0001104659-14-045306.txt : 20140624 0001104659-14-045306.hdr.sgml : 20140624 20140611132035 ACCESSION NUMBER: 0001104659-14-045306 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140611 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140611 DATE AS OF CHANGE: 20140611 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 14904085 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 8-K 1 a14-15171_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  June 11, 2014

 

MFA FINANCIAL, INC.

(Exact name of registrant as specified in its charter)

 

Maryland

 

1-13991

 

13-3974868

(State or other jurisdiction

 

(Commission File Number)

 

(IRS Employer

of incorporation

 

 

 

Identification No.)

or organization)

 

 

 

 

 

350 Park Avenue, 20th Floor

 

 

New York, New York

 

10022

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (212) 207-6400

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 5.02                                           Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

(d)  Election of Laurie Goodman to Board of Directors.  On June 11, 2014, the Board of Directors of MFA Financial, Inc. (the “Company”) elected Laurie Goodman as a director of the Company effective July 1, 2014.  In connection with her election, the Board of Directors has appointed Ms. Goodman to serve on the Audit Committee of the Board.  A copy of the press release reporting on Ms. Goodman’s election is attached as Exhibit 99.1 to this Current Report on Form 8-K.

 

Item 9.01                                           Financial Statements and Exhibits

 

(d)                                 Exhibits

 

99.1                        Press Release, dated June 11, 2014, regarding the election of Laurie Goodman to the Board of Directors of MFA Financial, Inc.

 

2



 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

MFA FINANCIAL, INC.

 

(REGISTRANT)

 

 

 

By:

/s/ Harold E. Schwartz

 

 

Name:  Harold E. Schwartz

 

 

Title:  Senior Vice President and General Counsel

 

 

Date: June 11, 2014

 

 

3



 

EXHIBIT INDEX

 

Exhibit No.

 

Description

 

 

 

99.1

 

Press Release, dated June 11, 2014, regarding the election of Laurie Goodman to the Board of Directors of MFA Financial, Inc.

 

4


EX-99.1 2 a14-15171_1ex99d1.htm EX-99.1

Exhibit 99.1

 

 

PRESS RELEASE

 

FOR IMMEDIATE RELEASE

 

 

 

June 11, 2014

 

NEW YORK METRO

 

 

 

Investor Contact:

MFA Investor Relations

NYSE: MFA

 

212-207-6433

 

 

www.mfafinancial.com

 

 

 

 

Media Contact:

Abernathy MacGregor

 

 

Tom Johnson, Andrew Johnson

 

 

212-371-5999

 

 

MFA Financial, Inc. Elects Laurie Goodman to Board of Directors

 

NEW YORK — MFA Financial, Inc. (NYSE:  MFA) announced today that its Board of Directors has elected Laurie Goodman to its Board effective July 1, 2014.

 

Ms. Goodman, age 58, is the Center Director of the recently formed Housing Finance Policy Center at the Urban Institute, a Washington, D.C.-based nonprofit organization dedicated to elevating the debate on social and economic policy.  Ms. Goodman joined the Urban Institute in late 2013 from Amherst Securities Group, L.P., a boutique broker dealer specializing in securitized products, where she had been a Senior Managing Director since late 2008 leading a group known for its analysis of housing policy issues.

 

“We couldn’t be more pleased to welcome Laurie to the MFA Board,” said George H. Krauss, MFA’s Chairman of the Board.  “Laurie has been one of the most highly respected analysts in her field for more than 25 years.  With her deep understanding of the residential mortgage market and housing finance policy, we believe that Laurie will be a valuable addition to MFA and our Board.”

 

“I am delighted to be joining MFA’s Board,” said Ms. Goodman.  “I believe MFA’s strategy of investing in both Agency and Non-Agency residential assets will continue to provide the company with attractive investment opportunities.”

 

Prior to her tenure at Amherst Securities, Ms. Goodman was head of Global Fixed Income Research and Manager of U.S. Securitized Products Research at UBS and its predecessor firms from July 1993 through November 2008.  Prior to her tenure with

 



 

UBS, Ms. Goodman spent ten years in senior fixed income research positions at Citicorp, Goldman Sachs, and Merrill Lynch.  She was also a mortgage portfolio manager and a Senior Economist at the Federal Reserve Bank of New York.

 

Ms. Goodman has a B.A. in mathematics from the University of Pennsylvania, and a M.A. and Ph.D. in economics from Stanford University.  She has published more than 200 articles in professional and academic journals and co-authored and co-edited five books.  Ms. Goodman was inducted into the Fixed Income Analysts Hall of Fame in 2009.

 

MFA is a real estate investment trust primarily engaged in the business of investment, on a leveraged basis, in Agency and Non-Agency residential mortgage-backed securities.

 


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