0001055160-11-000019.txt : 20110808
0001055160-11-000019.hdr.sgml : 20110808
20110808180020
ACCESSION NUMBER: 0001055160-11-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110701
FILED AS OF DATE: 20110808
DATE AS OF CHANGE: 20110808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knutson Craig L
CENTRAL INDEX KEY: 0001431830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13991
FILM NUMBER: 111018343
MAIL ADDRESS:
STREET 1: C/O MFA MORTGAGE INVESTMENTS, INC.
STREET 2: 350 PARK AVENUE, 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MFA FINANCIAL, INC.
CENTRAL INDEX KEY: 0001055160
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 133974868
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 350 PARK AVENUE
STREET 2: 21ST FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2122076400
MAIL ADDRESS:
STREET 1: 350 PARK AVE
STREET 2: 21ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: MFA MORTGAGE INVESTMENTS
DATE OF NAME CHANGE: 20020809
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICA FIRST MORTGAGE INVESTMENTS INC
DATE OF NAME CHANGE: 19980211
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-07-01
0001055160
MFA FINANCIAL, INC.
MFA
0001431830
Knutson Craig L
C/O MFA FINANCIAL, INC.
350 PARK AVENUE, 20TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2011-08-05
4
P
0
4000
7.20
A
184260
I
By 401(k)
Phantom Share
2011-07-01
4
A
0
8325
0
A
Common Stock
8325
90075
D
Phantom Share
2011-07-01
4
A
0
16675
0
A
Common Stock
16675
106750
D
Each phantom share is the economic equivalent of one share of MFA's common stock, par value $0.01 per share.
These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014, and thereafter, are payable within 30 days of the date such phantom shares vest.
These phantom shares are subject to forfeiture until June 30, 2014. One-third of these phantom shares shall vest on each of June 30, 2012, June 30, 2013 and June 30, 2014 (subject, in each case, to MFA's achievement of specified performance goals), and thereafter, are payable within 30 days of the date such phantom shares vest.
/s/Craig L. Knutson
2011-08-08