0001209191-20-037223.txt : 20200617 0001209191-20-037223.hdr.sgml : 20200617 20200617160343 ACCESSION NUMBER: 0001209191-20-037223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200615 FILED AS OF DATE: 20200617 DATE AS OF CHANGE: 20200617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGGAN ROBERT W CENTRAL INDEX KEY: 0001055919 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37744 FILM NUMBER: 20969728 MAIL ADDRESS: STREET 1: 611 SOUTH FORT HARRISON AVE STREET 2: SUITE 306 CITY: CLEARWATER STATE: FL ZIP: 33756 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pulse Biosciences, Inc. CENTRAL INDEX KEY: 0001625101 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 465696597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 BUSINESS PHONE: 510-906-4600 MAIL ADDRESS: STREET 1: 3957 POINT EDEN WAY CITY: HAYWARD STATE: CA ZIP: 94545 FORMER COMPANY: FORMER CONFORMED NAME: Electroblate, Inc. DATE OF NAME CHANGE: 20141113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-15 0 0001625101 Pulse Biosciences, Inc. PLSE 0001055919 DUGGAN ROBERT W 611 S. FORT HARRISON AVE., SUITE 306 CLEARWATER FL 33756 1 0 1 0 Common Stock 2020-06-15 4 X 0 2507112 7.01 A 11283716 D Common Stock 2020-06-15 4 X 0 54761 7.01 A 321805 I See footnote Warrant (right to buy) 7.01 2020-06-15 4 P 0 376065 A 2020-06-15 2025-06-15 Common Stock 376065 376065 D Warrant (right to buy) 7.01 2020-06-15 4 P 0 8214 A 2020-06-15 2025-06-15 Common Stock 8214 8214 I See footnote The Reporting Person acquired the shares and warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering, as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC. Shares are held by Genius Inc., of which the Reporting Person is the sole shareholder. /s/ Sandra Gardiner, as Attorney-in-Fact 2020-06-17