0001104659-16-088033.txt : 20160105
0001104659-16-088033.hdr.sgml : 20160105
20160105154513
ACCESSION NUMBER: 0001104659-16-088033
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150715
FILED AS OF DATE: 20160105
DATE AS OF CHANGE: 20160105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREYDBERG RONALD A
CENTRAL INDEX KEY: 0001203598
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 161321924
MAIL ADDRESS:
STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC.
STREET 2: 350 PARK AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4/A
1
a4a.xml
4/A
X0306
4/A
2015-07-15
2015-07-17
0
0001055160
MFA FINANCIAL, INC.
MFA
0001203598
FREYDBERG RONALD A
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Executive Vice President
Phantom Shares
2015-07-15
4
M
0
3345
D
2015-07-15
2015-07-15
Common Stock
3345
109357
D
Settlement of vested portion of time-based phantom shares granted to the Reporting Person in each of July 2012, July 2013 and July 2014. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each phantom share was settled in one share of common stock of MFA Financial, Inc.
Number of derivative securities reported corrects Form 4 filed on July 17, 2015, which report was subsequently amended by the Form 4/A filed on July 31, 2015.
The Reporting Person is filing this Form 4/A to correct the information set forth in Column 9 of Table II of the Form 4 first filed on July 17, 2015, which Form 4 was amended by the Form 4/A filed on July 31, 2015. Other than the correction described in the preceding sentence, no other information of the subject Form 4 (as amended by the Form 4/A filed on July 31, 2015) is being amended or corrected hereby.
/s/ Ronald A. Freydberg
2016-01-05