-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KMDaecL1hpwf1bEiHu6v7rN606+e8rhtJ3uQo8fEkO6X6a/azhNoWee/dd0aXnRW 5u7fgCd+JJJ8hUo8tJWnYg== 0000950168-00-000328.txt : 20000216 0000950168-00-000328.hdr.sgml : 20000216 ACCESSION NUMBER: 0000950168-00-000328 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000214 FILED AS OF DATE: 20000214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: US LEC CORP CENTRAL INDEX KEY: 0001054290 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 562065535 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-24061 FILM NUMBER: 544397 BUSINESS ADDRESS: STREET 1: 401 N TRYON ST STREET 2: STE 1000 CITY: CHARLOTTE STATE: NC ZIP: 28251 MAIL ADDRESS: STREET 1: 212 S TRYON ST STREET 2: SUITE 1540 CITY: CHARLOTTE STATE: NC ZIP: 28281 COMPANY DATA: COMPANY CONFORMED NAME: SCHOONOVER STEVEN L CENTRAL INDEX KEY: 0001060479 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 212 SOUTH TRYON STREET STREET 2: SUITE 1540 CITY: CHARLOTTE STATE: NC ZIP: 28281 MAIL ADDRESS: STREET 1: 212 SOUTH TRYON STREET STREET 2: SUITE 1540 CITY: CHARLOTTE STATE: NC ZIP: 28281 5 1 FORM 5-STEVEN L. SCHOONOVER FORM 5 OMB APPROVAL [ ] Check box if no longer subject to OMB Number: 3236-0362 Section 16. Form 4 or Form 5 obli- Expires: September 30, 1998 gations may continue. See Instruc- Estimated average burden tions 1(b). hours per response.....1.0 [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* Schoonover Steven L. -------------------------------------- (Last) (First) (Middle) 937 Country Club Circle -------------------------------------- (Street) Minden LA 71055 -------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol US LEC Corp (CLEC) -------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) --------------------------------------- 4. Statement for Month/Year December 31, 1999 --------------------------------------- 5. If Amendment, Date of Original (Month/Year) --------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------- 7. Individual or Joint/Group Reporting (check applicable line) [X] Form Filed by One Reporting Person [ ] Form Filed by More than One Reporting Person Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of Security Date (Month/ Code or Disposed of (D) Securities Form: Dir- Indirect (Instr. 3) Day/Year) (Instr. 8) (Instr. 3, 4 and 5) Beneficially ect (D) or Benefic- -------------------------- Owned at end of Indirect (I) ial Own- Issuer's Fiscal (Instr. 4) ership Year (Instr.4) Amount (A) or (D) Price (Instr. 3 and 4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
If the form is filed by more than one reporting person, see instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Over) SEC 2270 (7-97) Form 5 (continued) Table 11 -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of 2. Conversion 3. Transaction 4. Transaction 5. Number of 6. Date Exercisable 7. Title and Amount Derivative or Exercise Date (Month/ Code Derivative and Expiration of Underlying Security Price of Day/Year) (Instr. 8) Securities Date (Month/ Securities (Instr. 3) Derivative Acquired (A) Day/Year) (Instr. 3 and 4) Security or Disposed ---------------- ---------------- of (D) (Instr. 3, 4, and 5) Date Expira- Amount or ---------------- Exer- tion Number of (A) (D) cisable Date Title Shares - ------------------------------------------------------------------------------------------------------------------------------------ Non-qualified $15.375 2/24/99 A 5,000 2/24/99 2/24/09 Class A 5,000 stock option Common Stock - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 8. Price of 9. Number of 10. Ownership of 11. Nature of Derivative Derivative Derivative Indirect Security Securities Security: Beneficial (Instr. 5) Beneficially Direct (D) or Ownership Owned at End Indirect (I) (Instr. 4) of Year (Instr. 4) (Instr. 4) - ---------------------------------------------------------------------------- 10,000 D - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ---------------------------------------------------------------------------- - ----------------------------------------------------------------------------
Explanation of Responses: /s/ Steven L. Schoonover February 14, 2000 ------------------------ ----------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. Page 2 SEC 2270 (7-97) -----END PRIVACY-ENHANCED MESSAGE-----