-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KYxA2LJlIws1iNnNZpey3fg9KjpqQ7Htp3leujdDiY7vRYRU87REKQSJB9dFihHa m8QLgrow5y95Hm3LSAXFlw== 0001054579-09-000018.txt : 20090715 0001054579-09-000018.hdr.sgml : 20090715 20090715141013 ACCESSION NUMBER: 0001054579-09-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090714 FILED AS OF DATE: 20090715 DATE AS OF CHANGE: 20090715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN ONGEVALLE ALAN CENTRAL INDEX KEY: 0001114614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24381 FILM NUMBER: 09945637 MAIL ADDRESS: STREET 1: PO BOX 35350 CITY: AMARILLO STATE: TX ZIP: 79120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HASTINGS ENTERTAINMENT INC CENTRAL INDEX KEY: 0001054579 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 751386375 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3601 PLANS BLVD STREET 2: SUITE 1 CITY: AMARILLO STATE: TX ZIP: 79102 BUSINESS PHONE: 8063512300 MAIL ADDRESS: STREET 1: P O BOX 35350 CITY: AMARILLO STATE: TX ZIP: 79120-5350 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-14 0001054579 HASTINGS ENTERTAINMENT INC HAST 0001114614 VAN ONGEVALLE ALAN 3601 PLAINS BLVD AMARILLO TX 79102 0 1 0 0 Senior VP of Merchandising Common Stock 2009-07-14 4 A 0 2500 A 34667 D Common Stock 2009-07-14 4 A 0 8333 A 43000 D Common Stock 2009-07-14 4 A 0 5000 A 48000 D Common Stock 2009-07-14 4 A 0 2779 A 50779 D Common Stock 2009-07-14 4 A 0 3333 A 54112 D Common Stock 69 I by 401K Common Stock 4881 I By Associate Stock Ownership Plan Employee Stock Option (right to buy) 5.37 2009-07-14 4 D 0 7500 0 D 2006-01-27 2016-01-27 Common Stock 7500 0 D Employee Stock Option (right to buy) 5.74 2009-07-14 4 D 0 25000 0 D 2014-04-03 Common Stock 25000 0 D Employee Stock Option (right to buy) 6.63 2009-07-14 4 D 0 15000 0 D 2012-03-01 Common Stock 15000 0 D Employee Stock Option (right to buy) 7.215 2009-07-14 4 D 0 8335 0 D 2016-12-01 Common Stock 8335 0 D Employee Stock Option (right to buy) 9.67 2009-07-14 4 D 0 10000 0 D 2017-12-07 Common Stock 10000 0 D On July 14, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on 01-27-2006. In exchange for the option, the reporting person received 2,500 restricted stock units (RSUs), which will vest in 2 equal installments on 07-14-2010 and 07-14-2011. Option vested 20% on 04-03-2005 and 80% on 01-27-2006. On July 14, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on 04-03-2004. In exchange for the option, the reporting person received 8,333 restricted stock units (RSUs). 4,166 RSUs will vest on 07-14-2010 and 4,167 on 07-14-2011. Option vested 20% on 03-01-2003, 20% on 03-01-2004, 20% on 03-01-2005 and 40% on 01-27-2006. On July 14, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on 03-01-2002. In exchange for the option, the reporting person received 5,000 restricted stock units (RSUs). 2,500 RSUs will vest on 07-14-2010 and 2,500 on 07-14-2011. Option vests in 5 equal annual installments beginning 12-1-2007. On July 14, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on 12-01-2006. In exchange for the option, the reporting person received 2,779 restricted stock units (RSUs). 1,390 RSUs will vest on 07-14-2010 and 1,389 on 07-14-2011. Option vests in 5 equal annual installments beginning 12-7-2008. On July 14, 2009, the issuer cancelled, pursuant to the issuer's option exchange program, an option granted to the reporting person on 12-07-2007. In exchange for the option, the reporting person received 3,333 restricted stock units (RSUs). 1,667 RSUs will vest on 07-14-2010 and 1,666 on 07-14-2011. Alan Van Ongevalle 2009-07-15 -----END PRIVACY-ENHANCED MESSAGE-----