0001140361-14-040591.txt : 20141107 0001140361-14-040591.hdr.sgml : 20141107 20141107071449 ACCESSION NUMBER: 0001140361-14-040591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141105 FILED AS OF DATE: 20141107 DATE AS OF CHANGE: 20141107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PDI INC CENTRAL INDEX KEY: 0001054102 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 222919486 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: MORRIS CORPORATE CENTER 1, BUILDING A STREET 2: 300 INTERPACE PARKWAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 8622077800 MAIL ADDRESS: STREET 1: MORRIS CORPORATE CENTER 1, BUILDING A STREET 2: 300 INTERPACE PARKWAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 FORMER COMPANY: FORMER CONFORMED NAME: PROFESSIONAL DETAILING INC DATE OF NAME CHANGE: 19980129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lurker Nancy CENTRAL INDEX KEY: 0001450485 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24249 FILM NUMBER: 141202652 MAIL ADDRESS: STREET 1: PDI, INC. STREET 2: 1 ROUTE 17 SOUTH CITY: SADDLE RIVER STATE: NJ ZIP: 07458 4 1 doc1.xml FORM 4 X0306 4 2014-11-05 0 0001054102 PDI INC PDII 0001450485 Lurker Nancy C/O PDI INC., MORRIS CORPORATE CENTER 1, BUILDING A, 300 INTERPACE PARKWAY PARSIPPANY NJ 07054 1 1 0 0 CEO Common stock 433403 D Common Stock 2014-11-05 4 P 0 27500 1.7359 A 460903 I By IRA Common Stock 2014-11-05 4 P 0 27500 1.7483 A 488403 I By IRA Common Stock 2014-11-05 4 P 0 500 1.72 A 488903 I By Self as Custodian for Daughter Common Stock 2014-11-05 4 P 0 500 1.7199 A 489403 I By Self as Custodian for Daughter Common Stock 2014-11-06 4 P 0 1000 1.60 A 490403 I By Spouse Stock Appreciation Rights 5.03 2015-03-01 Common Stock 58902 58902 D Stock Appreciation Rights 6.41 2017-01-31 Common stock 111684 170586 D Stock Appreciation Rights 5.44 2018-04-04 Common Stock 141700 312286 D Stock Appreciation Rights 5.10 2019-02-26 Common Stock 177665 489951 D Stock Appreciation Rights 5.10 2019-02-26 Common Stock 188165 678116 D Includes 50,702 restricted shares of common stock that vest on January 31, 2015, 51,320 restricted shares of common stock that vest on April 4, 2016, and 63,177 restricted shares of common stock that vest on February 26, 2017. Open-market purchase Currently exercisable. Stock appreciation rights that are currently two-thirds vested and the remaining one-third vest on 1/31/15. Stock appreciation rights that vest one-third on each of 4/4/14, 4/4/15, and 4/4/16. Stock appreciation rights that vest one-third on each of 2/26/15, 2/26/16, and 2/26/17. Performance contingent stock appreciation rights ("SARs"). The SARs vest 36,496 on 2/26/15, 64,460 on 2/26/16, and 87,209 on 2/27/17. The SARs are only exercisable if the performance conditions are met. Nancy S. Lurker 2014-11-07