0001193125-13-218252.txt : 20130514
0001193125-13-218252.hdr.sgml : 20130514
20130514083937
ACCESSION NUMBER: 0001193125-13-218252
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130514
DATE AS OF CHANGE: 20130514
EFFECTIVENESS DATE: 20130514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA
CENTRAL INDEX KEY: 0001055290
IRS NUMBER: 042943177
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06694
FILM NUMBER: 13839370
BUSINESS ADDRESS:
STREET 1: 45 MILK STREET 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6173380700
MAIL ADDRESS:
STREET 1: 45 MILK STREET 8TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02109
13F-HR
1
d532186d13fhr.txt
FORM 13F
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20524
Report of the Calendar Quarter Ending March 31, 2013
If amended report check here: __________
Name of Institutional Investment Manager:
Appleton Partners, Inc. S.E.C. File Number 28-6694
----------------------- --------------------------
Business Address:
One Post Office Square, FL 6 Boston MA 02109
---------------------------- ------ ----- -----
Street City State Zip
Name, Phone no. and Title of Person Duly Authorized to Submit this Report:
Douglas C. Chamberlain, President (617) 338-0700
--------------------------------- --------------
ATTENTION - Intentional misstatements of omissions of facts
constitute Federal Criminal Violations. Sec 18
U.S.C. 1991 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of Boston and State of Massachusetts on the
14th day of May 2013.
Appleton Partners, Inc.
---------------------------------------
(Name of Institutional Investment Mgr.)
s/ Douglas C. Chamberlain
---------------------------------------
By: Douglas C. Chamberlain
Form 13F Summary Page
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 149
Form 13F Information Table Value Total: 321,160 thousands
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manger filing this report.
NONE
(If there are no entries in this list, state "NONE" and omit the column
headings and list entries.)
No. Form 13F file number Name
--- -------------------- ----
Appleton Partners, Inc.
13F SEC APPRAISAL
31-Mar-13
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
------------------------------------------- ------------ --------- -------- -------- ---------- ------ ----- ------ ------ ----
3-D SYS CORP DEL COM NEW COMMON STOCK 88554D205 494948 15352 X X
3M CO COM COMMON STOCK 88579Y101 719293 6766 X X
ABBOTT LABS COM COMMON STOCK 002824100 1544473 43728 X X
ABBVIE INC. COM COMMON STOCK 00287Y109 977619 23973 X X
ACCENTURE PLC COMMON STOCK G1151C101 457339 6020 X X
AEGION CORP COM COMMON STOCK 00770F104 204785 8846 X X
AFLAC INC COM COMMON STOCK 001055102 553753 10645 X X
AGRIUM INC COM COMMON STOCK 008916108 3560212 36515 X X
AKAMAI TECHNOLOGIES COM COMMON STOCK 00971T101 330454 9356 X X
ALTRIA GROUP INC COM COMMON STOCK 02209S103 236294 6871 X X
AMERICAN TOWER CORPORATION NEW COMMON STOCK 03027X100 6318747 82147 X X
AMGEN INC COM COMMON STOCK 031162100 455657 4445 X X
AMPHENOL CORP NEW CL A COMMON STOCK 032095101 1286742 17237 X X
ANSYS INC COM COMMON STOCK 03662Q105 5551623 68185 X X
APACHE CORP COM COMMON STOCK 037411105 206403 2675 X X
