0001104659-16-088065.txt : 20160105
0001104659-16-088065.hdr.sgml : 20160105
20160105161730
ACCESSION NUMBER: 0001104659-16-088065
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hanrahan Kathleen A
CENTRAL INDEX KEY: 0001436427
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 161322360
MAIL ADDRESS:
STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC.
STREET 2: 350 PARK AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
a4.xml
4
X0306
4
2016-01-04
0
0001055160
MFA FINANCIAL, INC.
MFA
0001436427
Hanrahan Kathleen A
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Senior Vice President
Common Stock
2016-01-04
4
M
0
18500
0
A
56696
D
Common Stock
2016-01-04
4
M
0
9250
0
A
68946
D
Common Stock
2016-01-04
4
F
0
9608
6.75
D
59338
D
Phantom Shares
2016-01-04
4
M
0
18500
D
2016-01-04
2016-01-04
Common Stock
18500
44250
D
Phantom Shares
2016-01-04
4
M
0
9250
D
2016-01-04
2016-01-04
Common Stock
9250
35000
D
Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the Reporting Person in December 2010.
Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares described in Note 1 above.
Settlement of time-based and performance-based phantom shares granted to the Reporting Person in December 2010. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
/s/ Kathleen A. Hanrahan
2016-01-05