0001055160-13-000013.txt : 20130509 0001055160-13-000013.hdr.sgml : 20130509 20130509155219 ACCESSION NUMBER: 0001055160-13-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130507 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 21ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRAUSS GEORGE H CENTRAL INDEX KEY: 0001185544 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 13828509 MAIL ADDRESS: STREET 1: AMERICA FIRST COMPANIES STREET 2: 2850 WOODMEN TOWER CITY: OMAHA STATE: NE ZIP: 68102 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-05-07 0001055160 MFA FINANCIAL, INC. MFA 0001185544 KRAUSS GEORGE H C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock, par value $0.01 per share 2013-05-07 4 M 0 5000 8.40 A 70773 D Common Stock, par value $0.01 per share 2013-05-07 4 F 0 4506 9.32 D 66267 D Stock Option (right to buy) 8.40 2013-05-07 4 M 0 5000 0 D 2005-08-10 2014-08-10 Common Stock 5000 0 D Shares acquired pursuant to exercise of non-qualified stock options granted to the reporting person on August 10, 2004 The reported disposition represents the withholding of stock to pay the option exercise price /s/Shira Finkel, Attorney-In-Fact 2013-05-09