0001055160-13-000064.txt : 20130717 0001055160-13-000064.hdr.sgml : 20130717 20130717185217 ACCESSION NUMBER: 0001055160-13-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130715 FILED AS OF DATE: 20130717 DATE AS OF CHANGE: 20130717 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORIN WILLIAM S CENTRAL INDEX KEY: 0001203597 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 13973570 MAIL ADDRESS: STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC. STREET 2: 350 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-15 0001055160 MFA FINANCIAL, INC. MFA 0001203597 GORIN WILLIAM S C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK, NY 10022 1 1 0 0 President Common Stock 2013-07-15 4 M 0 24750 0 A 694133 D Common Stock 2013-07-15 4 F 0 13820 8.13 D 680313 D Phantom Shares 2013-07-15 4 M 0 8250 D 2013-07-15 2013-07-15 Common Stock 8250 276501 D Phantom Shares 2013-07-15 4 M 0 16500 D 2013-07-15 2013-07-15 Common Stock 16500 260001 D Settlement of phantom shares. Each phantom share is the economic equivalent of one share of common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc. The reported disposition represents the surrender of shares to satisfy tax obligations arising from the settlement of phantom shares. Settlement of vested portion of time-based phantom shares granted in each of July 2011 and July 2012. Each phantom share is the economic equivalent of one share of MFA Financial, Inc. common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc. Settlement of vested portion of performance-based phantom shares granted in each of July 2011 and July 2012. Each phantom share is the economic equivalent of one share of MFA Financial, Inc. common stock of MFA Financial, Inc. Each vested phantom share was settled in one share of common stock of MFA Financial, Inc. /s/ William S. Gorin 2013-07-15