-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NMFRnm41UrWTCPmCUYOHiVoZvWc73Q6XWbw/TMhczWDUpWUG1kIOdGDn5xvBRIjW lH6mF5WTt6NK/pHguStU4A== 0001354488-11-000026.txt : 20110104 0001354488-11-000026.hdr.sgml : 20110104 20110104162510 ACCESSION NUMBER: 0001354488-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110104 DATE AS OF CHANGE: 20110104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERGER STEVEN C CENTRAL INDEX KEY: 0001287524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29819 FILM NUMBER: 11506156 MAIL ADDRESS: STREET 1: 44 HEATHER HILL LANE CITY: WOODCLIFF LAKE STATE: NJ ZIP: 07677 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alliqua, Inc. CENTRAL INDEX KEY: 0001054274 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 582349413 STATE OF INCORPORATION: FL FISCAL YEAR END: 1220 BUSINESS ADDRESS: STREET 1: 850 THIRD AVENUE STREET 2: SUITE 1801 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 800-518-4879 MAIL ADDRESS: STREET 1: 850 THIRD AVENUE STREET 2: SUITE 1801 CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: HEPALIFE TECHNOLOGIES INC DATE OF NAME CHANGE: 20030529 FORMER COMPANY: FORMER CONFORMED NAME: ZETA CORP DATE OF NAME CHANGE: 20030219 FORMER COMPANY: FORMER CONFORMED NAME: ZETA CORP /CA DATE OF NAME CHANGE: 20000303 4 1 issuerdirect_section16.xml PRIMARY DOCUMENT X0303 4 2010-12-31 0 0001054274 Alliqua, Inc. HPLF.OB 0001287524 BERGER STEVEN C 850 THIRD AVENUE SUITE 1801 NEW YORK NY 10022 1 CFO, Treasurer and Secretary Stock Option (right to buy) 0.145 2010-12-31 4 A 0 1000000 0 A 2015-12-09 Common Stock 1000000 1000000 D Represents stock options granted to Steven C. Berger pursuant to the Alliqua, Inc. (the "Company") 2001 Incentive Stock Plan on December 9, 2010 and accepted by Mr. Berger on December 31, 2010. These shares vest as follows: (i) 500,000 of the options granted vested immediately, (ii) 250,000 of the options vested on January 3, 2011 upon the creation of a Board of Directors of the Company that fully complied with the Corporate Governance Requirements set forth in Sections 801-809 of the NYSE Amex Rules, and (iii) 250,000 of the options shall vest only upon the filing of the Company's Annual Report on Form 10-K with the Securities and Exchange Commission for the fiscal year ending December 31, 2010 without any material weaknesses in the Company's financial reporting under the Sarbanes-Oxley Act of 2002. /s/ Steven C. Berger 2011-01-04 -----END PRIVACY-ENHANCED MESSAGE-----