0001055160-14-000008.txt : 20140110
0001055160-14-000008.hdr.sgml : 20140110
20140110125821
ACCESSION NUMBER: 0001055160-14-000008
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140101
FILED AS OF DATE: 20140110
DATE AS OF CHANGE: 20140110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kristjansson Gudmundur
CENTRAL INDEX KEY: 0001596207
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 14521067
MAIL ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
edgar.xml
PRIMARY DOCUMENT
X0206
3
2014-01-01
0
0001055160
MFA FINANCIAL, INC.
MFA
0001596207
Kristjansson Gudmundur
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK,
NY
10022
0
1
0
0
Senior Vice President
COMMON STOCK, PAR VALUE $0.01 PER SHARE
81991
D
7.5% Series B Cumulative Redeemable Preferred Stock
2250
D
Phantom Shares
Common Stock
35000
D
Phantom Shares
Common Stock
17500
D
These phantom shares are scheduled to vest, subject to forfeiture, on December 31, 2014, and thereafter will be settled in an equivalent number of shares of MFA common stock on the earlier of termination of service with MFA or January 4, 2016.
Each phantom share represents the right to receive one share of MFA Financial, Inc. common stock.
These phantom shares are scheduled to vest subject to forfeiture, on December 31, 2014 (subject to MFA's achievement of specified performance goals), and thereafter will be settled in an equivalent number of shares of MFA common stock on the earlier of termination of service with MFA or January 4, 2016.
/s/Gudmundur Kristjansson
2014-01-10