0001055160-13-000009.txt : 20130314 0001055160-13-000009.hdr.sgml : 20130314 20130314112210 ACCESSION NUMBER: 0001055160-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121031 FILED AS OF DATE: 20130314 DATE AS OF CHANGE: 20130314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMMERMAN STEWART CENTRAL INDEX KEY: 0001203596 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13991 FILM NUMBER: 13689554 MAIL ADDRESS: STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC. STREET 2: 350 PARK AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MFA FINANCIAL, INC. CENTRAL INDEX KEY: 0001055160 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 133974868 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 21ST FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122076400 MAIL ADDRESS: STREET 1: 350 PARK AVE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS DATE OF NAME CHANGE: 20020809 FORMER COMPANY: FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC DATE OF NAME CHANGE: 19980211 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-10-31 0001055160 MFA FINANCIAL, INC. MFA 0001203596 ZIMMERMAN STEWART C/O MFA FINANCIAL, INC. 350 PARK AVENUE, 20TH FLOOR NEW YORK NY 10022 0 1 0 0 Chairman and CEO Phantom Share 2012-10-31 4 A 0 14625 0 A Common Stock 14625 58500 D Phantom Share 2012-10-31 4 A 0 7313 0 A Common Stock 7313 65813 D Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share. These phantom shares are subject to forfeiture until December 31, 2013, and thereafter are settled not earlier than January 2, 2014 and not later than January 31, 2014 These phantom shares are subject to forfeiture until December 31, 2013, subject, to MFA's achievement of specified performance goals, and thereafter, are settled not earlier than January 2, 2014 and not later than January 31, 2014. /s/Stewart Zimmerman 2013-03-14