0001104659-16-110804.txt : 20160411 0001104659-16-110804.hdr.sgml : 20160411 20160411164805 ACCESSION NUMBER: 0001104659-16-110804 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151209 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wulfsohn Bryan CENTRAL INDEX KEY: 0001629935 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 161565572 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4/A 1 a4a.xml 4/A X0306 4/A 2015-12-09 2015-12-11 0 0001055160 MFA FINANCIAL, INC. MFA 0001629935 Wulfsohn Bryan C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK NY 10022 0 1 0 0 Senior Vice President Common Stock 2015-12-09 4 A 0 32000 0 A 67532 D Common Stock 2015-12-09 4 F 0 13191 6.80 D 54161 D The shares acquired by the Reporting Person were received as a portion of the Reporting Person's annual incentive compensation and are fully vested as of the date of grant. The net shares acquired (i.e., net of the surrender of a portion of the shares acquired in order to satisfy tax obligations (as described in Note 2 below)) are subject to a three-year holding period and may not be sold or otherwise transferred prior to December 9, 2018. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the receipt by the Reporting Person of the shares described in Note 1 above. The Reporting Person is filing this Form 4/A to correct the information set forth in each of the rows under Columns 4 and 5 of Table I of the Form 4 filed on December 11, 2015. Other than the corrections described in the preceding sentence, no other information of the subject Form 4 is being amended or corrected hereby. Taking into account information reported by the Reporting Person in Form 4 reports filed subsequent to the Form 4 that is the subject of this Form 4/A, the Reporting Person beneficially owns 68,499 shares of the issuer's common stock as of the date of this Form 4/A. /s/ Bryan Wulfsohn 2016-04-11