0001055160-14-000112.txt : 20141001
0001055160-14-000112.hdr.sgml : 20141001
20141001101115
ACCESSION NUMBER: 0001055160-14-000112
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141001
DATE AS OF CHANGE: 20141001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schwartz Harold E
CENTRAL INDEX KEY: 0001527449
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 141131633
MAIL ADDRESS:
STREET 1: 350 PARK AVENUE, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-09-30
0001055160
MFA FINANCIAL, INC.
MFA
0001527449
Schwartz Harold E
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK,
NY
10022
0
1
0
0
SVP and General Counsel
Common Stock,par value $0.01 per share
2014-09-30
4
M
0
5100
0
A
26528
D
Common Stock,par value $0.01 per share
2014-09-30
4
F
0
2103
7.78
D
24425
D
Phantom Stock
2014-09-30
4
M
0
5100
D
2014-09-30
2014-09-30
Common Stock
5100
20000
D
Shares acquired pursuant to the settlement of restricted stock units (i.e., phantom stock) granted to the reporting person in September 2011.
Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares.
Settlement of vested portion of the phantom shares granted in September 2011. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc.
Harold E. Schwartz
2014-10-01