEW YORK NY 10152 0 0 1 0 Variable Rate MuniFund Term Preferred Shares, Series 2021 1600 I By Subsidiary The Variable Rate MuniFund Term Preferred Shares, Series 2021 ("Shares") reported in Table I represent Shares of which 1,348 Shares are beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") and 252 Shares are beneficially owned by WFC Holdings, LLC ("WFC Holdings"). Capital Strategies and WFC Holdings are wholly owned subsidiaries of Wells Fargo & Company ("Wells Fargo"). This statement is jointly filed by Wells Fargo, Capital Strategies, and WFC Holdings. Wells Fargo holds an indirect interest in the Shares listed in Table I by virtue of its indirect ownership of its subsidiaries, Capital Strategies and WFC Holdings. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. WELLS FARGO & COMPANY, /s/ Lori Ward 2018-02-26 WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, /s/ Adam Joseph 2018-02-26 WFC HOLDINGS, LLC, /s/ Arthur C. Evans 2018-02-26 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT 
                                                                    Exhibit 99.1

                             JOINT FILING AGREEMENT

        Pursuant to and in accordance with the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the Exchange
Act or any rule or regulation thereunder (including any amendment, restatement,
supplement, and/or exhibit thereto) with the Securities and Exchange Commission
(and, if such security is registered on a national securities exchange, also
with the exchange), and further agrees to the filing, furnishing, and/or
incorporation by reference of this agreement as an exhibit thereto. This
agreement shall remain in full force and effect until revoked by any party
hereto in a signed writing provided to each other party hereto, and then only
with respect to such revoking party.

        IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused
this agreement to be executed and effective as of the date set forth below.

Date:   February _26_, 2018             WELLS FARGO & COMPANY


                                        By:  /s/ Lori Ward
                                            ---------------------------
                                            Name:  Lori Ward
                                            Title: Designated Signer


                                        WELLS FARGO MUNICIPAL CAPITAL
                                        STRATEGIES, LLC


                                        By:  /s/ Adam Joseph
                                            ---------------------------
                                            Name:  Adam Joseph
                                            Title:  President


                                        WFC HOLDINGS, LLC


                                        By:  /s/ Arthur C. Evans
                                            ---------------------------
                                            Name: Arthur C. Evans
                                            Title:  Authorized Representative
EX-99.2 3 attachment2.htm EX-99.2 DOCUMENT 
                                                                    Exhibit 99.2

                            JOINT FILER INFORMATION


             Item                                    Information

Name:                                   Wells Fargo Municipal Capital
                                        Strategies, LLC

Address:                                375 Park Avenue
                                        New York, New York 10152

Date of Event Requiring                 February 16, 2018
Statement (Month/Day/Year):

Issuer Name and Ticker or               Pioneer Municipal High Income Advantage
Trading Symbol:                         Trust [MAV]

Relationship of Reporting               10% Owner
Person(s) to Issuer:

If Amendment, Date Original             Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:       Form filed by More than One Reporting
                                        Person

Signature:                              WELLS FARGO MUNICIPAL CAPITAL
                                        STRATEGIES, LLC


                                            By:  /s/ Adam Joseph
                                                --------------------------------
                                            Name: Adam Joseph
                                            Title: President
                                            Date:  February _26__, 2018


             Item                                    Information

Name:                                   WFC Holdings, LLC

Address:                                420 Montgomery Street
                                        San Francisco, CA 94104

Date of Event Requiring                 February 16, 2018
Statement (Month/Day/Year):

Issuer Name and Ticker or               Pioneer Municipal High Income Advantage
Trading Symbol:                         Trust [MAV]

Relationship of Reporting               10% Owner
Person(s) to Issuer:

If Amendment, Date Original             Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group Filing:       Form filed by More than One Reporting
                                        Person

Signature:                              WFC HOLDINGS, LLC


                                            By:  /s/ Arthur C. Evans
                                                --------------------------------
                                            Name: Arthur C. Evans
                                            Title: Authorized Representative
                                            Date:  February __26_, 2018