-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VP6qFp7PTaC3QNZJ5GmTvRMMUUMK9Ic+wNivwvZQUce3/GuLkEw7vQBI1GxWvRLK QdapgWMOE0XfYMcoK1+NTQ== 0001203596-09-000008.txt : 20090506 0001203596-09-000008.hdr.sgml : 20090506 20090506134143 ACCESSION NUMBER: 0001203596-09-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090505 FILED AS OF DATE: 20090506 DATE AS OF CHANGE: 20090506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMMERMAN STEWART CENTRAL INDEX KEY: 0001203596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 09800683 MAIL ADDRESS: STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC. STREET 2: 350 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 21ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-05-05 0001055160 MFA FINANCIAL, INC. MFA 0001203596 ZIMMERMAN STEWART C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 21ST FLOOR NEW YORK NY 10022 1 1 0 0 Chairman and CEO Common Stock, par value $0.01 per share 2009-05-05 4 P 0 7000 6.10 A 308077 I 401(K) Plan Common Stock, par value $0.01 per share 2009-05-05 4 M 0 30770 4.875 A 338847 D Common Stock, par value $0.01 per share 2009-05-05 4 M 0 69230 4.875 A 408077 D Common Stock, par value $0.01 per share 2009-05-05 4 F 0 60612 6.12 D 347465 D Stock Option 4.875 2009-05-05 4 M 0 100000 0 D 1999-08-13 2009-08-13 Common Stock 100000 0 D Shares delivered or withheld to pay the exercise price for 69,230 exercised stock options and certain related witholding taxes. Stock option was exercisable in four equal annual installments beginning on date exercisable set forth in column 6 above. /s/ Stewart Zimmerman 2009-05-05 -----END PRIVACY-ENHANCED MESSAGE-----