-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EwizLhq8JuXYm0FmPu7zzmyhY4HtZl4IeTxqGZO3qNdKkCjhIumJ0tsX7LMnSpw8 O0yE8H/9JwEk3hwqNKg97A== 0001240832-03-000001.txt : 20030806 0001240832-03-000001.hdr.sgml : 20030806 20030806164443 ACCESSION NUMBER: 0001240832-03-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20030801 FILED AS OF DATE: 20030806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THAELER DAVID A CENTRAL INDEX KEY: 0001240832 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24061 FILM NUMBER: 03826697 MAIL ADDRESS: STREET 1: 20222 HAMMOCK OAK DRIVE CITY: CORNELIUS STATE: NC ZIP: 28031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US LEC CORP CENTRAL INDEX KEY: 0001054290 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 562065535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6801 MORRISON BOULEVARD STREET 2: MORROCROFT III CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-319-1000 MAIL ADDRESS: STREET 1: 6801 MORRISON BOULEVARD STREET 2: MORROCROFT III CITY: CHARLOTTE STATE: NC ZIP: 28211 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-08-01 0001054290 US LEC CORP CLEC 0001240832 THAELER DAVID A 6801 MORRISON BOULEVARD MORROCROFT III CHARLOTTE NC 28211 0100VP Human ResourcesClass A Common Stock1954DEmployee Stock Option (right to buy)5.032003-01-294D03000D2011-12-31Class A Common Stock300027000DEmployee Stock Option (right to buy) 6.06252003-01-294D017500D2010-10-19Class A Common Stock175009500DEmployee Stock Option (right to buy)5.81252003-01-294D02000D2011-01-10Class A Common Stock20007500DEmployee Stock Option (right to buy)4.112003-01-294D05000D< /transactionAcquiredDisposedCode>2011-04-19Class A Common Stock50002500DEmployee Stock Option (right to buy)4.062003-08-014A0275004.06A2013-08-01Class A Common Stock2750030000DEmployee Stock Option (right to buy)4.112003-08-054A0150004.11A2013-08-05Class A Common Stock1500045000DTotal amount of securities beneficially owned as of August 4, 2003 reflects an increase due to reporting person's participation in the US LEC Corp. Employee Stock Purchase Plan.On January 29, 2003, issuer canceled an option to purchase 17,500 shares of our Class A common stock at $6.0625 per share. On January 29, 2003, issuer canceled an option to purchase 2,000 shares of our Class A common stock at $5.8125 per share. On January 29, 2003, issuer canceled an option to purchase 3,000 shares of our Class A common stock at $5.03 per share. On January 29, 2003, issuer canceled an option to purchase 5,000 shares of our Class A common stock at $4.11 per share. These options were exercisable at various dates in accordance with the option grants made under issuer's 1998 Omnibus Stock Plan.This option was granted in exchange for the options that were canceled as described in the preceding footnotes. This option becomes exercisable in accordance with the terms set forth in the issuer's Offer to Exchange, dated December 20, 2002.This option becomes exercisable at various dates in accordance with the terms set forth in the issuer's 1998 Omnibus Stock Plan.David A. Thaeler2003-08-05 EX-24 3 attach_1.txt THAELER POWER OF ATTORNEY FORM POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints S. Shane Turley, Thomas R. Gooley, Aaron D. Cowell, and Michael K. Robinson, or either of them, signing singly, the undersigned's true and lawful attorney-in-fact to: 1. Execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of US LEC Corp. (the "Company"), Forms 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; 2. Do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 4 or 5, complete and execute any amendment or amendments thereto, and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and 3. Take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in uch capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 4 and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 1 day of August, 2003. S/ David A. Thaeler Signature David a. Thaeler Print Name -----END PRIVACY-ENHANCED MESSAGE-----