0001104659-20-056985.txt : 20200505 0001104659-20-056985.hdr.sgml : 20200505 20200505171040 ACCESSION NUMBER: 0001104659-20-056985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200504 FILED AS OF DATE: 20200505 DATE AS OF CHANGE: 20200505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSS GEORGE H CENTRAL INDEX KEY: 0001185544 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 20849945 MAIL ADDRESS: STREET 1: AMERICA FIRST COMPANIES STREET 2: 2850 WOODMEN TOWER CITY: OMAHA STATE: NE ZIP: 68102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 4 1 a4.xml 4 X0306 4 2020-05-04 0 0001055160 MFA FINANCIAL, INC. MFA 0001185544 KRAUSS GEORGE H C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.01 per share 2020-05-04 4 A 0 17424 1.65 A 122271 D The reported acquisition represents shares granted to the Reporting Person in lieu of cash fees payable to the Reporting Person for his service as a Director for the first calendar quarter of 2020. Pursuant to the terms of the Second Forbearance Agreement, dated as of April 27, 2020, by and among MFA Financial, Inc. (the "Company") and certain of its repurchase agreement financing counterparties, the Company is contractually prohibited from paying cash fees to its Directors for such period. /s/ Harold E. Schwartz, by power of attorney 2020-05-05