APPLE INC. COMMON STOCK 037833100 13436059 30353 X X
APPLETON EQUITY GROWTH FUND MUTUAL FUNDS 038042107 4318301 448888 X X
AT&T INC COM COMMON STOCK 00206R102 1612892 43960 X X
BABCOCK & WILCOX CO COM COMMON STOCK 05615F102 1202254 42318 X X
BAKER HUGHES INC COM COMMON STOCK 057224107 408733 8807 X X
BANK N S HALIFAX COM COMMON STOCK 064149107 2306443 39582 X X
BANK OF AMERICA CORP COM COMMON STOCK 060505104 3606900 296133 X X
BBH FD INC CORE SELE CL N MUTUAL FUNDS 05528X604 1435322 74756 X X
BERKSHIRE HATHAWAY INC CL A COMMON STOCK 084670108 312560 2 X X
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
------------------------------------------- ------------ --------- ------- -------- ---------- ------ ----- ------ ------ ----
BERKSHIRE HATHAWAY INC CL B NEW COMMON STOCK 084670702 649687 6235 X X
BHP BILLITON LTD SPONSORED ADR COMMON STOCK 088606108 3378526 49372 X X
BOEING CO COM COMMON STOCK 097023105 257550 3000 X X
BORG WARNER INC COM COMMON STOCK 099724106 1524217 19708 X X
BRISTOL MYERS SQUIBB COM COMMON STOCK 110122108 939050 22798 X X
CABOT OIL & GAS CORP COM COMMON STOCK 127097103 275849 4080 X X
CAPITAL WORLD GRW&INCM CL F-1 MUTUAL FUNDS 140543406 230873 5867 X X
CARLISLE COS INC COM COMMON STOCK 142339100 332171 4900 X X
CATERPILLAR INC DEL COM COMMON STOCK 149123101 7340442 84402 X X
CELGENE CORP COM COMMON STOCK 151020104 314116 2710 X X
CERNER CORP COM COMMON STOCK 156782104 9430514 99541 X X
CHEVRONTEXACO CORP COM COMMON STOCK 166764100 1422038 11968 X X
CHURCH & DWIGHT INC COM COMMON STOCK 171340102 3302593 51100 X X
CISCO SYS INC COM COMMON STOCK 17275R102 1555403 74439 X X
CITIGROUP INC COM COMMON STOCK 172967424 213104 4817 X X
COCA COLA CO COM COMMON STOCK 191216100 1591516 39355 X X
COLGATE PALMOLIVE CO COM COMMON STOCK 194162103 2850779 24153 X X
CONOCOPHILLIPS COM COMMON STOCK 20825C104 1116237 18573 X X
CONSOLIDATED EDISON COM COMMON STOCK 209115104 970987 15910 X X
CONTINENTAL RES INC COM COMMON STOCK 212015101 1290389 14844 X X
CORE LABORATORIES N V COM COMMON STOCK N22717107 3070375 22262 X X
COSTCO WHSL CORP NEW COM COMMON STOCK 22160K105 5338606 50312 X X
CSX CORP COM COMMON STOCK 126408103 259181 10523 X X
DEERE & CO COM COMMON STOCK 244199105 230770 2684 X X
DELAWARE GR DELCAP FD SMID CAP GROWTH MUTUAL FUNDS 245906201 696330 23962 X X
DFA INVT DIMENSION GRP REAL ESTATE PT MUTUAL FUNDS 233203835 203636 7201 X X
DIAMONDS TR UNIT SER 1 COMMON STOCK 78467X109 236145 1625 X X
DISNEY WALT CO COM DISNEY COMMON STOCK 254687106 926124 16305 X X
DU PONT E I DE NEMOURS COM COMMON STOCK 263534109 2991435 60851 X X
DUKE ENERGY CORP NEW COMMON STOCK 26441C204 213342 2939 X X
DUNKIN BRANDS GRP INC COM COMMON STOCK 265504100 3882990 105290 X X
E M C CORP MASS COM COMMON STOCK 268648102 2957654 123803 X X
EATON VANCE MUT FDS TR TX MNG VAL FD MUTUAL FUNDS 277923629 299262 14918 X X
ECOLAB INC COM COMMON STOCK 278865100 3498815 43637 X X
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
------------------------------------------- ------------ --------- -------- -------- ---------- ------ ----- ------ ------ ----
EDWARDS LIFESCIENCES COM COMMON STOCK 28176E108 3705827 45105 X X
