0001104659-17-052372.txt : 20170817 0001104659-17-052372.hdr.sgml : 20170817 20170817093117 ACCESSION NUMBER: 0001104659-17-052372 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20170816 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20170817 DATE AS OF CHANGE: 20170817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 171037811 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 8-K 1 a17-20311_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  August 16, 2017

 

MFA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

Maryland

 

1-13991

 

13-3974868

(State or other jurisdiction

 

(Commission File Number)

 

(IRS Employer

of incorporation

 

 

 

Identification No.)

or organization)

 

 

 

 

 

350 Park Avenue, 20th Floor

 

 

New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (212) 207-6400

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company   o

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   o

 

 

 



 

Item 5.02              Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

(c) and (d)  On August 16, 2017, the Board of Directors of MFA Financial, Inc. (the “Company”) elected Craig L. Knutson as sole Chief Executive Officer of the Company, effective as of such date.

 

Mr. Knutson, 58, who had served as Co-Chief Executive Officer of the Company since July 28, 2017, will also continue as President of the Company (a post that he has held since January 2014).  Mr. Knutson joined the Company in 2008 as an executive vice president and served in that capacity until the end of 2013.

 

In addition, on August 16, 2017, the Board of Directors of the Company elected Mr. Knutson as a director of the Company, effective as of such date, to fill the vacancy created by the passing of William S. Gorin.

 

A copy of the press release reporting on Mr. Knutson’s election as sole Chief Executive Officer and director is attached as Exhibit 99.1 to this Current Report on Form 8-K.

 

Item 9.01              Financial Statements and Exhibits

 

(d)           Exhibits

 

99.1                        Press Release, dated August 17, 2017, of MFA Financial, Inc.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

MFA FINANCIAL, INC.

 

(REGISTRANT)

 

 

 

 

By:

/s/ Harold E. Schwartz

 

 

Name: Harold E. Schwartz

 

 

Title: Senior Vice President and

 

 

General Counsel

 

Date: August 17, 2017

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated August 17, 2017, of MFA Financial, Inc.

 

4


EX-99.1 2 a17-20311_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

 

MFA
FINANCIAL, INC.

350 Park Avenue

New York, New York 10022

(212) 207-6400

 

 

PRESS RELEASE

 

FOR IMMEDIATE RELEASE

 

 

 

August 17, 2017

 

NEW YORK METRO

 

 

 

Investor Contact:

MFA Investor Relations

NYSE: MFA

 

212-207-6488

 

 

www.mfafinancial.com

 

 

MFA Financial, Inc.

Announces Appointment of Craig L. Knutson as Sole CEO

and to Board of Directors

 

NEW YORK — MFA Financial, Inc. (NYSE:  MFA) announced today that its Board of Directors has elected Craig L. Knutson as sole Chief Executive Officer and a director of MFA to fill the vacancy created by the passing of William S. Gorin earlier this month.  Mr. Knutson had served as MFA’s Co-Chief Executive Officer since late July 2017.

 

Mr. Knutson, 58, who has also been President and Chief Operating Officer of MFA since January 2014, will continue in his role as President.  Mr. Knutson joined MFA in 2008 as an executive vice president and served in that capacity until the end of 2013.

 

MFA Financial, Inc. is a real estate investment trust primarily engaged in the business of investing, on a leveraged basis, in residential mortgage assets, including residential mortgage-backed securities and residential whole loans.

 


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