0001104659-21-079603.txt : 20210610
0001104659-21-079603.hdr.sgml : 20210610
20210610184150
ACCESSION NUMBER: 0001104659-21-079603
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210608
FILED AS OF DATE: 20210610
DATE AS OF CHANGE: 20210610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wald Richard C.
CENTRAL INDEX KEY: 0001815213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 211009395
MAIL ADDRESS:
STREET 1: C/O MFA FINANCIAL, INC.
STREET 2: 350 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
4
1
tm2119417-6_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-06-08
0
0001055160
MFA FINANCIAL, INC.
MFA
0001815213
Wald Richard C.
C/O MFA FINANCIAL, INC.
ONE VANDERBILT AVENUE, 48TH FLOOR
NEW YORK
NY
10017
1
0
0
0
Restricted Stock Units
2021-06-08
4
A
0
31915
0
A
2027-01-15
2027-01-15
Common Stock
31915
96570
D
Each restricted stock unit represents the right to receive one share of MFA Financial, Inc. common stock.
The restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of MFA common stock. Except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of MFA Financial, Inc. and (ii) on or about January 15, 2027.
/s/ Harold E. Schwartz, by power of attorney
2021-06-10