EOG RES INC COM COMMON STOCK 26875P101 794418 6203 X X
EXPRESS SCRIPTS HOLDING COMPANY COMMON STOCK 30219G108 5595536 97111 X X
EXXON MOBIL CORP COM COMMON STOCK 30231G102 10939602 121403 X X
FASTENAL CO COM COMMON STOCK 311900104 955970 18624 X X
FEDERATED EQUITY FDS STRG VAL DV INST MUTUAL FUNDS 314172560 633900 117172 X X
FEDERATED FX INCM SECS STRAT INC INST MUTUAL FUNDS 31417P841 202304 21730 X X
FEDERATED WORLD INVT FED INTLD INST MUTUAL FUNDS 31428U623 432686 15649 X X
FORUM FDS INC JORDAN OPPTY MUTUAL FUNDS 742935182 709758 50266 X X
FREEPORT-MCMORAN COP&G CL B COMMON STOCK 35671D857 660742 19962 X X
GENERAC HLDGS INC COM COMMON STOCK 368736104 1879558 53185 X X
GENERAL ELEC CO COM COMMON STOCK 369604103 4899475 211915 X X
GOLDMAN SACHS GROUP COM COMMON STOCK 38141G104 4957778 33692 X X
GOOGLE INC CL A COMMON STOCK 38259P508 3347502 4215 X X
GRAINGER W W INC COM COMMON STOCK 384802104 980013 4356 X X
HARTFORD FINL SVCS COM COMMON STOCK 416515104 282329 10943 X X
HARTFORD MUT FDS INC DIV & GWT CL I MUTUAL FUNDS 416649606 258634 11424 X X
HEARTLAND GROUP INC VAL PLUS INSTL MUTUAL FUNDS 422352849 1510322 46215 X X
HEINZ H J CO COM COMMON STOCK 423074103 1117439 15462 X X
HOME DEPOT INC COM COMMON STOCK 437076102 5715470 81907 X X
ILLINOIS TOOL WKS INC COM COMMON STOCK 452308109 291964 4791 X X
INTEL CORP COM COMMON STOCK 458140100 1073889 49182 X X
INTERNATIONAL BUS MACH COM COMMON STOCK 459200101 9460495 44353 X X
ISHARES TR NASDQ BIO INDX COMMON STOCK 464287556 674105 4215 X X
ISHARES TR S&P NA NAT RES COMMON STOCK 464287374 225163 5550 X X
J P MORGAN CHASE & CO COM COMMON STOCK 46625H100 7209554 151908 X X
JOHNSON & JOHNSON COM COMMON STOCK 478160104 5842358 71659 X X
KELLOGG CO COM COMMON STOCK 487836108 244190 3790 X X
KINDER MORGAN ENERGY UT LTD PARTNER COMMON STOCK 494550106 217692 2425 X X
KRAFT FOODS GROUP INC COM COMMON STOCK 50076Q106 2882743 55943 X X
LEGG MASON GLOBAL ASST LM BW GW OPPTN A MUTUAL FUNDS 524686383 185318 15893 X X
LEGG MASON PTNRS EQTY CBA EETY BUILD I MUTUAL FUNDS 52469H594 519691 31213 X X
LINKEDIN CORP COM CL A COMMON STOCK 53578A108 669028 3800 X X
LOWES COS INC COM COMMON STOCK 548661107 216902 5720 X X
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
------------------------------------------- ------------ --------- ------- -------- ---------- ------ ----- ------ ------ ----
MANAGERS AMG FDS YACKTMAN FOC SVC MUTUAL FUNDS 561709445 1129111 49092 X X
MANNING & NAPIER FD WORLD OPPTYS A MUTUAL FUNDS 563821545 163820 20125 X X
MAXIM INTEGRATED PRODS COM COMMON STOCK 57772K101 418118 12810 X X
MCDONALDS CORP COM COMMON STOCK 580135101 9807103 98376 X X
MERCK & CO INC NEW COM COMMON STOCK 58933Y105 654293 14803 X X
MFS SER TR X INTL DIVERS I MUTUAL FUNDS 55273G298 956227 63919 X X
MICROSOFT CORP COM COMMON STOCK 594918104 1931810 67534 X X
MONDELEZ INTL INC CL A COMMON STOCK 609207105 4947690 161610 X X
NATIONAL OILWELL VARCO COM COMMON STOCK 637071101 888478 12558 X X
NORTHERN TR CORP COM COMMON STOCK 665859104 217199 3981 X X
NOVARTIS A G SPONSORED ADR COMMON STOCK 66987V109 346583 4865 X X
OCCIDENTAL PETE CP DEL COM COMMON STOCK 674599105 297414 3795 X X
