Legal & Compliance Officer

0000950123-18-000184.txt : 20180112 0000950123-18-000184.hdr.sgml : 20180112 20180112110207 ACCESSION NUMBER: 0000950123-18-000184 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180112 DATE AS OF CHANGE: 20180112 EFFECTIVENESS DATE: 20180112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: APPLETON PARTNERS INC/MA CENTRAL INDEX KEY: 0001055290 IRS NUMBER: 042943177 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06694 FILM NUMBER: 18525062 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6173380700 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 6TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001055290 XXXXXXXX 12-31-2017 12-31-2017 APPLETON PARTNERS INC/MA

ONE POST OFFICE SQUARE 6TH FLOOR BOSTON MA 02109

13F HOLDINGS REPORT 028-06694 N Benjamin T. Doherty, Esq. Legal & Compliance Officer (617) 338-0700 /s/ Benjamin T. Doherty, Esq. 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0 WORKDAY INC CL A COM 98138H101 339 3334 SH SOLE 0 0 0 XYLEM INC COM COM 98419M100 2263 33181 SH SOLE 0 0 0 ZAYO GROUP HLDGS INC COM COM 98919V105 1360 36950 SH SOLE 0 0 0 ZOETIS INC CL A COM 98978V103 5742 79705 SH SOLE 0 0 0 CLAYMORE EXCHANGE TRD FD TR GU GUGG S&P SPINOFF 18383M605 395 7594 SH SOLE 0 0 0 COLUMBIA ETF TR I SUSTANABLE U SUSTANABLE US 19761L300 214 7225 SH SOLE 0 0 0 ETF MANAGERS TR ETHO CLIMATE L ETHO CLIMATE LEA 26924G888 231 6790 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD IV NO AMER ENERGY 33738D101 2536 103274 SH SOLE 0 0 0 FIRST TR EXCHANGE TRADED FD US US EQTY OPPT ETF 336920103 392 5740 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR ACTIVEBET ACTIVEBETA INT 381430107 2559 85293 SH SOLE 0 0 0 GOLDMAN SACHS ETF TR EQUITY ET EQUITY ETF 381430503 24098 451613 SH SOLE 0 0 0 ISHARES INC CORE MSCI EMKT CORE MSCI EMKT 46434G103 3253 57162 SH SOLE 0 0 0 ISHARES TR 1 3 YR TREAS BD 1-3 YR TR BD ETF 464287457 967 11535 SH SOLE 0 0 0 ISHARES TR CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 294 3265 SH SOLE 0 0 0 ISHARES TR CORE INTL AGGR CORE INTL AGGR 46435G672 923 17730 SH SOLE 0 0 0 ISHARES TR CORE MSCI EAFE CORE MSCI EAFE 46432F842 463 7011 SH SOLE 0 0 0 ISHARES TR CORE S&P MCP ETF CORE S&P MCP ETF 464287507 618 3254 SH SOLE 0 0 0 ISHARES TR CORE S&P SCP ETF CORE S&P SCP ETF 464287804 240 3131 SH SOLE 0 0 0 ISHARES TR CORE S&P US VLU CORE S&P VLU ETF 464287663 359 6480 SH SOLE 0 0 0 ISHARES TR CORE S&P500 ETF CORE S&P500 ETF 464287200 1262 4694 SH SOLE 0 0 0 ISHARES TR CORE US AGGBD ET CORE US AGGBD ET 464287226 12031 110045 SH SOLE 0 0 0 ISHARES TR FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 245 4825 SH SOLE 0 0 0 ISHARES TR GLB INFRASTR ETF GLB INFRASTR ETF 464288372 332 7343 SH SOLE 0 0 0 ISHARES TR IBOXX HI YD ETF IBOXX HI YD ETF 464288513 1110 12717 SH SOLE 0 0 0 ISHARES TR IBOXX INV CP ETF IBOXX INV CP ETF 464287242 303 2491 SH SOLE 0 0 0 ISHARES TR MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 6296 86265 SH SOLE 0 0 0 ISHARES TR MIN VOL USA ETF MIN VOL USA ETF 46429B697 730 13840 SH SOLE 0 0 0 ISHARES TR MSCI EAFE ETF MSCI EAFE ETF 464287465 4199 59724 SH SOLE 0 0 0 ISHARES TR MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 1666 35351 SH SOLE 0 0 0 ISHARES TR RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 520 3860 SH SOLE 0 0 0 ISHARES TR RUS 2000 GRW ETF RUS 2000 GRW ETF 464287648 626 3354 SH SOLE 0 0 0 ISHARES TR RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 773 6149 SH SOLE 0 0 0 ISHARES TR RUS MD CP GR ETF RUS MD CP GR ETF 464287481 590 4889 SH SOLE 0 0 0 ISHARES TR RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 347 3887 SH SOLE 0 0 0 ISHARES TR