-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Qjf/yTtXIcQ4sYkivubtAWPCoES2jQjdkSBouTFPekcd0T1hrFDXduX3uTWfGpGj x9YQijV4C4UU5A6xq/TP0A== 0001209191-07-014588.txt : 20070301 0001209191-07-014588.hdr.sgml : 20070301 20070301164634 ACCESSION NUMBER: 0001209191-07-014588 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070227 FILED AS OF DATE: 20070301 DATE AS OF CHANGE: 20070301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AAB RICHARD T CENTRAL INDEX KEY: 0001060471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24061 FILM NUMBER: 07664123 BUSINESS ADDRESS: BUSINESS PHONE: 7043196040 MAIL ADDRESS: STREET 1: 212 SOUTH TRYON STREET STREET 2: SUITE 1540 CITY: CHARLOTTE STATE: NC ZIP: 28281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US LEC CORP CENTRAL INDEX KEY: 0001054290 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 562065535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6801 MORRISON BOULEVARD STREET 2: MORROCROFT III CITY: CHARLOTTE STATE: NC ZIP: 28211 BUSINESS PHONE: 704-319-1000 MAIL ADDRESS: STREET 1: 6801 MORRISON BOULEVARD STREET 2: MORROCROFT III CITY: CHARLOTTE STATE: NC ZIP: 28211 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2007-02-27 1 0001054290 US LEC CORP CLEC 0001060471 AAB RICHARD T 6801 MORRISON BOULEVARD MORROCROFT III CHARLOTTE NC 28211 1 1 1 0 Chairman of the Board Class A Common Stock 2007-02-27 4 S 0 100000 10.14 D 5226456 D Class A Common Stock 2007-02-28 4 D 0 5226456 D 0 D Class A Common Stock 2007-02-28 4 D 0 4309500 D 0 I Melrich Associates, L.P. Warrant (right to buy) 2.06 2007-02-28 4 D 0 789473 D 2009-09-30 Class A Common Stock 789473 0 D Disposed of pursuant to Agreement and Plan of Merger, dated as of August 11, 2006, as amended, among Issuer, PAETEC Corp., PAETEC Holding Corp., WC Acquisition Sub U Corp. and WC Acquisition Sub P Corp. (the "Merger Agreement") in exchange for 5,226,456 shares of common stock of PAETEC Holding Corp. on the effective date of the merger transaction. Disposed of pursuant to the Merger Agreement in exchange for 4,309,500 shares of common stock of PAETEC Holding Corp. on the effective date of the merger transaction. This warrant, which is fully vested, was assumed by PAETEC Holding Corp. in the merger transaction and replaced with a warrant to purchase 789,473 shares of common stock of PAETEC Holding Corp. for $2.06 per share. /s/ Shane S. Turley, Attorney-in-Fact 2007-03-01 -----END PRIVACY-ENHANCED MESSAGE-----