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Rule 13d-1(b)
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Rule 13d-1(c)
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Rule 13d-1(d)
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*
**
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
This Amendment No. 2 to Schedule 13G is being filed to update the Reporting Person's (as defined herein) beneficial ownership quantity and percentage of the Issuer's Common Shares (as defined herein) as of March 31, 2024, as reported in
Amendment No. 1 filed on April 10, 2024, in which the Reporting Person relied on estimated quantities of Common Shares beneficially owned and outstanding known to the Reporting Person as of the filing of Amendment No. 1 on April 10, 2024.
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CUSIP No.
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00840T100 |
1
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NAMES OF REPORTING PERSONS
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Nomura Asset Management Co., Ltd.
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☒
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Tokyo, Japan
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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5,775,265 (1)
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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5,775,265 (1)
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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5,775,265 (1)
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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14.0% (1)
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IA
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(a)
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Name of Issuer: AG Twin Brook Capital Income Fund (the "Issuer")
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(b)
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Address of Issuer’s Principal Executive Offices: 245 Park Avenue, 26th Floor, New York, NY 10167
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(a) |
Name of Person Filing: Nomura Asset Management Co., Ltd. (the "Reporting Person")
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(b) |
Address of Principal Business Office or, if None, Residence:
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(c) |
Citizenship: Nomura Asset Management Co., Ltd. - Tokyo, Japan
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(d) |
Title and Class of Securities: Class I common shares of beneficial interest, par value $0.001 per share (the “Common Shares”)
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(e) |
CUSIP No.: 00840T100
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Item 3. |
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under Section 15 of the Act;
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(b)
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☐
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Bank as defined in Section 3(a)(6) of the Act;
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(c)
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Insurance company as defined in Section 3(a)(19) of the Act;
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(d)
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Investment company registered under Section 8 of the Investment Company Act of 1940;
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(e)
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940;
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(j)
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A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
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(k)
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Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution:____
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Item 4. |
Ownership
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(a) |
Amount Beneficially Owned: 5,775,265
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(b) |
Percent of Class: 14.0%
The percentage reported herein is based on 41,286,216 Common Shares outstanding as of March 31, 2024, as reported in the Issuer's quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 13, 2024.
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(c) |
Number of shares as to which such person(s) has:
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(i) |
Sole power to vote or to direct the vote: 5,775,265
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(ii) |
Shared power to vote or to direct the vote: 0
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(iii) |
Sole power to dispose or to direct the disposition of: 5,775,265
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(iv)
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Shared power to dispose or to direct the disposition of: 0
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Item 5.
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Ownership of Five Percent or Less of a Class.
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Item 6. |
Ownership of more than Five Percent on Behalf of Another Person.
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Item 7. |
Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person.
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Item 8. |
Identification and classification of members of the group.
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Item 9. |
Notice of Dissolution of Group.
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Item 10.
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Certifications.
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Dated: June 3, 2024
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/s/ Iseri Takeshi
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Name/Title: Iseri Takeshi, Managing Director, Legal & Compliance Dept., Nomura Asset Management Co., Ltd. | |
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