UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 15, 2023, Edward Chan, a Class II director designated by 1315 Capital II, L.P. to the board of directors (the “Board”) of Interpace Biosciences, Inc. (the “Company”), provided notice to the Company of his resignation from the Board, effective immediately. Mr. Chan’s notice was not the result of any disagreement with the Company on any matters relating to the Company’s operations, policies or practices.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On November 14, 2023, the Company held its 2023 annual meeting of stockholders (the “2023 Annual Meeting”). The following proposals were voted on and were approved by the Company’s stockholders at the 2023 Annual Meeting with the stockholders having voted as set forth below:
I. Election of two Class III directors to serve until the 2026 annual meeting or until each such director’s successor is duly elected and qualified.
| Name | For | Withhold | Broker Non-Vote | |||
| Thomas W. Burnell | 9,294,768 | 42,801 | 1,615,870 | |||
| Joseph Keegan, Ph.D. | 9,191,329 | 146,240 | 1,615,870 |
II. A non-binding advisory vote on a resolution approving the compensation of our named executive officers.
| For | Against | Abstain | Broker Non-Vote | |||
| 9,177,922 | 73,760 | 85,887 | 1,615,870 |
III. A non-binding advisory vote on the frequency of executive compensation advisory votes.
| Every One Year | Every Two Years | Every Three Years | Abstain | Broker Non-Vote | ||||
| 202,362 | 10,069 | 9,089,392 | 35,746 | 1,615,870 |
IV. Ratification of the appointment of EisnerAmper, LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.
| For | Against | Abstain | Broker Non-Vote | |||
| 10,907,312 | 42,734 | 3,393 | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Interpace Biosciences, Inc. | ||
| By: | /s/ Thomas W. Burnell | |
| Name: | Thomas W. Burnell | |
| Title: | President and Chief Executive Officer | |
Date: November 16, 2023