PEOPLES S&P MIDCAP INDEX FD DREYFS MCP IDX MUTUAL FUNDS 712223106 856354 26140 X X
PEPSICO INC COM COMMON STOCK 713448108 6339796 80139 X X
PERRIGO CO COM COMMON STOCK 714290103 4988505 42012 X X
PFIZER INC COM COMMON STOCK 717081103 1328512 46033 X X
PIMCO FDS INCOM FD ADMIN MUTUAL FUNDS 72201F482 361820 28853 X X
PIONEER STRATEGIC INCM CL Y MUTUAL FUNDS 723884409 207776 18290 X X
PPG INDS INC COM COMMON STOCK 693506107 256897 1918 X X
PRAXAIR INC COM COMMON STOCK 74005P104 2118702 18995 X X
PRECISION CASTPARTS CP COM COMMON STOCK 740189105 463052 2442 X X
PRICE T ROWE GROUP INC COM COMMON STOCK 74144T108 4447203 59399 X X
PRICELINE COM INC COM NEW COMMON STOCK 741503403 2615016 3800 X X
PROCTER & GAMBLE CO COM COMMON STOCK 742718109 5463400 70898 X X
PUTNAM CONV INCM GRWTH CL Y MUTUAL FUNDS 746476407 1255748 57842 X X
PUTNAM FDS TR SPECTRM A SHAR MUTUAL FUNDS 74676P102 422283 14765 X X
QUALCOMM INC COM COMMON STOCK 747525103 6915170 103304 X X
RAYTHEON CO COM NEW COMMON STOCK 755111507 256383 4361 X X
ROPER INDS INC NEW COM COMMON STOCK 776696106 6228005 48920 X X
ROYAL DUTCH SHELL PLC SPONS ADR A COMMON STOCK 780259206 306122 4698 X X
RUSSELL INVT CO RUS SHT DUR BD S MUTUAL FUNDS 782493506 206902 10594 X X
SCHLUMBERGER LTD COM COMMON STOCK 806857108 6989109 93325 X X
SCHRODER SER TR EMRGMKT EQ ADV MUTUAL FUNDS 808090740 578899 43363 X X
SCOTTS MIRACLE GRO CO COMMON STOCK 810186106 1210331 27991 X X
Investment Discretion Voting Authority
Security Market Sole Shared Other Sole Shared None
Security Type Cusip Value Quantity (A) (B) (C) (A) (B) (C)
------------------------------------------- ------------ --------- --------- -------- ---------- ------ ----- ------ ------ ----
SOCIEDAD QUIMICA MINER SPON ADR SER B COMMON STOCK 833635105 268600 4844 X X
SOUTHWESTERN ENERGY CO COM COMMON STOCK 845467109 1470131 39456 X X
STANLEY BLACK & DECKER INC. COMMON STOCK 854502101 391895 4840 X X
STERICYCLE INC COM COMMON STOCK 858912108 598855 5640 X X
STRYKER CORP COM COMMON STOCK 863667101 287186 4402 X X
TARGET CORP COM COMMON STOCK 87612E106 472989 6910 X X
TEVA PHARMACEUTCL INDS ADR COMMON STOCK 881624209 449495 11328 X X
THE TRAVELERS COMPANIES INC. COMMON STOCK 89417E109 379444 4507 X X
THERMO FISHER SCIENTIFIC INC. COMMON STOCK 883556102 207364 2711 X X
TJX COS INC NEW COM COMMON STOCK 872540109 8801389 188265 X X
TOLL BROTHERS INC COM COMMON STOCK 889478103 1347344 39350 X X
UNITED TECHNOLOGIES CP COM COMMON STOCK 913017109 757811 8111 X X
V F CORP COM COMMON STOCK 918204108 352275 2100 X X
VALSPAR CORP COM COMMON STOCK 920355104 514185 8260 X X
VARIAN MED SYS INC COM COMMON STOCK 92220P105 366984 5097 X X
VERIZON COMMUNICATIONS COM COMMON STOCK 92343V104 8919005 181465 X X
VIACOM INC. (NEW) CLASS B COMMON STOCK 92553P201 229751 3737 X X
VISA INC. COMMON STOCK 92826C839 10886574 64099 X X
WABTEC CORP COM COMMON STOCK 929740108 5863156 57420 X X
WAL MART STORES INC COM COMMON STOCK 931142103 299694 4005 X X
WATERS CORP COM COMMON STOCK 941848103 202000 2151 X X
WELLS FARGO & CO NEW COM COMMON STOCK 949746101 6808601 184066 X X
WHOLE FOODS MKT INC COM COMMON STOCK 966837106 1090447 12570 X X
---------
321159881
---------
TOTAL PORTFOLIO 321159881
=========