RUS MID CAP ETF RUS MID CAP ETF 464287499 1821 8748 SH SOLE 0 0 0 ISHARES TR RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 5243 34392 SH SOLE 0 0 0 ISHARES TR S&P MC 400GR ETF S&P MC 400GR ETF 464287606 208 966 SH SOLE 0 0 0 ISHARES TR S&P MC 400VL ETF S&P MC 400VL ETF 464287705 570 3562 SH SOLE 0 0 0 ISHARES TR SELECT DIVID ETF SELECT DIVID ETF 464287168 279 2826 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD D DIVERSFD EQT ETF 46641Q845 666 22424 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD D DIVERSFED RTRN 46641Q886 839 13157 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD D DIVERSIFIED ETF 46641Q803 1488 56840 SH SOLE 0 0 0 JP MORGAN EXCHANGE TRADED FD J JPMORGAN DIVER 46641Q407 338 4790 SH SOLE 0 0 0 NUSHARES ETF TR ESG MID CAP GW ESG MID CAP 67092P409 227 7720 SH SOLE 0 0 0 PIMCO ETF TR ENHAN SHRT MA AC ENHAN SHRT MA AC 72201R833 394 3880 SH SOLE 0 0 0 POWERSHARES ETF TR II PWRSHS S FINL PFD PTFL 73937B654 245 5785 SH SOLE 0 0 0 POWERSHARES ETF TRUST FINL PFD UNIT SER 1 73935X229 4350 230534 SH SOLE 0 0 0 POWERSHARES QQQ TRUST UNIT SER US LRG CAP ETF 73935A104 317 2037 SH SOLE 0 0 0 SCHWAB STRATEGIC TR INTL EQTY INTL EQTY ETF 808524805 2297 67415 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US LRG CAP US LRG CAP ETF 808524201 4503 70608 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US REIT ET US REIT ETF 808524847 2492 59873 SH SOLE 0 0 0 SCHWAB STRATEGIC TR US SML CAP US SML CAP ETF 808524607 1430 20511 SH SOLE 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1340 10841 SH SOLE 0 0 0 SPDR INDEX SHS FDS EURO STOXX EURO STOXX 50 78463X202 369 9055 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI EAFE S MSCI EAFE STRTGC 78463X434 259 3990 SH SOLE 0 0 0 SPDR INDEX SHS FDS MSCI EMRG M MSCI EMRG MKTS 78463X426 5934 92019 SH SOLE 0 0 0 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 23963 89797 SH SOLE 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTS UTSER1 S&PDCRP 78467Y107 549 1590 SH SOLE 0 0 0 SPDR SER TR BLOMBERG BRC INV BLOMBERG BRC INV 78468R200 316 10315 SH SOLE 0 0 0 SPDR SER TR SPDR S&P 500 ETF SPDR S&P 500 ETF 78468R796 283 4375 SH SOLE 0 0 0 SPDR SER TR SSGA US SMAL ETF SSGA US SMAL ETF 78468R887 4330 47398 SH SOLE 0 0 0 SPDR SERIES TRUST BLOMBRG BRC BLOMBRG BRC INTL 78464A151 1490 42165 SH SOLE 0 0 0 SPDR SERIES TRUST BLOOMBERG BR BLOOMBERG BRCLYS 78464A417 424 11540 SH SOLE 0 0 0 SPDR SERIES TRUST S&P 400 MDCP S&P 400 MDCP VAL 78464A839 2712 26374 SH SOLE 0 0 0 SPDR SERIES TRUST S&P DIVID ET S&P DIVID ETF 78464A763 608 6433 SH SOLE 0 0 0 VANGUARD ADMIRAL FDS INC MIDCP MIDCP 400 IDX 921932885 220 1720 SH SOLE 0 0 0 VANGUARD BD INDEX FD INC INTER INTERMED TERM 921937819 204 2428 SH SOLE 0 0 0 VANGUARD INDEX FDS MID CAP ETF MID CAP ETF 922908629 1701 10989 SH SOLE 0 0 0 VANGUARD INDEX FDS S&P 500 ETF S&P 500 ETF SHS 922908363 230 937 SH SOLE 0 0 0 VANGUARD INDEX FDS SM CP VAL E SM CP VAL ETF 922908611 222 1675 SH SOLE 0 0 0 VANGUARD INDEX FDS SMALL CP ET SMALL CP ETF 922908751 270 1830 SH SOLE 0 0 0 VANGUARD INDEX FDS TOTAL STK M TOTAL STK MKT 922908769 225 1641 SH SOLE 0 0 0 VANGUARD INDEX FDS VALUE ETF VALUE ETF 922908744 240 2258 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US 922042775 2278 41625 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF 922042858 673 14667 SH SOLE 0 0 0 VANGUARD INTL EQUITY INDEX FD GLB EX US ETF 922042676 464 7674 SH SOLE 0 0 0 VANGUARD SCOTTSDALE FDS SHRT T SHRT TRM CORP BD 92206C409 1126 14200 SH SOLE 0 0 0 VANGUARD SPECIALIZED FUNDS DIV DIV APP ETF 921908844 2722 26675 SH SOLE 0 0 0 VANGUARD TAX MANAGED INTL FD F FTSE DEV MKT ETF 921943858 7032 156762 SH SOLE 0 0 0