-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKIkW/2t6a2uyvQcdttsff3eHsRAaqxHo7fC6sOvLbLCKWq8qhQZhH9Pim76KYQq JjGQcto9NrTySb4OOLXSAA== 0000950134-07-002299.txt : 20070207 0000950134-07-002299.hdr.sgml : 20070207 20070207163636 ACCESSION NUMBER: 0000950134-07-002299 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070207 DATE AS OF CHANGE: 20070207 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASTINGS ENTERTAINMENT INC CENTRAL INDEX KEY: 0001054579 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 751386375 STATE OF INCORPORATION: TX FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-56011 FILM NUMBER: 07588628 BUSINESS ADDRESS: STREET 1: 3601 PLANS BLVD STREET 2: SUITE 1 CITY: AMARILLO STATE: TX ZIP: 79102 BUSINESS PHONE: 8063512300 MAIL ADDRESS: STREET 1: P O BOX 35350 CITY: AMARILLO STATE: TX ZIP: 79120-5350 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MARMADUKE JOHN H CENTRAL INDEX KEY: 0001062341 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 8063512300 MAIL ADDRESS: STREET 1: 3601 PLAINS BLVD STREET 2: STE 1 CITY: AMARILLO STATE: TX ZIP: 79102 SC 13G 1 d42972asc13g.htm SCHEDULE 13G sc13g
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. )*

Hastings Entertainment, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
418365-10-2
(CUSIP Number)
12-31-2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 

 

                     
CUSIP No.
  
418365-10-2 
   Page  
2 
   of   
6 

 

           
1   NAMES OF REPORTING PERSONS:
John H. Marmaduke
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   o
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States
       
  5   SOLE VOTING POWER:
     
NUMBER OF   3,338,591
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   236,735
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   3,338,591
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    236,735
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,575,326
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  30.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 

                     
CUSIP No.
  
418365-10-2 
   Page  
3 
   of   
6 
         
Item 1
  (a)   Name of Issuer: Hastings Entertainment, Inc.
 
        
 
  (b)   Address of Issuer’s Principal Executive Offices:
 
        
 
      3601 Plains Blvd
 
      Amarillo, TX 79102
 
        
Item 2
  (a)   Name of Person Filing: John H. Marmaduke
 
        
 
  (b)   Address of Principal Business Office or, if none, Residence:
 
        
 
      3601 Plains Blvd
 
      Amarillo, TX 79102
 
        
 
  (c)   Citizenship:       United States
 
        
 
  (d)   Title of Class of Securities:       Common Stock
 
        
 
  (e)   CUSIP Number:       418365-10-2

 

 

                     
CUSIP No.
  
418365-10-2 
   Page  
4 
   of   
6 
             
Item 3   Status of Person Filing:
 
            
 
  (a)   [ ]   Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
            
 
  (b)   [ ]   Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
            
 
  (c)   [ ]   Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
            
 
  (d)   [ ]   Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
            
 
  (e)   [ ]   An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
 
            
 
  (f)   [ ]   An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
 
            
 
  (g)   [ ]   A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
 
            
 
  (h)   [ ]   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
            
 
  (i)   [ ]   A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3);
 
            
 
  (j)   [ ]   Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
 
            
Item 4   Ownership:    
 
            
 
  (a)       Amount of Beneficially Owned:       3,575,326
 
            
 
  (b)       Percent of Class:       30.7%
 
            
 
  (c)       Number of shares as to which each person has:
 
            
 
          (i)       sole power to vote or to direct the vote:       3,338,591
 
            
 
          (ii)      shared power to vote or to direct the vote:       236,735
 
            
 
          (iii)     sole power to dispose or to direct the disposition of:       3,338,591
 
            
 
          (iv)     shared power to dispose or to direct the disposition of:       236,735

 

 

                     
CUSIP No.
  
418365-10-2 
   Page  
5 
   of   
6 
     
Item 5
  Ownership of 5% or Less of a Class:
 
    
Item 6
  Ownership of More than 5% on Behalf of Another Person:
 
       n/a
 
    
Item 7
  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
 
       n/a
 
    
Item 8
  Identification and Classification of Members of the Group:
 
       n/a
 
    
Item 9
  Notice of Dissolution of Group:
 
       n/a
 
    
Item 10
  Certification:
  (a)   The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(b):
 
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
  (b)   The following certification shall be included if the statement is filed pursuant to Section 240.13d-1(c):
 
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

                     
CUSIP No.
  
418365-10-2 
   Page  
6 
   of   
6 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: 02-01-07
 
 
Signature:  /s/John H. Marmaduke                          
Name/Title:  John H. Marmaduke/President & CEO

 

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