0001104659-16-110804.txt : 20160411
0001104659-16-110804.hdr.sgml : 20160411
20160411164805
ACCESSION NUMBER: 0001104659-16-110804
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151209
FILED AS OF DATE: 20160411
DATE AS OF CHANGE: 20160411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wulfsohn Bryan
CENTRAL INDEX KEY: 0001629935
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 161565572
MAIL ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
a4a.xml
4/A
X0306
4/A
2015-12-09
2015-12-11
0
0001055160
MFA FINANCIAL, INC.
MFA
0001629935
Wulfsohn Bryan
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Senior Vice President
Common Stock
2015-12-09
4
A
0
32000
0
A
67532
D
Common Stock
2015-12-09
4
F
0
13191
6.80
D
54161
D
The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 9, 2018.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above.
The Reporting Person is filing this Form 4/A to correct the information set forth in each of the rows under Columns 4 and 5 of Table I of the Form 4 filed on December 11, 2015. Other than the corrections described in the preceding sentence, no other information of the subject Form 4 is being amended or corrected hereby. Taking into account information reported by the Reporting Person in Form 4 reports filed subsequent to the Form 4 that is the subject of this Form 4/A, the Reporting Person beneficially owns 68,499 shares of the issuer's common stock as of the date of this Form 4/A.
/s/ Bryan Wulfsohn
2016-04-11