0001104659-16-088068.txt : 20160105 0001104659-16-088068.hdr.sgml : 20160105 20160105161913 ACCESSION NUMBER: 0001104659-16-088068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160104 FILED AS OF DATE: 20160105 DATE AS OF CHANGE: 20160105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wulfsohn Bryan CENTRAL INDEX KEY: 0001629935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 161322403 MAIL ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 a4.xml 4 X0306 4 2016-01-04 0 0001055160 MFA FINANCIAL, INC. MFA 0001629935 Wulfsohn Bryan C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK NY 10022 0 1 0 0 Senior Vice President Common Stock 2016-01-04 4 M 0 17500 0 A 66843 D Common Stock 2016-01-04 4 M 0 8750 0 A 75593 D Common Stock 2016-01-04 4 F 0 10205 6.75 D 65388 D Phantom Shares 2016-01-04 4 M 0 17500 D 2016-01-04 2016-01-04 Common Stock 17500 73750 D Phantom Shares 2016-01-04 4 M 0 8750 D 2016-01-04 2016-01-04 Common Stock 8750 65000 D Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in December 2010. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above. Settlement of time-based and performance-based phantom shares granted to the Reporting Person in December 2010. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc. /s/ Bryan Wulfsohn 2016-01-05