0001055160-13-000106.txt : 20131216 0001055160-13-000106.hdr.sgml : 20131216 20131216195713 ACCESSION NUMBER: 0001055160-13-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131212 FILED AS OF DATE: 20131216 DATE AS OF CHANGE: 20131216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knutson Craig L CENTRAL INDEX KEY: 0001431830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 131280186 MAIL ADDRESS: STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC. STREET 2: 350 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-12 0001055160 MFA FINANCIAL, INC. MFA 0001431830 Knutson Craig L C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK, NY 10022 0 1 0 0 Executive Vice President Common Stock 2013-12-12 4 A 0 63203 0 A 376835 D Common Stock 2013-12-13 4 F 0 6800 7.11 D 370035 D Common Stock 2013-12-16 4 F 0 5026 7.07 D 365009 D Shares will vest ratably on the last business day of each calendar quarter beginning with the quarter ending March 31, 2014, through the quarter ending in December 31, 2016. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted stock. /s/Craig L. Knutson 2013-12-16